| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 8,949,118 | 36,154,000 | 15.84% | ||
| 2 | MORGAN STANLEY | 7,016,956 | 28,349,000 | 12.42% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 3,919,504 | 15,835,000 | 6.94% | ||
| 4 | RESTRUCTURING CAPITAL ASSOCIATES LP | 3,533,996 | 14,277,000 | 6.26% | ||
| 5 | BESSEMER GROUP INC | 3,406,352 | 13,762,000 | 6.03% | ||
| 6 | Oxbow Advisors, LLC | 3,123,653 | 12,619,000 | 5.53% | ||
| 7 | Invesco Ltd. | 2,426,327 | 9,802,000 | 4.30% | ||
| 8 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,365,216 | 9,555,000 | 4.19% | ||
| 9 | LPL Financial LLC | 1,659,507 | 6,704,000 | 2.94% | ||
| 10 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 1,439,743 | 5,817,000 | 2.55% | ||
| 11 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 1,337,888 | 5,405,000 | 2.37% | ||
| 12 | ENVESTNET ASSET MANAGEMENT INC | 1,335,264 | 5,394,000 | 2.36% | ||
| 13 | EATON VANCE MANAGEMENT | 1,260,253 | 5,091,000 | 2.23% | ||
| 14 | Westchester Capital Management, LLC | 1,259,762 | 5,089,000 | 2.23% | ||
| 15 | NEWGATE CAPITAL MANAGEMENT LLC | 1,155,904 | 4,639,000 | 2.03% | ||
| 16 | Bain Capital Credit, LP | 999,504 | 4,038,000 | 1.77% | ||
| 17 | JPMORGAN CHASE & CO | 957,611 | 3,869,000 | 1.70% | ||
| 18 | WELLS FARGO & COMPANY/MN | 831,942 | 3,362,000 | 1.47% | ||
| 19 | PRUDENTIAL PLC | 809,374 | 3,270,000 | 1.43% | ||
| 20 | UBS Group AG | 729,340 | 2,946,000 | 1.29% | ||
| 21 | MARINER INVESTMENT GROUP LLC | 655,632 | 2,649,000 | 1.16% | ||
| 22 | Trust Asset Management LLC | 644,512 | 2,604,000 | 1.14% | ||
| 23 | Camelot Portfolios, LLC | 613,075 | 2,477,000 | 1.09% | ||
| 24 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 416,336 | 1,682,000 | 0.74% | ||
| 25 | SOUND POINT CAPITAL MANAGEMENT, LP | 399,915 | 1,616,000 | 0.71% | ||
| 26 | Yorktown Management & Research Co Inc | 370,000 | 1,495,000 | 0.66% | ||
| 27 | GUGGENHEIM CAPITAL LLC | 353,872 | 1,430,000 | 0.63% | ||
| 28 | Atria Investments, Inc | 346,258 | 1,395,000 | 0.61% | ||
| 29 | Squarepoint Ops LLC | 304,011 | 1,228,000 | 0.54% | ||
| 30 | ROYAL BANK OF CANADA | 271,914 | 1,098,000 | 0.48% | ||
| 31 | MERIDIAN INVESTMENT COUNSEL INC. | 258,905 | 1,046,000 | 0.46% | ||
| 32 | BLACKROCK ADVISORS LLC | 205,057 | 828,000 | 0.36% | ||
| 33 | Horizon Kinetics LLC | 170,895 | 690,000 | 0.30% | ||
| 34 | Weiss Asset Management LP | 165,949 | 670,000 | 0.29% | ||
| 35 | Laurion Capital Management LP | 161,536 | 653,000 | 0.29% | ||
| 36 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 161,101 | 651,000 | 0.29% | ||
| 37 | Shaker Financial Services, LLC | 157,975 | 638,000 | 0.28% | ||
| 38 | CITIGROUP INC | 149,629 | 605,000 | 0.27% | ||
| 39 | SG Americas Securities, LLC | 134,206 | 542,000 | 0.24% | ||
| 40 | PNC FINANCIAL SERVICES GROUP, INC. | 131,345 | 531,000 | 0.23% | ||
| 41 | Klingman & Associates, LLC | 128,822 | 520,000 | 0.23% | ||
| 42 | HUNTINGTON NATIONAL BANK | 120,256 | 486,000 | 0.21% | PRN | |
| 43 | AMERIPRISE FINANCIAL INC | 88,062 | 356,000 | 0.16% | ||
| 44 | OPPENHEIMER & CO INC | 85,483 | 345,000 | 0.15% | ||
| 45 | Eos Management, L.P. | 82,000 | 331,000 | 0.15% | ||
| 46 | Virtu KCG Holdings LLC | 81,206 | 328,000 | 0.14% | ||
| 47 | WealthTrust Axiom LLC | 77,546 | 313,000 | 0.14% | ||
| 48 | NINE MASTS CAPITAL Ltd | 68,904 | 278,000 | 0.12% | ||
| 49 | HighTower Advisors, LLC | 68,416 | 277,000 | 0.12% | ||
| 50 | BAR HARBOR WEALTH MANAGEMENT | 65,355 | 264,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
