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Institutional Investment Manager
Daiwa SB Investments Ltd.
Daiwa SB Investments Ltd. (CIK: 0001435346), located at 2-1 Kasumigaseki 3-Chome, Chiyoda-Ku, Tokyo, M0. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 236 holdings with a total value of $380,134,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 GILDAN ACTIVEWEAR INC 22,580 573,000 0.15%
102 SHERWIN WILLIAMS CO 2,070 556,000 0.15%
103 BOSTON PROPERTIES INC 4,370 550,000 0.14%
104 MASCO CORP 16,450 520,000 0.14%
105 ALLSTATE CORP 6,650 493,000 0.13%
106 SUNPOWER CORP 71,300 471,000 0.12%
107 AMGEN INC 3,130 458,000 0.12%
108 XL GROUP LTD 11,870 442,000 0.12%
109 THERMO FISHER SCIENTIFIC INC 2,970 419,000 0.11%
110 ILLUMINA INC 3,000 384,000 0.10%
111 WELLS FARGO & CO NEW 6,880 379,000 0.10%
112 FIVE PRIME THERAPEUTICS INC 6,240 313,000 0.08%
113 JOHNSON & JOHNSON 2,660 306,000 0.08%
114 ALNYLAM PHARMACEUTICALS INC 8,111 304,000 0.08%
115 CINTAS CORP 2,600 300,000 0.08%
116 BANK N S HALIFAX 4,840 269,000 0.07%
117 PFIZER INC 8,130 264,000 0.07%
118 INTERNATIONAL BUSINESS MACHS 1,550 257,000 0.07%
119 ALDER BIOPHARMACEUTICALS INC 12,040 250,000 0.07%
120 INTEL CORP 6,790 246,000 0.06%
121 AGIOS PHARMACEUTICALS INC 5,800 242,000 0.06%
122 GENERAL MTRS CO 6,070 211,000 0.06%
123 COMCAST CORP NEW 2,900 200,000 0.05%
124 WAL-MART STORES INC 2,860 198,000 0.05%
125 LOCKHEED MARTIN CORP 790 197,000 0.05%
126 REYNOLDS AMERICAN INC 3,410 191,000 0.05%
127 HEWLETT PACKARD ENTERPRISE C 8,170 189,000 0.05%
128 HDFC BANK LTD 3,100 188,000 0.05%
129 AXIS CAPITAL HOLDINGS LTD 2,840 185,000 0.05%
130 CHUBB LIMITED 1,380 182,000 0.05%
131 EVEREST RE GROUP LTD 840 182,000 0.05%
132 RENAISSANCERE HOLDINGS LTD 1,330 181,000 0.05%
133 PHILLIPS 66 2,050 177,000 0.05%
134 ARROW ELECTRONICS 2,480 177,000 0.05%
135 ARCH CAP GROUP LTD 2,020 174,000 0.05%
136 TRAVELERS COMPANIES INC 1,400 171,000 0.04%
137 DUKE ENERGY CORP NEW 2,140 166,000 0.04%
138 BECTON DICKINSON & CO 1,000 166,000 0.04%
139 HP INC 10,920 162,000 0.04%
140 LYONDELLBASELL INDUSTRIES N 1,750 150,000 0.04%
141 DR PEPPER SNAPPLE GROUP INC 1,640 149,000 0.04%
142 GENERAL MLS INC 2,400 148,000 0.04%
143 EXELON CORP 4,090 145,000 0.04%
144 REALTY INCOME CORP 2,500 144,000 0.04%
145 TYSON FOODS INC 2,330 144,000 0.04%
146 ANNALY CAP MGMT INC 14,470 144,000 0.04%
147 DELTA AIRLINES INC DEL 2,910 143,000 0.04%
148 SYNCHRONY FINL 3,820 139,000 0.04%
149 TESORO CORP 1,560 136,000 0.04%
150 HUMANA INC 650 133,000 0.03%
Page 3 of 5

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001435346-17-000002, filed 2017.01.11).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.