| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANCO SANTANDER SA | 10,000 | 0 | 0.00% | Call | |
| 2 | MGM RESORTS INTERNATIONAL | 10,000 | 1,000 | 0.00% | Call | |
| 3 | DRYSHIPS INC | 12,000 | 2,000 | 0.00% | ||
| 4 | GOODRICH PETE CORP | 40,000 | 6,000 | 0.00% | PRN | |
| 5 | COCA COLA CO | 30,000 | 9,000 | 0.01% | Call | |
| 6 | GENERAL ELECTRIC CO | 15,000 | 11,000 | 0.01% | Call | |
| 7 | ICONIX BRAND GROUP INC 2.5% 06/01/2016 | 15,000 | 13,000 | 0.01% | PRN | |
| 8 | Biocept Inc. (BIOC) | 13,000 | 18,000 | 0.01% | ||
| 9 | AVATAR HLDGS INC | 35,000 | 35,000 | 0.02% | PRN | |
| 10 | PRECISION DRILLING CORP | 11,000 | 43,000 | 0.03% | ||
| 11 | CANCER GENETICS | 15,200 | 50,000 | 0.03% | ||
| 12 | ARBOR REALTY TRUST INC | 10,000 | 72,000 | 0.05% | ||
| 13 | ARVINMERITOR INC | 85,000 | 80,000 | 0.05% | PRN | |
| 14 | DYNEX CAP INC | 17,320 | 110,000 | 0.07% | ||
| 15 | ROYCE GLOBAL VALUE TR INC | 21,427 | 160,000 | 0.10% | ||
| 16 | ALPS ETF TR | 15,000 | 181,000 | 0.12% | ||
| 17 | EATON VANCE TAX-MANAGED GLOBAL COM | 21,400 | 189,000 | 0.12% | ||
| 18 | ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | 2,585 | 208,000 | 0.13% | ||
| 19 | ISHARES TR | 2,136 | 209,000 | 0.13% | ||
| 20 | FEDEX CORP | 1,419 | 211,000 | 0.13% | ||
| 21 | DEVON ENERGY CORP NEW | 6,625 | 212,000 | 0.13% | ||
| 22 | Northstar Realty Fin REIT | 12,860 | 219,000 | 0.14% | ||
| 23 | PEPSICO INC | 2,208 | 221,000 | 0.14% | ||
| 24 | CONOCOPHILLIPS | 4,980 | 233,000 | 0.15% | ||
| 25 | US BANCORP DEL | 5,500 | 235,000 | 0.15% | ||
| 26 | ILLINOIS TOOL WKS INC | 2,600 | 241,000 | 0.15% | ||
| 27 | AIR PRODS & CHEMS INC | 1,860 | 242,000 | 0.15% | ||
| 28 | GREAT AJAX CORP COM | 19,969 | 242,000 | 0.15% | ||
| 29 | BARNES & NOBLE ED INC COM | 25,163 | 250,000 | 0.16% | ||
| 30 | TARGET CORP | 20,000 | 262,000 | 0.17% | Call | |
| 31 | KAYNE ANDERSON MLP INVT CO | 15,590 | 270,000 | 0.17% | ||
| 32 | ISHARES TR | 2,500 | 277,000 | 0.18% | ||
| 33 | BANK AMER CORP | 16,900 | 284,000 | 0.18% | ||
| 34 | POTASH CORP SASK INC | 17,044 | 292,000 | 0.19% | ||
| 35 | MCDONALDS CORP | 2,589 | 306,000 | 0.19% | ||
| 36 | GUGGENHEIM STRATEGIC OPPORTU | 18,410 | 310,000 | 0.20% | ||
| 37 | INTEL CORP | 9,102 | 314,000 | 0.20% | ||
| 38 | JOHNSON & JOHNSON | 3,322 | 341,000 | 0.22% | ||
| 39 | NUVEEN AMT FREE MUN CR INC F | 24,000 | 348,000 | 0.22% | ||
| 40 | NUVEEN MUNICIPAL CREDIT INC | 24,638 | 354,000 | 0.23% | ||
| 41 | E M C CORP MASS COM | 14,200 | 365,000 | 0.23% | ||
| 42 | FIRSTENERGY CORP | 11,795 | 374,000 | 0.24% | ||
| 43 | ENTERPRISE PRODS PARTNERS L | 14,818 | 379,000 | 0.24% | ||
| 44 | BERKSHIRE HATHAWAY INC DEL | 2 | 396,000 | 0.25% | ||
| 45 | SCHLUMBERGER LTD | 5,701 | 398,000 | 0.25% | ||
| 46 | BOULDER GROWTH & INCOME FUND COM | 52,606 | 407,000 | 0.26% | ||
| 47 | EXXON MOBIL CORP | 5,295 | 413,000 | 0.26% | ||
| 48 | VANGUARD INDEX FDS | 2,298 | 430,000 | 0.27% | ||
| 49 | SELECT SECTOR SPDR TR | 7,170 | 432,000 | 0.27% | ||
| 50 | VANGUARD SPECIALIZED FUNDS | 5,632 | 438,000 | 0.28% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001438574-16-000005, filed 2016.02.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
