| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CITIGROUP INC | 115,000 | 18,000 | 51.43% | PRN | |
| 2 | Sterneck Capital Management, LLC | 40,000 | 6,000 | 17.14% | PRN | |
| 3 | LPL Financial LLC | 20,000 | 5,000 | 14.29% | ||
| 4 | DEUTSCHE BANK AG\ | 25,000 | 3,000 | 8.57% | PRN | |
| 5 | UBS Group AG | 13,000 | 2,000 | 5.71% | PRN | |
| 6 | WHITTIER TRUST CO | 9,000 | 1,000 | 2.86% | PRN | |
| 7 | ROYAL BANK OF CANADA | 3,000 | 0 | 0.00% | PRN | |
| 8 | WELLS FARGO & COMPANY/MN | 3,000 | 0 | 0.00% | PRN | |
| 9 | JPMORGAN CHASE & CO | 25,000 | 0 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
