| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 491,691 | 8,275,000 | 18.44% | PRN | |
| 2 | MORGAN STANLEY | 428,407 | 7,210,000 | 16.06% | ||
| 3 | BESSEMER GROUP INC | 300,000 | 5,049,000 | 11.25% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 174,236 | 2,932,000 | 6.53% | ||
| 5 | LPL Financial LLC | 167,174 | 2,874,000 | 6.40% | ||
| 6 | UBS Group AG | 155,130 | 2,611,000 | 5.82% | ||
| 7 | USCA RIA LLC | 141,840 | 2,387,000 | 5.32% | ||
| 8 | ROYAL BANK OF CANADA | 85,583 | 1,440,000 | 3.21% | ||
| 9 | DOLIVER ADVISORS, LP | 72,509 | 1,220,000 | 2.72% | ||
| 10 | NATIONAL PLANNING CORP | 70,245 | 1,141,000 | 2.54% | ||
| 11 | WELLS FARGO & COMPANY/MN | 66,207 | 1,114,000 | 2.48% | ||
| 12 | ROBINSON CAPITAL MANAGEMENT, LLC | 60,912 | 1,025,000 | 2.28% | ||
| 13 | Raymond James Financial Services Advisors, Inc. | 54,125 | 911,000 | 2.03% | ||
| 14 | Cambridge Investment Research Advisors, Inc. | 47,049 | 792,000 | 1.76% | ||
| 15 | Sigma Planning Corp | 46,649 | 785,000 | 1.75% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 46,582 | 784,000 | 1.75% | ||
| 17 | Janney Montgomery Scott LLC | 41,869 | 705,000 | 1.57% | ||
| 18 | Squarepoint Ops LLC | 28,342 | 477,000 | 1.06% | ||
| 19 | BB&T SECURITIES, LLC | 27,525 | 463,000 | 1.03% | ||
| 20 | MSI Financial Services Inc | 20,321 | 342,000 | 0.76% | ||
| 21 | Weiss Asset Management LP | 19,944 | 336,000 | 0.75% | ||
| 22 | Sterneck Capital Management, LLC | 18,410 | 310,000 | 0.69% | ||
| 23 | IFP ADVISORS, INC | 18,242 | 307,000 | 0.68% | ||
| 24 | SG Americas Securities, LLC | 17,302 | 291,000 | 0.65% | ||
| 25 | Commonwealth Equity Services, Inc | 14,845 | 250,000 | 0.56% | ||
| 26 | WFG Advisors, LP | 14,386 | 242,000 | 0.54% | ||
| 27 | GIRARD SECURITIES, INC. | 10,669 | 179,000 | 0.40% | ||
| 28 | AMERICAN INTERNATIONAL GROUP, INC. | 7,597 | 128,000 | 0.29% | ||
| 29 | MOSAIC FAMILY WEALTH, LLC | 3,736 | 62,000 | 0.14% | ||
| 30 | Creative Planning | 3,657 | 62,000 | 0.14% | ||
| 31 | CITIGROUP INC | 3,470 | 58,000 | 0.13% | ||
| 32 | BRUDERMAN ASSET MANAGEMENT, LLC | 2,410 | 41,000 | 0.09% | ||
| 33 | Avior Wealth Management, LLC | 1,649 | 28,000 | 0.06% | ||
| 34 | DEUTSCHE BANK AG\ | 1,501 | 25,000 | 0.06% | ||
| 35 | Winslow, Evans & Crocker, Inc. | 900 | 15,148 | 0.03% | ||
| 36 | PENSERRA CAPITAL MANAGEMENT LLC | 152 | 3,000 | 0.01% | ||
| 37 | Archford Capital Strategies, LLC | 100 | 3,000 | 0.01% | ||
| 38 | THOMPSON DAVIS & CO., INC. | 200 | 3,000 | 0.01% | ||
| 39 | NEXT Financial Group, Inc | 150 | 2,000 | 0.00% | ||
| 40 | PNC FINANCIAL SERVICES GROUP, INC. | 100 | 2,000 | 0.00% | ||
| 41 | COLONY GROUP LLC | 3 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
