Dark
Light
System
Institutional Investment Manager
BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. (CIK: 0001445065) incorporated in Missouri, located at One North Brentwood Blvd, Suite 850, St. Louis, MO. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Portfolio Summary: 1,176 holdings with a total value of $501,872,000.
#
Name
Shares
Value ($)
%
Options
Notes
1051 UNILEVER N V 106 4,000 0.00%
1052 NOKIA CORP 600 4,000 0.00%
1053 TOTAL SYS SVCS INC 90 4,000 0.00%
1054 KANDI TECHNOLOGIES GROUP INC 400 4,000 0.00%
1055 PENNEY J C 500 4,000 0.00%
1056 ISHARES NORTH AMERICAN NATURAL RESOURCES ETF 100 4,000 0.00%
1057 BLACKROCK DEBT STRAT FD INC COM 1,000 4,000 0.00%
1058 MOTOROLA SOLUTIONS INC 71 4,000 0.00%
1059 NUVEEN PFD INCOME OPPORTUN 475 4,000 0.00%
1060 BLACK DIAMOND INC 400 4,000 0.00%
1061 CLAYMORE EXCHANGE TRD FD TR 100 4,000 0.00%
1062 POWERSHARES DB CMDTY IDX TRA 245 4,000 0.00%
1063 MURPHY OIL 100 4,000 0.00%
1064 CBRE GROUP INC 100 4,000 0.00%
1065 COMMERCE BANCSHARES INC 90 4,000 0.00%
1066 FIRST TR EXCH TRD ALPHDX FD 78 4,000 0.00%
1067 CENOVUS ENERGY INC 250 4,000 0.00%
1068 BHP BILLITON LTD 100 4,000 0.00%
1069 LOEWS CORP 100 4,000 0.00%
1070 HORACE MANN EDUCATORS CORP NEW COM 100 4,000 0.00%
1071 CLAYMORE EXCHANGE TRD FD TR 65 3,000 0.00%
1072 ISHARES U.S. UTILITIES ETF 26 3,000 0.00%
1073 EMMIS COMMUNICTNS CORP CL A 2,500 3,000 0.00%
1074 HONDA MOTOR LTD 100 3,000 0.00%
1075 GENERAL MTRS CO 116 3,000 0.00%
1076 ISHARES TR 100 3,000 0.00%
1077 MICHAEL KORS HLDGS LTD 66 3,000 0.00%
1078 FRONTIER COMMUNICATIONS CORP 692 3,000 0.00%
1079 SILVER WHEATON CORP 150 3,000 0.00%
1080 TIME INC NEW 125 3,000 0.00%
1081 SPDR SER TR 22 3,000 0.00%
1082 POWERSHARES ETF TRUST 33 3,000 0.00%
1083 CAPITAL ONE FINL CORP 29 3,000 0.00%
1084 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 1,269 3,000 0.00%
1085 CLAYMORE ETF TRUST GUGGENHEIM RAYMOND JAMES 71 3,000 0.00%
1086 RAYONIER INC 127 3,000 0.00%
1087 STEALTHGAS INC SHS 500 3,000 0.00%
1088 POWERSHARES ETF TR II 62 3,000 0.00%
1089 FIRST TR EXCHANGE TRAD FD VI 116 3,000 0.00%
1090 ISHARES MSCI GERMANY SMALL CAP INDEX FUND 72 3,000 0.00%
1091 FIRST TR EXCH TRD ALPHA FD I 96 3,000 0.00%
1092 FORTRESS BIOTECH INC 750 3,000 0.00%
1093 BLACKROCK INCOME TR INC 500 3,000 0.00%
1094 VANECK VECTORS BRAZIL SMALL CAP ETF 160 3,000 0.00%
1095 ZAYO GROUP HOLDINGS 100 3,000 0.00%
1096 GUGGENHEIM S&P MID CAP 400 EQUAL WEIGHT ETF 55 3,000 0.00%
1097 STURM RUGER & CO INC 50 3,000 0.00%
1098 POWERSHARES DB MULTI-SECTOR COMMODITY TR BASE METALS 123 2,000 0.00%
1099 WHITING PETE CORP NEW 45 2,000 0.00%
1100 GOLD FIELDS LTD NEW 500 2,000 0.00%
Page 22 of 24

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001445065-15-000017, filed 2015.07.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.