Dark
Light
System
Security
FIRST TR EXCHANGE TRAD FD VI
FIRST TR EXCHANGE TRAD FD VI. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 42 Institutional holders with a total value of $197,653,412.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 2,551,468 63,251,000 32.00%
2 MORGAN STANLEY 1,205,376 29,881,000 15.12%
3 Callan Capital, LLC 754,305 18,699,000 9.46%
4 CURIAN CAPITAL LLC 728,257 18,053,000 9.13%
5 UNITED SERVICES AUTOMOBILE ASSOCIATION 589,900 14,624,000 7.40%
6 ROYAL BANK OF CANADA 508,394 12,603,000 6.38%
7 UBS Group AG 398,279 9,873,000 5.00%
8 Efficient Market Advisors, LLC 295,586 7,327,000 3.71%
9 COMERICA SECURITIES INC 153,938 3,816,000 1.93%
10 HL FINANCIAL SERVICES LLC 129,609 3,213,000 1.63%
11 SNS Financial Group, LLC 83,284 2,065,000 1.04%
12 LPL Financial LLC 72,727 1,756,000 0.89%
13 Janney Montgomery Scott LLC 60,631 1,503,042 0.76%
14 Orion Porfolio Solutions, LLC 56,132 1,392,000 0.70%
15 ENVESTNET ASSET MANAGEMENT INC 55,429 1,374,000 0.70%
16 BANK OF AMERICA CORP /DE/ 42,508 1,054,000 0.53%
17 GUPTA WEALTH MANAGEMENT LLC 39,590 981,000 0.50%
18 UNITED CAPITAL FINANCIAL ADVISORS, LLC 37,736 935,000 0.47%
19 First Horizon Advisors, Inc. 33,323 826,000 0.42%
20 Hilltop Holdings Inc. 27,200 674,000 0.34%
21 COMERICA BANK 20,392 506,000 0.26%
22 First Heartland Consultants, Inc. 15,487 384,000 0.19%
23 Virtu KCG Holdings LLC 14,125 350,000 0.18%
24 JANE STREET GROUP, LLC 13,609 337,000 0.17%
25 STIFEL FINANCIAL CORP 12,910 320,000 0.16%
26 OLD MISSION CAPITAL LLC 12,769 317,000 0.16%
27 D.A. DAVIDSON & CO. 12,537 310,000 0.16%
28 RAYMOND JAMES & ASSOCIATES 12,383 307,000 0.16%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,071 250,000 0.13%
30 Cetera Advisor Networks LLC 10,325 250,000 0.13%
31 WFG Advisors, LP 9,176 227,000 0.11%
32 AMERICAN INTERNATIONAL GROUP, INC. 2,952 73,180 0.04%
33 Stanford Investment Group, Inc. 1,550 38,000 0.02%
34 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,047 26,000 0.01%
35 MSI Financial Services Inc 668 17,000 0.01%
36 NEXT Financial Group, Inc 600 14,000 0.01%
37 MANAGED ACCOUNT ADVISORS LLC 414 10,000 0.01%
38 Regal Investment Advisors LLC 300 7,000 0.00%
39 PNC FINANCIAL SERVICES GROUP, INC. 193 5,000 0.00%
40 BENJAMIN F. EDWARDS & COMPANY, INC. 116 3,000 0.00%
41 Simplicity Solutions, LLC 48 1,190 0.00%
42 INTEGRATED WEALTH MANAGEMENT 42 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.