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FIRST TR EXCH TRD ALPHDX FD
FIRST TR EXCH TRD ALPHDX FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 55 Institutional holders with a total value of $204,957,047.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,677,429 82,894,000 40.44%
2 WELLS FARGO & COMPANY/MN 1,163,067 36,009,000 17.57%
3 AMERICAN INTERNATIONAL GROUP, INC. 410,974 12,723,772 6.21%
4 UBS Group AG 358,231 11,091,000 5.41%
5 LPL Financial LLC 309,138 9,379,000 4.58%
6 BANK OF AMERICA CORP /DE/ 184,507 5,712,000 2.79%
7 JANE STREET GROUP, LLC 174,745 5,410,000 2.64%
8 RAYMOND JAMES & ASSOCIATES 155,297 4,808,000 2.35%
9 IMA Advisory Services, Inc. 111,762 3,460,000 1.69%
10 SignalPoint Asset Management, LLC 84,183 2,605,000 1.27%
11 ROYAL BANK OF CANADA 80,116 2,480,000 1.21%
12 MSI Financial Services Inc 76,999 2,384,000 1.16%
13 First Allied Advisory Services, Inc. 73,758 2,285,000 1.11%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 69,004 2,136,000 1.04%
15 STEPHENS INC /AR/ 50,998 1,579,000 0.77%
16 Commonwealth Equity Services, Inc 46,359 1,435,000 0.70%
17 CITADEL ADVISORS LLC 42,819 1,326,000 0.65%
18 STIFEL FINANCIAL CORP 40,471 1,253,000 0.61%
19 BAIRD FINANCIAL GROUP, INC. 37,099 1,149,000 0.56%
20 JPMORGAN CHASE & CO 36,909 1,143,000 0.56%
21 RISK PARADIGM GROUP, LLC 34,090 1,055,426 0.51%
22 BB&T SECURITIES, LLC 32,447 1,004,000 0.49%
23 ENVESTNET ASSET MANAGEMENT INC 30,103 932,000 0.45%
24 CITIGROUP INC 29,325 908,000 0.44%
25 CREDIT SUISSE AG/ 28,729 889,000 0.43%
26 OPPENHEIMER & CO INC 27,921 864,000 0.42%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 27,405 849,000 0.41%
28 INVESTMENT CENTERS OF AMERICA INC 21,518 668,000 0.33%
29 Janney Montgomery Scott LLC 19,600 606,821 0.30%
30 AMERIPRISE FINANCIAL INC 19,085 605,000 0.30%
31 M&T BANK CORP 15,694 486,000 0.24%
32 First Heartland Consultants, Inc. 15,271 473,000 0.23%
33 HL FINANCIAL SERVICES LLC 14,851 460,000 0.22%
34 UNITED CAPITAL FINANCIAL ADVISORS, LLC 13,493 418,000 0.20%
35 FLOW TRADERS U.S. LLC 13,284 411,000 0.20%
36 D.A. DAVIDSON & CO. 12,060 373,000 0.18%
37 COMERICA SECURITIES INC 10,872 337,000 0.16%
38 Cetera Advisors LLC 9,020 281,000 0.14%
39 Yorktown Management & Research Co Inc 9,000 279,000 0.14%
40 Cambridge Investment Research Advisors, Inc. 8,492 263,000 0.13%
41 Sigma Planning Corp 8,289 257,000 0.13%
42 Winslow, Evans & Crocker, Inc. 7,382 228,548 0.11%
43 REGIONS FINANCIAL CORP 6,997 217,000 0.11%
44 OLD MISSION CAPITAL LLC 6,595 204,000 0.10%
45 PNC FINANCIAL SERVICES GROUP, INC. 6,274 194,000 0.09%
46 SECURITY NATIONAL TRUST CO 4,682 145,000 0.07%
47 NEXT Financial Group, Inc 3,590 111,000 0.05%
48 WFG Advisors, LP 2,974 92,000 0.04%
49 US BANCORP \DE\ 1,360 42,000 0.02%
50 Burt Wealth Advisors 872 26,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.