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Institutional Investment Manager
BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. (CIK: 0001445065) incorporated in Missouri, located at One North Brentwood Blvd, Suite 850, St. Louis, MO. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 1,144 holdings with a total value of $456,547,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 KINDRED HEALTHCARE INC 200 3,000 0.00%
102 ISHARES NORTH AMERICAN NATURAL RESOURCES ETF 100 3,000 0.00%
103 RETAIL OPPORTUNITY INVTS CORP COM 210 3,000 0.00%
104 EMMIS COMMUNICATIONS CORP 2,500 3,000 0.00%
105 MEMORIAL PRODTN PARTNERS 537 3,000 0.00%
106 CHART INDS INC 173 3,000 0.00%
107 FIRST TR EXCH TRD ALPHDX FD 78 3,000 0.00%
108 GUGGENHEIM S&P MID CAP 400 EQUAL WEIGHT ETF 55 3,000 0.00%
109 ENCANA CORP 421 3,000 0.00%
110 ISHARES U.S. UTILITIES ETF 26 3,000 0.00%
111 HONDA MOTOR CO ADR SPONSORED 101 3,000 0.00%
112 UNILEVER N V 106 4,000 0.00%
113 BOSTON PROPERTIES 31 4,000 0.00%
114 VALE S A 1,001 4,000 0.00%
115 NUVEEN PFD INCOME OPPORTUN 475 4,000 0.00%
116 VOC ENERGY TR 1,073 4,000 0.00%
117 SPDR SERIES TRUST 136 4,000 0.00%
118 NOKIA CORP 600 4,000 0.00%
119 MICHAEL KORS HLDGS LTD 100 4,000 0.00%
120 Commerce Bancshares Inc 90 4,000 0.00%
121 LOEWS CORP 100 4,000 0.00%
122 ETFS SILVER 295 4,000 0.00%
123 LINN CO LLC 1,400 4,000 0.00%
124 WISDOMTREE TR 109 4,000 0.00%
125 SPECTRA ENERGY PARTNERS LP 100 4,000 0.00%
126 ENERGY TRANSFER L P 200 4,000 0.00%
127 APOGEE ENTERPRISES INC COM 100 4,000 0.00%
128 WINNEBAGO INDS INC COM 203 4,000 0.00%
129 U S SILICA HLDGS INC COM 300 4,000 0.00%
130 ISHARES TR CUR HD EURZN ETF 151 4,000 0.00%
131 CENOVUS ENERGY INC 250 4,000 0.00%
132 RAMBUS INC DEL COM 369 4,000 0.00%
133 PRINCIPAL FINL GROUP INC 100 5,000 0.00%
134 MOTOROLA SOLUTIONS INC 71 5,000 0.00%
135 BROOKFIELD ASSET MGMT INC 150 5,000 0.00%
136 AGRIUM INC 60 5,000 0.00%
137 QEP RESOURCES INC 437 5,000 0.00%
138 FIRST TR EXCHANGE TRADED FD 100 5,000 0.00%
139 ISHARES TR 200 5,000 0.00%
140 FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF 186 5,000 0.00%
141 WESTERN UN CO 250 5,000 0.00%
142 ISHARES INC 149 5,000 0.00%
143 WHITING PETE CORP NEW 345 5,000 0.00%
144 ISHARES INC 280 5,000 0.00%
145 J.C. Penney Company, Inc. 500 5,000 0.00%
146 MARSH & MCLENNAN COS INC 103 5,000 0.00%
147 WORLD FUEL SVCS CORP 131 5,000 0.00%
148 PayPal 200 5,000 0.00%
149 APPLIED MATLS INC 325 5,000 0.00%
150 LIBERTY MEDIA SER A 150 5,000 0.00%
Page 3 of 23

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001445065-15-000020, filed 2015.10.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.