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VALE S A
VALE S A. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 306 Institutional holders with a total value of $2,723,603,038.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ABERDEEN ASSET MANAGEMENT PLC/UK 84,842,225 356,337,000 13.08%
2 Silchester International Investors LLP 76,739,901 322,308,000 11.83%
3 Capital World Investors 60,864,084 255,629,000 9.39%
4 LAZARD ASSET MANAGEMENT LLC 32,638,900 137,082,000 5.03%
5 DIMENSIONAL FUND ADVISORS LP 29,360,096 123,294,000 4.53%
6 Capital Research Global Investors 28,105,500 118,043,000 4.33%
7 abrdn Investment Management Ltd 24,398,229 101,863,000 3.74%
8 VANGUARD GROUP INC 17,198,248 72,233,000 2.65%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,444,400 69,066,000 2.54% Put
10 Kiltearn Partners LLP 14,401,193 60,485,000 2.22%
11 MORGAN STANLEY 13,533,143 56,838,000 2.09%
12 BNP PARIBAS FINANCIAL MARKETS 13,364,596 56,131,239 2.06%
13 DEUTSCHE BANK AG\ 11,457,334 48,119,000 1.77%
14 GOLDMAN SACHS GROUP INC 9,320,400 39,146,000 1.44% Put
15 WELLS FARGO & COMPANY/MN 8,997,769 37,790,000 1.39%
16 GOLDMAN SACHS GROUP INC 7,863,166 33,025,000 1.21%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 7,708,500 32,375,000 1.19% Call
18 BANK OF AMERICA CORP /DE/ 6,803,652 28,576,000 1.05%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 6,625,050 27,825,000 1.02%
20 Mondrian Investment Partners LTD 6,360,100 26,712,000 0.98%
21 WHV Investments, Inc. 5,577,779 24,319,000 0.89%
22 CITIGROUP INC 5,524,000 23,201,000 0.85% Put
23 LUMINUS MANAGEMENT LLC 5,325,958 22,369,000 0.82%
24 SCHRODER INVESTMENT MANAGEMENT GROUP 5,182,168 21,765,000 0.80%
25 CITIGROUP INC 5,162,300 21,681,000 0.80% Call
26 Allianz Asset Management GmbH 5,059,800 21,251,000 0.78%
27 GOLDMAN SACHS GROUP INC 4,969,400 20,871,000 0.77% Call
28 BOLTON LP 4,907,900 20,613,000 0.76% Put
29 CAPITAL GUARDIAN TRUST CO 4,858,083 20,404,000 0.75%
30 MILLENNIUM MANAGEMENT LLC 4,808,000 20,194,000 0.74% Put
31 JPMORGAN CHASE & CO 4,727,500 19,854,000 0.73%
32 HAP Trading, LLC 4,113,800 19,298,000 0.71% Put
33 BOLTON LP 4,562,200 19,161,000 0.70%
34 Parallax Volatility Advisers, L.P. 3,854,200 16,187,000 0.59% Call
35 Parallax Volatility Advisers, L.P. 3,505,000 14,721,000 0.54% Put
36 CREDIT SUISSE AG/ 3,283,848 13,792,000 0.51%
37 BlackRock Finance, Inc. 2,800,000 11,760,000 0.43% Put
38 KGH Ltd 11,748,800 11,299,000 0.41% Put
39 UBS Group AG 2,675,100 11,235,000 0.41% Put
40 Russell Clark Investment Management Ltd 2,500,000 10,500,000 0.39%
41 Visium Asset Management, LP 2,300,000 9,660,000 0.35%
42 AGF INVESTMENTS INC. 2,197,985 9,276,000 0.34%
43 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,187,200 9,186,000 0.34%
44 ROYAL BANK OF CANADA 2,155,400 9,053,000 0.33% Put
45 D. E. Shaw & Co., Inc. 2,120,100 8,904,000 0.33% Put
46 UBS Group AG 2,111,500 8,868,000 0.33% Call
47 UBS Group AG 2,109,654 8,860,000 0.33%
48 US BANCORP \DE\ 2,086,627 8,764,000 0.32%
49 CITIGROUP INC 1,996,211 8,384,000 0.31%
50 BARCLAYS PLC 1,977,748 7,910,000 0.29%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.