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FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF
FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 41 Institutional holders with a total value of $63,146,529.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 644,807 17,384,000 27.53%
2 MORGAN STANLEY 399,477 10,770,000 17.06%
3 SignalPoint Asset Management, LLC 219,647 5,922,000 9.38%
4 Astor Investment Management LLC 185,716 5,007,000 7.93%
5 BANK OF AMERICA CORP /DE/ 161,380 4,350,000 6.89%
6 UBS Group AG 120,057 3,237,000 5.13%
7 ENVESTNET ASSET MANAGEMENT INC 77,168 2,080,000 3.29%
8 AVIANCE CAPITAL MANAGEMENT, LLC 74,095 1,998,000 3.16%
9 GOLDMAN SACHS GROUP INC 55,096 1,485,000 2.35%
10 ROYAL BANK OF CANADA 50,518 1,362,000 2.16%
11 CREDIT SUISSE AG/ 48,478 1,307,000 2.07%
12 STIFEL FINANCIAL CORP 41,300 1,113,000 1.76%
13 Atria Investments, Inc 27 1,008,000 1.60%
14 LPL Financial LLC 33,800 965,000 1.53%
15 Virtu KCG Holdings LLC 31,510 850,000 1.35%
16 RAYMOND JAMES & ASSOCIATES 26,141 705,000 1.12%
17 SG Americas Securities, LLC 17,703 477,000 0.76%
18 Regal Investment Advisors LLC 15,751 424,000 0.67%
19 CITADEL ADVISORS LLC 13,548 366,000 0.58%
20 Tower Research Capital LLC (TRC) 12,718 343,000 0.54%
21 PNC FINANCIAL SERVICES GROUP, INC. 10,294 278,000 0.44%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,654 260,000 0.41%
23 HRT FINANCIAL LP 8,636 232,000 0.37%
24 Janney Montgomery Scott LLC 7,751 209,000 0.33%
25 Baker Avenue Asset Management, LP 7,760 209,000 0.33%
26 CITIGROUP INC 5,531 149,000 0.24%
27 Freedom Investment Management, Inc. 11,602 112,000 0.18%
28 FIFTH THIRD BANCORP 4,000 108,000 0.17%
29 MSI Financial Services Inc 3,775 102,000 0.16%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,761 101,000 0.16%
31 AMERICAN INTERNATIONAL GROUP, INC. 2,953 80,000 0.13%
32 Simplicity Solutions, LLC 1,911 51,529 0.08%
33 WFG Advisors, LP 929 25,000 0.04%
34 CWM, LLC 861 23,000 0.04%
35 Johnson Financial Group, Inc. 850 23,000 0.04%
36 Formidable Asset Management, LLC 375 10,000 0.02%
37 Bartlett & Co. LLC 346 9,000 0.01%
38 BENJAMIN F. EDWARDS & COMPANY, INC. 186 5,000 0.01%
39 Argentus Capital Management, LLC 186 5,000 0.01%
40 Advisory Services Network, LLC 89 2,000 0.00%
41 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.