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FIRST TR EXCH TRD ALPHDX FD
FIRST TR EXCH TRD ALPHDX FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 36 Institutional holders with a total value of $79,747,776.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 366,606 16,431,000 20.60%
2 WELLS FARGO & COMPANY/MN 334,367 14,987,000 18.79%
3 UBS Group AG 195,859 8,778,000 11.01%
4 Raymond James Financial Services Advisors, Inc. 159,497 7,150,000 8.97%
5 SG Americas Securities, LLC 120,276 5,391,000 6.76%
6 BAIRD FINANCIAL GROUP, INC. 83,921 3,761,000 4.72%
7 HL FINANCIAL SERVICES LLC 80,504 3,608,000 4.52%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 55,749 2,499,000 3.13%
9 LPL Financial LLC 41,034 1,926,000 2.42%
10 First Allied Advisory Services, Inc. 39,429 1,766,000 2.21%
11 BANK OF AMERICA CORP /DE/ 38,628 1,731,000 2.17%
12 AMERIPRISE FINANCIAL INC 37,205 1,666,000 2.09%
13 STIFEL FINANCIAL CORP 37,141 1,665,000 2.09%
14 VSR Financial Services, Inc. 27,873 1,249,000 1.57%
15 ROYAL BANK OF CANADA 27,234 1,220,000 1.53%
16 D.A. DAVIDSON & CO. 21,110 946,000 1.19%
17 RAYMOND JAMES & ASSOCIATES 17,943 804,000 1.01%
18 IFC Holdings Incorporated/FL 16,165 730,000 0.92%
19 Frontier Wealth Management LLC 13,845 621,000 0.78%
20 AMERICAN INTERNATIONAL GROUP, INC. 9,929 445,000 0.56%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,068 407,000 0.51%
22 Commonwealth Equity Services, Inc 8,363 375,000 0.47%
23 Cambridge Investment Research Advisors, Inc. 8,109 363,000 0.46%
24 Winslow, Evans & Crocker, Inc. 7,092 317,776 0.40%
25 ENVESTNET ASSET MANAGEMENT INC 6,455 289,000 0.36%
26 TWO SIGMA SECURITIES, LLC 4,802 215,000 0.27%
27 Chicago Partners Investment Group LLC 4,600 206,000 0.26%
28 NEXT Financial Group, Inc 950 42,000 0.05%
29 Tower Research Capital LLC (TRC) 824 37,000 0.05%
30 WFG Advisors, LP 750 34,000 0.04%
31 PNC FINANCIAL SERVICES GROUP, INC. 767 34,000 0.04%
32 CITIGROUP INC 493 22,000 0.03%
33 MSI Financial Services Inc 424 19,000 0.02%
34 SEI INVESTMENTS CO 225 10,000 0.01%
35 BENJAMIN F. EDWARDS & COMPANY, INC. 78 3,000 0.00%
36 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.