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Institutional Investment Manager
Ancora Advisors LLC
Ancora Advisors LLC (CIK: 0001446114) incorporated in Ohio, located at 6060 Parkland Boulevard, Suite 200, Cleveland, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001162044-15-000154) filed in 2015.02.11
#
Name
Shares
Value ($)
%
Options
Notes
1 Williams Partners Lp 11,100 497 0.06%
2 21st Century Fox, Inc. 8,508 314 0.04%
3 3M CO 23,296 3,828 0.47%
4 ABBOTT LABS 50,506 2,274 0.28%
5 ACCESS MIDSTREAM PARTNERS LP 24,492 1,327 0.16%
6 ADAMS DIVERSIFIED EQUITY FD 124,756 1,707 0.21%
7 ADVISORSHARES TRIMTABS FLOAT S 15,867 879 0.11%
8 ALASKA COMMNCT SYS GRP COM 597,931 1,070 0.13%
9 ALEXANDER & BALDWIN INC NEW COM 30,102 1,182 0.14%
10 ALLEGION PUB LTD CO 53,921 2,990 0.36%
11 ALLIANCEBERNSTEIN HOLDING 46,250 1,195 0.15%
12 ALLIED MOTION TECHNOLOGIES 15,364 364 0.04%
13 ALLSCRIPTS HEALTHCARE SOLUTION 10,000 128 0.02%
14 ALPHABET INC C NON VOTING SHAR 1,064 560 0.07%
15 ALPS ETF TR 14,000 245 0.03%
16 ALPS ETF TR SECTOR DIVIDEND DO 22,133 842 0.10%
17 ALTEVA COM 18,459 130 0.02%
18 AMC NETWORKS INC CL A 22,730 1,449 0.18%
19 AMERIANA BANCORP 112,385 1,922 0.23%
20 AMERICAN RLTY CAP PPTYS INC 40,000 362 0.04%
21 AMERIPRISE FINL INC 5,000 661 0.08%
22 AMGEN INC 4,724 752 0.09%
23 AMTECH SYS INC 64,860 662 0.08%
24 ANADARKO PETR 3,050 252 0.03%
25 APACHE CORP 8,950 561 0.07%
26 APPLE INC 57,370 6,333 0.77%
27 APPLIED MATLS INC 62,739 1,563 0.19%
28 ARCHER DANIELS MIDLAND CO 10,300 536 0.07%
29 ARENA PHARMACEUTICALS INC 15,000 52 0.01%
30 ASCENT CAP GROUP INC 27,283 1,444 0.18%
31 ASHFORD HOSPITALITY TR INC 237,705 2,491 0.30%
32 ASHFORD INC 8,104 762 0.09%
33 ASIA PAC FD INCORPORATED 17,613 199 0.02%
34 AT&T INC 128,013 4,300 0.52%
35 ATLAS ENERGY LP 81,790 2,548 0.31%
36 ATLAS PIPELINE PARTNERS LP 70,100 1,911 0.23%
37 AUTOBYTEL INC 248,171 2,705 0.33%
38 AVANIR PHARMACEUTICALSINC CLA 155,168 2,630 0.32%
39 AVIAT NETWORKS INC COM 482,148 723 0.09%
40 AXCELIS TECHNOLOGIES INC 545,500 1,396 0.17%
41 AXT INC COM 302,900 848 0.10%
42 Abbvie Inc 63,413 4,150 0.51%
43 Active Power Inc 20,000 37 0.00%
44 Adt Corp 59,396 2,152 0.26%
45 Agnico Eagle 25,964 772 0.09%
46 Albany Molecular 103,300 1,682 0.21%
47 Alcoa 10,800 171 0.02%
48 Alibaba Group Holding Ltd Sp A 5,929 616 0.08%
49 Ally Financial 204,135 4,822 0.59%
50 AmerisourceBergen 2,500 225 0.03%
Page 1 of 10
Restatement filing (0001162044-15-000156) filed in 2015.02.11
#
Name
Shares
Value ($)
%
Options
Notes
401 NCR Corp 9,980 291 0.04%
402 SILICON IMAGE INC 51,700 285 0.03%
403 COLGATE PALMOLIVE CO 4,111 284 0.03%
404 DEERE & CO 3,163 280 0.03%
405 PLANAR SYS INC 33,500 280 0.03%
406 MAXIS Nikkei 225 Index Fund ETF 16,300 278 0.03%
407 PDI INC COM 155,000 277 0.03%
408 Market Vectors Short Term Muni 15,629 274 0.03%
409 RUBICON TECHNOLOGY INC COM 59,000 270 0.03%
410 HUNTINGTON BANCSHARES INC 25,419 267 0.03%
411 DOVER CORP 3,675 264 0.03%
412 CALIFORNIA RES CORP 47,206 260 0.03%
413 TECUMSEH PRODS CO 83,225 257 0.03%
414 PRUDENTIAL GLB SHT DUR HG YL 16,000 255 0.03%
415 ANADARKO PETR 3,050 252 0.03%
416 THERMO FISHER SCIENTIFIC INC 2,000 251 0.03%
417 LAUDER ESTEE COS INC 3,298 251 0.03%
418 RETRACTABLE TECHNOLOGIES INC 50,000 250 0.03%
419 BAXTER INTL INC 3,400 249 0.03%
420 BALLANTYNE STRONG INC 60,079 249 0.03%
421 ALPS ETF TR 14,000 245 0.03%
422 MARKET VECTORS ETF TR 7,190 244 0.03%
423 SPARTON CORP COM 8,595 244 0.03%
424 NOVARTIS A G 2,625 243 0.03%
425 HERTZ GLOBAL HOLDINGS INC 9,630 240 0.03%
426 LSI Industries Inc 35,000 238 0.03%
427 NIKE INC 2,444 235 0.03%
428 DUKE ENERGY CORP NEW 2,796 234 0.03%
429 COHEN & STEERS CLOSED END OPP 17,710 233 0.03%
430 RICHARDSON ELECTRS LTD 23,200 232 0.03%
431 ENDEAVOUR SILVER CORP 106,000 229 0.03%
432 BED BATH & BEYOND INC 3,000 229 0.03%
433 ISHARES TR 5,816 229 0.03%
434 CATERPILLAR INC 2,500 229 0.03%
435 MACKINAC FINL CORP 19,229 228 0.03%
436 ISHARES TR 5,793 228 0.03%
437 AmerisourceBergen 2,500 225 0.03%
438 FIRSTMERIT CORPORATION 11,914 225 0.03%
439 ISHARES TR 1,867 223 0.03%
440 NUVEEN OHIO QUALITY INCOME M 14,440 221 0.03%
441 MAXIM INTEGR 6,760 215 0.03%
442 WILLIAMS COS INC DEL 4,789 215 0.03%
443 NEWCASTLE INVT CORP NEW 46,445 209 0.03%
444 FIRST TR LRG CP VL ALP COM SHS 4,787 209 0.03%
445 VANGUARD INTL EQUITY INDEX F 3,900 204 0.02%
446 VALERO ENERGY CORP NEW 4,118 204 0.02%
447 BARCLAYS BK PLC 6,623 203 0.02%
448 ISHARES TR 1,400 202 0.02%
449 ASIA PAC FD INCORPORATED 17,613 199 0.02%
450 SWISS HELVETIA FD INC 17,432 194 0.02%
Page 9 of 10