| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LAZARD ASSET MANAGEMENT LLC | 4,169,166 | 57,034,000 | 21.54% | ||
| 2 | Karpus Management, Inc. | 2,604,292 | 35,627,000 | 13.46% | ||
| 3 | Gramercy Funds Management LLC | 2,011,668 | 27,520,000 | 10.39% | ||
| 4 | MORGAN STANLEY | 1,920,529 | 26,273,000 | 9.92% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,746,371 | 23,890,000 | 9.02% | ||
| 6 | 1607 Capital Partners, LLC | 847,500 | 11,594,000 | 4.38% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 720,775 | 9,860,000 | 3.72% | ||
| 8 | ROYAL BANK OF CANADA | 422,308 | 5,777,000 | 2.18% | ||
| 9 | Thomas J. Herzfeld Advisors, Inc. | 402,677 | 5,509,000 | 2.08% | ||
| 10 | Weiss Asset Management LP | 374,835 | 5,128,000 | 1.94% | ||
| 11 | Bulldog Investors, LLP | 359,025 | 4,911,000 | 1.85% | ||
| 12 | CORNERSTONE ADVISORS INC | 340,418 | 4,657,000 | 1.76% | ||
| 13 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 320,189 | 4,383,000 | 1.66% | ||
| 14 | PARK CIRCLE Co | 228,195 | 3,122,000 | 1.18% | ||
| 15 | 1832 Asset Management L.P. | 213,778 | 2,921,000 | 1.10% | ||
| 16 | Commonwealth Equity Services, Inc | 208,014 | 2,846,000 | 1.07% | ||
| 17 | Raymond James Financial Services Advisors, Inc. | 203,808 | 2,788,000 | 1.05% | ||
| 18 | GENERAL AMERICAN INVESTORS CO INC | 166,689 | 2,280,000 | 0.86% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 166,641 | 2,280,000 | 0.86% | ||
| 20 | GEODE CAPITAL MANAGEMENT, LLC | 137,183 | 1,876,000 | 0.71% | PRN | |
| 21 | Ancora Advisors LLC | 124,756 | 1,707,000 | 0.64% | ||
| 22 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 121,570 | 1,663,000 | 0.63% | ||
| 23 | PNC FINANCIAL SERVICES GROUP, INC. | 106,952 | 1,463,000 | 0.55% | ||
| 24 | GOLDMAN SACHS GROUP INC | 88,092 | 1,205,000 | 0.46% | ||
| 25 | HSBC HOLDINGS PLC | 81,501 | 1,115,000 | 0.42% | ||
| 26 | LPL Financial LLC | 80,187 | 1,097,000 | 0.41% | ||
| 27 | WELLS FARGO & COMPANY/MN | 77,347 | 1,059,000 | 0.40% | ||
| 28 | Robert W. Baird & Co. Inc | 76,471 | 1,046,000 | 0.40% | ||
| 29 | DOLIVER ADVISORS, LP | 72,933 | 997,000 | 0.38% | ||
| 30 | SG Americas Securities, LLC | 70,508 | 965,000 | 0.36% | ||
| 31 | HighTower Advisors, LLC | 59,223 | 810,000 | 0.31% | ||
| 32 | SII INVESTMENTS INC/WI | 58,203 | 798,000 | 0.30% | ||
| 33 | Chevy Chase Trust Holdings, LLC | 51,650 | 707,000 | 0.27% | ||
| 34 | BNP PARIBAS FINANCIAL MARKETS | 51,545 | 705,136 | 0.27% | ||
| 35 | Bartlett & Co. LLC | 51,142 | 700,000 | 0.26% | ||
| 36 | GUGGENHEIM CAPITAL LLC | 50,578 | 692,000 | 0.26% | ||
| 37 | Janney Montgomery Scott LLC | 46,640 | 638,037 | 0.24% | ||
| 38 | GUYASUTA INVESTMENT ADVISORS INC | 43,935 | 601,000 | 0.23% | ||
| 39 | Cetera Advisor Networks LLC | 35,963 | 495,000 | 0.19% | ||
| 40 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 34,414 | 471,000 | 0.18% | ||
| 41 | D.A. DAVIDSON & CO. | 33,611 | 459,000 | 0.17% | ||
| 42 | UBS Group AG | 32,777 | 449,000 | 0.17% | ||
| 43 | MARINER INVESTMENT GROUP LLC | 28,346 | 388,000 | 0.15% | ||
| 44 | WESBANCO BANK INC | 26,172 | 358,000 | 0.14% | ||
| 45 | Stevens First Principles Investment Advisors | 23,729 | 325,000 | 0.12% | ||
| 46 | Cambridge Investment Research Advisors, Inc. | 20,127 | 275,000 | 0.10% | ||
| 47 | Virtu KCG Holdings LLC | 19,693 | 269,000 | 0.10% | ||
| 48 | Creative Planning | 18,822 | 257,000 | 0.10% | ||
| 49 | MSI Financial Services Inc | 18,488 | 253,000 | 0.10% | ||
| 50 | CSS LLC/IL | 17,052 | 233,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
