| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Mela Sciences Inc Com | 13,300 | 4,000 | 0.00% | Call | |
| 2 | BANRO CORP | 10,451 | 5,000 | 0.00% | ||
| 3 | WHEELER REAL ESTATE INVT TR | 10,200 | 7,000 | 0.00% | ||
| 4 | ZAZA ENERGY CORP | 10,766 | 9,000 | 0.00% | ||
| 5 | ACURA PHARMACEUTICALS INC | 11,200 | 12,000 | 0.00% | Put | |
| 6 | GIGAMEDIA LTD | 11,200 | 12,000 | 0.00% | Call | |
| 7 | Lihua International | 41,600 | 12,000 | 0.00% | Put | |
| 8 | Kior Inc | 36,196 | 13,000 | 0.00% | ||
| 9 | GOLDEN STAR RES LTD CDA | 21,200 | 13,000 | 0.00% | Put | |
| 10 | GREAT PANTHER SILVER LTD | 10,000 | 13,000 | 0.00% | Call | |
| 11 | AVALON RARE METALS INC | 28,328 | 13,000 | 0.00% | ||
| 12 | OI S A SPONSORED ADR | 14,582 | 14,000 | 0.00% | ||
| 13 | HANSEN MEDICAL INC | 10,500 | 14,000 | 0.00% | Put | |
| 14 | GREAT PANTHER SILVER LTD | 11,867 | 15,000 | 0.00% | ||
| 15 | PHARMATHENE INC COM | 11,000 | 16,000 | 0.00% | Call | |
| 16 | Oncolytics Biotech Inc | 13,100 | 17,000 | 0.00% | Call | |
| 17 | ALEXCO RESOURCE CORP | 13,200 | 17,000 | 0.00% | Put | |
| 18 | CAMAC ENERGY INC | 26,050 | 18,000 | 0.00% | ||
| 19 | ACURA PHARMACEUTICALS INC | 16,924 | 18,000 | 0.00% | ||
| 20 | HAMPTON ROADS BANKSHARES INC | 10,718 | 19,000 | 0.00% | ||
| 21 | OI S.A. SPN ADR | 21,566 | 19,000 | 0.00% | ||
| 22 | AXIS CAPITAL HOLDING | 16,250 | 19,000 | 0.00% | ||
| 23 | Cogo Group, Inc. | 10,305 | 20,000 | 0.00% | ||
| 24 | RARE ELEMENT RES LTD | 15,700 | 20,000 | 0.00% | Put | |
| 25 | BLUELINX HLDGS INC | 15,056 | 21,000 | 0.00% | ||
| 26 | China Housing and Land Develop | 12,055 | 22,000 | 0.00% | ||
| 27 | UQM TECHNOLOGIES INC COM | 10,095 | 23,000 | 0.00% | ||
| 28 | NORTHERN DYNASTY MINERALS LTD COM | 27,900 | 23,000 | 0.00% | Put | |
| 29 | VENTRUS BIOSCIENCES INC | 18,500 | 24,000 | 0.00% | Put | |
| 30 | ORIGIN AGRITECH LIMITED | 11,590 | 26,000 | 0.00% | ||
| 31 | AIRMEDIA GROUP INC | 11,772 | 27,000 | 0.00% | ||
| 32 | DARA BIOSCIENCES INC | 22,100 | 27,000 | 0.00% | Put | |
| 33 | Gevo Inc | 31,778 | 27,000 | 0.00% | ||
| 34 | DARA BIOSCIENCES INC | 21,863 | 27,000 | 0.00% | ||
| 35 | Lihua International | 90,308 | 27,000 | 0.00% | ||
| 36 | Pacific Sunwear Calif Inc | 11,900 | 28,000 | 0.00% | Put | |
| 37 | ACORN ENERGY INC COM | 11,900 | 28,000 | 0.00% | Put | |
| 38 | DELCATH SYS INC COM NEW | 11,000 | 29,000 | 0.00% | Call | |
| 39 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 10,431 | 29,000 | 0.00% | ||
| 40 | ASANKO GOLD INC | 11,600 | 30,000 | 0.00% | Call | |
| 41 | Escalera Resources Co | 11,555 | 30,000 | 0.00% | ||
| 42 | RIO ALTO MNG LTD NEW | 13,000 | 30,000 | 0.00% | Call | |
| 43 | Odyssey Marine Exploration Inc | 18,100 | 30,000 | 0.00% | Call | |
| 44 | China Recycling Energy Corp | 17,300 | 30,000 | 0.00% | Put | |
| 45 | SEMILEDS CORP | 30,000 | 31,000 | 0.00% | ||
| 46 | RARE ELEMENT RES LTD | 24,724 | 32,000 | 0.00% | ||
| 47 | Isoray Inc | 10,646 | 33,000 | 0.00% | ||
| 48 | Apricus Biosciences, Inc. | 14,524 | 33,000 | 0.00% | ||
| 49 | Echo Therapeutics Inc | 14,500 | 33,000 | 0.00% | Call | |
| 50 | BIODEL INC | 15,400 | 33,000 | 0.00% | Call |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001446194-14-000009, filed 2014.08.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
