| # | % | |||||
|---|---|---|---|---|---|---|
| 9301 | DENISON MINES CORP | 19,500 | 9,000 | 0.00% | Put | |
| 9302 | NET ELEMENT INC COM | 43,830 | 8,000 | 0.00% | ||
| 9303 | NORTHERN DYNASTY MINERALS LTD COM | 25,062 | 8,000 | 0.00% | ||
| 9304 | Nuverra Environmental Solutions Inc | 16,000 | 8,000 | 0.00% | Call | |
| 9305 | GOL LINHAS AEREAS INTELIGENTES SA | 14,373 | 8,000 | 0.00% | ||
| 9306 | Fairway Group Holdings Corp. | 11,800 | 8,000 | 0.00% | Put | |
| 9307 | BIODEL INC | 21,302 | 7,000 | 0.00% | ||
| 9308 | SANOFI CONTGNT VAL RT | 61,858 | 7,000 | 0.00% | ||
| 9309 | REXAHN PHARMACEUTICALS INC | 18,119 | 7,000 | 0.00% | ||
| 9310 | BARCLAYS BANK PLC | 10,014 | 7,000 | 0.00% | ||
| 9311 | PROVECTUS BIOPHARMACEUTICALS I | 19,161 | 7,000 | 0.00% | ||
| 9312 | ION GEOPHYSICAL CORP | 14,248 | 7,000 | 0.00% | ||
| 9313 | HARVEST NATURAL RESOURCES IN | 16,000 | 7,000 | 0.00% | Put | |
| 9314 | SPHERIX INC | 46,031 | 7,000 | 0.00% | ||
| 9315 | GOLD STD VENTURES CORP | 10,075 | 7,000 | 0.00% | ||
| 9316 | BIODEL INC | 19,000 | 7,000 | 0.00% | Put | |
| 9317 | VIGGLE INC | 16,952 | 6,000 | 0.00% | ||
| 9318 | ParkerVision, Inc. | 24,847 | 6,000 | 0.00% | ||
| 9319 | ParkerVision, Inc. | 26,200 | 6,000 | 0.00% | Put | |
| 9320 | BEBE STORES INC | 10,986 | 6,000 | 0.00% | ||
| 9321 | SAMSON OIL & GAS LTD | 15,255 | 6,000 | 0.00% | ||
| 9322 | Dominion Resources Black Warri | 16,500 | 6,000 | 0.00% | Call | |
| 9323 | MAST THERAPEUTICS | 12,037 | 5,000 | 0.00% | ||
| 9324 | THT HEAT TRANSFER TECHNOLOGY | 10,303 | 5,000 | 0.00% | ||
| 9325 | AG&E HLDGS INC | 10,137 | 5,000 | 0.00% | ||
| 9326 | HONGLI CLEAN ENERGY TECHNOLO | 10,069 | 5,000 | 0.00% | ||
| 9327 | Mad Catz Interactive | 11,430 | 5,000 | 0.00% | ||
| 9328 | CUMULUS MEDIA INC | 14,528 | 5,000 | 0.00% | ||
| 9329 | Dominion Resources Black Warri | 12,717 | 4,000 | 0.00% | ||
| 9330 | Capnia, Inc. | 13,498 | 4,000 | 0.00% | ||
| 9331 | Odyssey Marine Exploration Inc | 15,244 | 4,000 | 0.00% | ||
| 9332 | Bank Of America 18 WTS | 14,323 | 4,000 | 0.00% | ||
| 9333 | Pacific Sunwear Calif Inc | 11,188 | 3,000 | 0.00% | ||
| 9334 | Rcs Capital Corp | 10,400 | 3,000 | 0.00% | Call | |
| 9335 | PERSEON CORP | 12,213 | 3,000 | 0.00% | ||
| 9336 | Dex Media Inc | 13,700 | 2,000 | 0.00% | Call | |
| 9337 | CHANTICLEER HLDGS INC WT EXP 061117 | 17,559 | 2,000 | 0.00% | ||
| 9338 | METHES ENERGIESINTERNATIONAL LTD | 10,038 | 2,000 | 0.00% | ||
| 9339 | PACIFIC SPL ACQUISITION CORP | 20,000 | 2,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001446194-16-000012, filed 2016.02.26).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
