| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CEL SCI CORP | 750,000 | 0 | 0.00% | ||
| 2 | ENERGY FUELS INC W EXP 09/20/2021 | 277,777 | 0 | 0.00% | ||
| 3 | COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 | 153,433 | 1,000 | 0.00% | ||
| 4 | CERECOR INC | 20,610 | 1,000 | 0.00% | ||
| 5 | GEVO INC | 11,900 | 2,000 | 0.00% | Call | |
| 6 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 328,396 | 2,000 | 0.00% | ||
| 7 | AXAR ACQUISITION CORP | 27,844 | 2,000 | 0.00% | ||
| 8 | MONSTER DIGITAL INC | 12,546 | 2,000 | 0.00% | ||
| 9 | HOUSTON AMERN ENERGY CORP | 10,227 | 2,000 | 0.00% | ||
| 10 | STOCK MNG INC | 13,165 | 3,000 | 0.00% | ||
| 11 | Eyegate Pharmaceuticaals | 12,900 | 4,000 | 0.00% | ||
| 12 | MEMORIAL PRODTN PARTNERS | 34,700 | 4,000 | 0.00% | Call | |
| 13 | STOCK MNG INC | 15,700 | 4,000 | 0.00% | Call | |
| 14 | BENITEC BIOPHARMA LTD | 50,000 | 5,000 | 0.00% | ||
| 15 | THRESHOLD PHARMACEUTICAL INC | 11,800 | 5,000 | 0.00% | Call | |
| 16 | RENNOVA HEALTH INC | 55,968 | 5,000 | 0.00% | ||
| 17 | GEVO INC | 28,224 | 5,000 | 0.00% | ||
| 18 | PRISM TECHNOLOGIES GROUP | 16,535 | 5,000 | 0.00% | ||
| 19 | TONIX PHARMACEUTICALS HLD | 11,071 | 5,000 | 0.00% | ||
| 20 | GLOWPOINT INC | 21,712 | 6,000 | 0.00% | ||
| 21 | PACIFIC SPL ACQUISITION CORP | 19,894 | 6,000 | 0.00% | ||
| 22 | KBS FASHION GROUP LTD | 26,698 | 7,000 | 0.00% | ||
| 23 | LIQTECH INTL INC | 10,523 | 7,000 | 0.00% | ||
| 24 | CYTRX CORP | 21,000 | 8,000 | 0.00% | Call | |
| 25 | ANTHERA PHARMACEUTICALS I | 12,200 | 8,000 | 0.00% | Put | |
| 26 | COPSYNC INC | 69,825 | 8,000 | 0.00% | ||
| 27 | BARCLAYS BANK PLC | 13,938 | 9,000 | 0.00% | ||
| 28 | ORAGENICS INC COM NEW | 17,574 | 9,000 | 0.00% | ||
| 29 | SOLITARIO EXPL & RTY CORP COM | 15,510 | 10,000 | 0.00% | ||
| 30 | GORDMANS STORES INC | 14,941 | 10,000 | 0.00% | ||
| 31 | RENNOVA HEALTH INC | 432,015 | 10,000 | 0.00% | ||
| 32 | SYSOREX GLOBAL COM NEW | 42,927 | 10,000 | 0.00% | ||
| 33 | REAL GOODS SOLAR INC | 42,749 | 10,000 | 0.00% | ||
| 34 | STANLEY FURNITURE CO INC COM NEW | 12,131 | 11,000 | 0.00% | ||
| 35 | IMMUNE PHARMACEUTICALS INC | 59,471 | 11,000 | 0.00% | ||
| 36 | Enservco Corp | 19,392 | 11,000 | 0.00% | ||
| 37 | SUNSHINE HEART INC | 30,484 | 11,000 | 0.00% | ||
| 38 | SONOMA PHARMACEUTICALS INC | 32,517 | 12,000 | 0.00% | ||
| 39 | DELTA TECHNOLOGY HLDGS LT | 16,108 | 12,000 | 0.00% | ||
| 40 | UQM TECHNOLOGIES INC COM | 27,678 | 12,000 | 0.00% | ||
| 41 | 22ND CENTY GROUP INC | 10,700 | 12,000 | 0.00% | Call | |
| 42 | GAFISA S A SPONS ADR | 11,568 | 13,000 | 0.00% | ||
| 43 | AMEDICA CORP | 21,323 | 13,000 | 0.00% | ||
| 44 | AURIS MED HLDG AG | 11,900 | 13,000 | 0.00% | Put | |
| 45 | PLUG POWER INC COM | 10,500 | 13,000 | 0.00% | Call | |
| 46 | TRIANGLE PETE CORP | 54,974 | 13,000 | 0.00% | ||
| 47 | 22ND CENTY GROUP INC | 12,900 | 14,000 | 0.00% | Put | |
| 48 | FUEL TECH INCORPORATED | 13,100 | 15,000 | 0.00% | ||
| 49 | Rubicon Technology | 24,735 | 15,000 | 0.00% | ||
| 50 | ADCARE HEALTH SYSTEMS INC | 10,600 | 15,000 | 0.00% | Put |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001446194-17-000002, filed 2017.02.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
