| 1 |
SOFINNOVA MANAGEMENT VIII, L.L.C. |
5,818,175 |
6,225,000 |
63.74% |
|
|
| 2 |
BELLEVUE GROUP AG |
2,169,625 |
2,321,000 |
23.76% |
|
|
| 3 |
Tekla Capital Management LLC |
774,504 |
829,000 |
8.49% |
|
|
| 4 |
WASATCH ADVISORS LP |
115,864 |
124,000 |
1.27% |
|
|
| 5 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
33,618 |
36,000 |
0.37% |
|
|
| 6 |
CREDIT SUISSE AG/ |
28,800 |
31,000 |
0.32% |
|
|
| 7 |
KEYBANK NATIONAL ASSOCIATION/OH |
23,609 |
25,000 |
0.26% |
|
|
| 8 |
GOLDMAN SACHS GROUP INC |
23,093 |
25,000 |
0.26% |
|
|
| 9 |
MILLENNIUM MANAGEMENT LLC |
23,583 |
25,000 |
0.26% |
|
|
| 10 |
Virtu KCG Holdings LLC |
20,990 |
22,000 |
0.23% |
|
|
| 11 |
WEDBUSH SECURITIES INC |
17,300 |
19,000 |
0.19% |
|
|
| 12 |
Sigma Planning Corp |
17,850 |
19,000 |
0.19% |
|
|
| 13 |
GEODE CAPITAL MANAGEMENT, LLC |
16,008 |
17,000 |
0.17% |
|
|
| 14 |
CUTLER GROUP LLC / CA |
14,772 |
15,000 |
0.15% |
|
|
| 15 |
ACROSPIRE INVESTMENT MANAGEMENT LLC |
12,324 |
13,000 |
0.13% |
|
|
| 16 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
11,900 |
13,000 |
0.13% |
Put |
|
| 17 |
GROUP ONE TRADING LLC |
3,365 |
4,000 |
0.04% |
|
|
| 18 |
CUTLER GROUP LLC / CA |
900 |
3,000 |
0.03% |
Put |
|
| 19 |
Creative Planning |
1,000 |
1,000 |
0.01% |
|
|
| 20 |
Hudock, Inc. |
418 |
0 |
0.00% |
|
|
| 21 |
CUTLER GROUP LLC / CA |
100 |
0 |
0.00% |
Call |
|
| 22 |
SIMPLEX TRADING, LLC |
207 |
0 |
0.00% |
|
|
| 23 |
WELLS FARGO & COMPANY/MN |
100 |
0 |
0.00% |
|
|
| 24 |
MORGAN STANLEY |
399 |
0 |
0.00% |
|
|
