| # | % | |||||
|---|---|---|---|---|---|---|
| 9451 | Global Ship Lease Inc | 10,478 | 16,000 | 0.00% | ||
| 9452 | CYTORI THERAPEUTICS INC | 10,400 | 16,000 | 0.00% | Put | |
| 9453 | CATALYST | 23,553 | 15,000 | 0.00% | ||
| 9454 | ADCARE HEALTH SYSTEMS INC | 10,600 | 15,000 | 0.00% | Put | |
| 9455 | Rubicon Technology | 24,735 | 15,000 | 0.00% | ||
| 9456 | FUEL TECH INC | 13,100 | 15,000 | 0.00% | ||
| 9457 | 22ND CENTY GROUP INC | 12,900 | 14,000 | 0.00% | Put | |
| 9458 | AURIS MED HLDG AG | 11,900 | 13,000 | 0.00% | Put | |
| 9459 | TRIANGLE PETE CORP | 54,974 | 13,000 | 0.00% | ||
| 9460 | AMEDICA CORP | 21,323 | 13,000 | 0.00% | ||
| 9461 | PLUG POWER INC | 10,500 | 13,000 | 0.00% | Call | |
| 9462 | GAFISA ADR RPSG 2 ORD | 11,568 | 13,000 | 0.00% | ||
| 9463 | 22ND CENTY GROUP INC | 10,700 | 12,000 | 0.00% | Call | |
| 9464 | SONOMA PHARMACEUTICALS INC | 32,517 | 12,000 | 0.00% | ||
| 9465 | Delta Technology Holdings Ltd | 16,108 | 12,000 | 0.00% | ||
| 9466 | UQM TECHNOLOGIES INC COM | 27,678 | 12,000 | 0.00% | ||
| 9467 | IMMUNE PHARMACEUTICALS INC | 59,471 | 11,000 | 0.00% | ||
| 9468 | Enservco Corp | 19,392 | 11,000 | 0.00% | ||
| 9469 | STANLEY FURNITURE CO INC COM NEW | 12,131 | 11,000 | 0.00% | ||
| 9470 | SUNSHINE HEART INC | 30,484 | 11,000 | 0.00% | ||
| 9471 | SYSOREX GLOBAL COM NEW | 42,927 | 10,000 | 0.00% | ||
| 9472 | RENNOVA HEALTH INC | 432,015 | 10,000 | 0.00% | ||
| 9473 | SOLITARIO EXPL & RTY CORP COM | 15,510 | 10,000 | 0.00% | ||
| 9474 | GORDMANS STORES INC | 14,941 | 10,000 | 0.00% | ||
| 9475 | REAL GOODS SOLAR INC | 42,749 | 10,000 | 0.00% | ||
| 9476 | ORAGENICS INC COM NEW | 17,574 | 9,000 | 0.00% | ||
| 9477 | BARCLAYS BANK PLC | 13,938 | 9,000 | 0.00% | ||
| 9478 | CYTRX CORP | 21,000 | 8,000 | 0.00% | Call | |
| 9479 | ANTHERA PHARMACEUTICALS I | 12,200 | 8,000 | 0.00% | Put | |
| 9480 | COPSYNC INC | 69,825 | 8,000 | 0.00% | ||
| 9481 | KBS FASHION GROUP LTD | 26,698 | 7,000 | 0.00% | ||
| 9482 | LIQTECH INTL INC | 10,523 | 7,000 | 0.00% | ||
| 9483 | GLOWPOINT INC | 21,712 | 6,000 | 0.00% | ||
| 9484 | PACIFIC SPL ACQUISITION CORP | 19,894 | 6,000 | 0.00% | ||
| 9485 | PRISM TECHNOLOGIES GROUP INC | 16,535 | 5,000 | 0.00% | ||
| 9486 | BENITEC BIOPHARMA LTD | 50,000 | 5,000 | 0.00% | ||
| 9487 | TONIX PHARMACEUTICALS HOLDING | 11,071 | 5,000 | 0.00% | ||
| 9488 | THRESHOLD PHARMACEUTICAL INC | 11,800 | 5,000 | 0.00% | Call | |
| 9489 | GEVO INC | 28,224 | 5,000 | 0.00% | ||
| 9490 | RENNOVA HEALTH INC | 55,968 | 5,000 | 0.00% | ||
| 9491 | Eyegate Pharmaceuticaals | 12,900 | 4,000 | 0.00% | ||
| 9492 | MEMORIAL PRODTN PARTNERS LP | 34,700 | 4,000 | 0.00% | Call | |
| 9493 | Comstock Mining Inc | 15,700 | 4,000 | 0.00% | Call | |
| 9494 | Comstock Mining Inc | 13,165 | 3,000 | 0.00% | ||
| 9495 | HOUSTON AMERN ENERGY CORP | 10,227 | 2,000 | 0.00% | ||
| 9496 | GEVO INC | 11,900 | 2,000 | 0.00% | Call | |
| 9497 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 328,396 | 2,000 | 0.00% | ||
| 9498 | AXAR ACQUISITION CORP WARRANT | 27,844 | 2,000 | 0.00% | ||
| 9499 | MONSTER DIGITAL INC | 12,546 | 2,000 | 0.00% | ||
| 9500 | CERECOR INC | 20,610 | 1,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001446194-17-000002, filed 2017.02.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
