| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK AMER CORP | 13,600 | 0 | 0.00% | Call | |
| 2 | NIKE INC | 17,700 | 1,000 | 0.00% | Put | |
| 3 | CITIGROUP INC | 15,000 | 1,000 | 0.00% | Put | |
| 4 | FEDEX CORP | 20,100 | 1,000 | 0.00% | Put | |
| 5 | Nuverra Environmental Solutions Inc | 21,000 | 2,000 | 0.00% | Call | |
| 6 | GOLDMAN SACHS GROUP INC | 10,200 | 2,000 | 0.00% | Put | |
| 7 | MEAD JOHNSON NUTRITION CO | 17,000 | 2,000 | 0.00% | Put | |
| 8 | GILEAD SCIENCES INC | 10,000 | 7,000 | 0.00% | Call | |
| 9 | F5 NETWORKS INC | 20,000 | 8,000 | 0.00% | Call | |
| 10 | CAMAC ENERGY INC | 12,174 | 9,000 | 0.00% | ||
| 11 | DENDREON CORP | 14,000 | 10,000 | 0.00% | PRN | |
| 12 | NORTH AMERN PALLADIUM LTD | 35,000 | 10,000 | 0.00% | ||
| 13 | ACURA PHARMACEUTICALS INC | 10,000 | 11,000 | 0.00% | ||
| 14 | JPMORGAN CHASE & CO | 24,300 | 11,000 | 0.00% | Call | |
| 15 | VIRNETX HLDG CORP | 27,000 | 13,000 | 0.00% | Call | |
| 16 | ROUNDYS INC | 90,000 | 13,000 | 0.00% | Call | |
| 17 | INTEL CORP | 11,000 | 14,000 | 0.00% | PRN | |
| 18 | METABOLIX INC RESTRICTED | 16,500 | 14,000 | 0.00% | ||
| 19 | EXACT SCIENCES CORP | 20,000 | 14,000 | 0.00% | Put | |
| 20 | ON SEMICONDUCTOR CORP | 13,000 | 15,000 | 0.00% | PRN | |
| 21 | AT&T INC | 15,300 | 16,000 | 0.00% | Call | |
| 22 | RESOURCE CAP CORP | 16,000 | 16,000 | 0.00% | PRN | |
| 23 | NEWPARK RES INC | 12,000 | 16,000 | 0.00% | PRN | |
| 24 | EMC | 47,900 | 17,000 | 0.00% | Call | |
| 25 | LAM RESEARCH CORP | 14,000 | 17,000 | 0.00% | PRN | |
| 26 | Dynavax Techs Cp New | 10,500 | 17,000 | 0.00% | ||
| 27 | RALPH LAUREN CORP | 12,600 | 18,000 | 0.00% | Put | |
| 28 | BGC PARTNERS INC | 17,000 | 18,000 | 0.00% | PRN | |
| 29 | UBS AG | 19,000 | 19,000 | 0.00% | PRN | |
| 30 | COMCAST CORP NEW | 28,400 | 20,000 | 0.00% | Call | |
| 31 | ALERE INC | 18,000 | 20,000 | 0.00% | PRN | |
| 32 | MENTOR GRAPHICS CORP | 17,000 | 21,000 | 0.00% | PRN | |
| 33 | Odyssey Marine Exploration Inc | 12,300 | 21,000 | 0.00% | ||
| 34 | WELLS FARGO & CO | 20,000 | 22,000 | 0.00% | PRN | |
| 35 | TITAN MACHY INC | 25,000 | 22,000 | 0.00% | PRN | |
| 36 | SANDISK CORP | 11,000 | 22,000 | 0.00% | PRN | |
| 37 | COMMAND SEC CORP | 12,446 | 22,000 | 0.00% | ||
| 38 | FORESTAR GROUP INC | 20,000 | 22,000 | 0.00% | PRN | |
| 39 | SPIRIT RLTY CAP INC NEW | 23,000 | 23,000 | 0.00% | PRN | |
| 40 | AMERICAN RLTY CAP PPTYS INC | 22,000 | 23,000 | 0.00% | PRN | |
| 41 | WET SEAL INC | 25,000 | 23,000 | 0.00% | ||
| 42 | NII HOLDINGS INC. CL B | 44,413 | 24,000 | 0.00% | ||
| 43 | TEVA PHARMACEUTICAL FIN LLC | 19,000 | 24,000 | 0.00% | PRN | |
| 44 | ARCA BIOPHARMA INC COM NEW | 17,200 | 25,000 | 0.00% | ||
| 45 | ARES COML REAL ESTATE CORP | 24,000 | 25,000 | 0.00% | PRN | |
| 46 | Ares Capital Corp | 23,000 | 25,000 | 0.00% | PRN | |
| 47 | Bank Of America 18 WTS | 35,050 | 26,000 | 0.00% | ||
| 48 | TESLA MTRS INC | 27,000 | 26,000 | 0.00% | PRN | |
| 49 | WIRELESS TELECOM GROUP INC | 10,100 | 27,000 | 0.00% | ||
| 50 | FLUOR CORP NEW | 15,000 | 27,000 | 0.00% | Call |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-14-001690, filed 2014.08.13).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
