| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DEUTSCHE BANK AG\ | 1,194,000 | 1,312,000 | 44.48% | PRN | |
| 2 | Investors Capital Advisory Services | 1,057,000 | 1,161,000 | 39.36% | ||
| 3 | WELLS FARGO & COMPANY/MN | 222,000 | 246,000 | 8.34% | PRN | |
| 4 | D.A. DAVIDSON & CO. | 72,000 | 76,000 | 2.58% | ||
| 5 | MSI Financial Services Inc | 45,000 | 49,000 | 1.66% | ||
| 6 | Wellesley Asset Management | 43,891 | 48,478 | 1.64% | PRN | |
| 7 | HighTower Advisors, LLC | 20,000 | 22,000 | 0.75% | PRN | |
| 8 | Neuberger Berman Group LLC | 13,000 | 14,000 | 0.47% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 10,000 | 11,000 | 0.37% | PRN | |
| 10 | Creative Planning | 9,000 | 10,000 | 0.34% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
