| # | % | |||||
|---|---|---|---|---|---|---|
| 151 | NQ MOBILE INC | 23,168 | 142,000 | 0.00% | ||
| 152 | PHYSICIANS RLTY TR | 10,000 | 144,000 | 0.00% | ||
| 153 | TEMPLETON EMERGING COM | 10,484 | 145,000 | 0.00% | ||
| 154 | NUVEEN QUALITY MUN FUND INC | 11,066 | 145,000 | 0.00% | ||
| 155 | POWERSHARES ETF TRUST | 11,430 | 146,000 | 0.00% | ||
| 156 | CHESAPEAKE GRANITE WASH TR COM | 13,650 | 149,000 | 0.00% | ||
| 157 | INVESCO SR INCOME TR | 29,769 | 149,000 | 0.00% | ||
| 158 | HEALTHCARE TRUST AMERICA INC CL A NEW | 12,422 | 150,000 | 0.00% | ||
| 159 | WESTLAKE CHEM CORP | 22,900 | 151,000 | 0.00% | Call | |
| 160 | DELAWARE INVTS MINN MUN INCO | 10,909 | 154,000 | 0.00% | ||
| 161 | Spanish Broadcasting System Inc. | 27,461 | 158,000 | 0.00% | ||
| 162 | ALLIANZGI CONV INCOME FD I | 15,986 | 160,000 | 0.00% | ||
| 163 | GENMARK DIAGNOSTICS INC. | 11,905 | 161,000 | 0.00% | ||
| 164 | NUVEEN FLOATING RATE INCOME | 13,626 | 165,000 | 0.00% | ||
| 165 | NATURAL ALTERNATIVES | 31,240 | 165,000 | 0.00% | ||
| 166 | ING GROEP N V | 11,824 | 166,000 | 0.00% | ||
| 167 | FORMFACTOR INC COM | 20,388 | 170,000 | 0.00% | ||
| 168 | PIMCO CALIF MUN INCOME FD II | 18,073 | 171,000 | 0.00% | ||
| 169 | First Century Bankshares Inc | 22,513 | 171,000 | 0.00% | ||
| 170 | TRUECAR INC | 11,589 | 171,000 | 0.00% | ||
| 171 | SANDRIDGE MISSISSIPPIAN TR I | 26,390 | 172,000 | 0.00% | ||
| 172 | BELLATRIX EXPLORATION LTD | 20,000 | 174,000 | 0.00% | ||
| 173 | NUVEEN SR INCOME FD | 25,381 | 179,000 | 0.00% | ||
| 174 | PACIFIC COAST OIL TR | 13,750 | 180,000 | 0.00% | ||
| 175 | RR DONNELLEY & SONS CO | 10,667 | 181,000 | 0.00% | ||
| 176 | BLACKROCK CORPOR HI YLD FD I | 14,827 | 182,000 | 0.00% | ||
| 177 | IRIDIUM COMMUNICATIONS INC | 21,666 | 183,000 | 0.00% | ||
| 178 | NAVIENT | 10,389 | 184,000 | 0.00% | ||
| 179 | PAN AMERN SILVER CORP | 12,135 | 186,000 | 0.00% | ||
| 180 | CELSUS THERAPEUTICS PLC | 30,000 | 186,000 | 0.00% | ||
| 181 | VERACYTE INC | 10,937 | 187,000 | 0.00% | ||
| 182 | EATON VANCE MUN INCOME 2028 | 11,250 | 190,000 | 0.00% | ||
| 183 | PENN WEST PETE LTD NEW | 19,500 | 190,000 | 0.00% | ||
| 184 | ASIA PAC FD INCORPORATED | 17,288 | 191,000 | 0.00% | ||
| 185 | VALE S A | 14,604 | 193,000 | 0.00% | ||
| 186 | BIO PATH HOLDINGS INC | 1,147,991 | 195,000 | 0.00% | ||
| 187 | BROOKFIELD MORTGAGE | 11,240 | 198,000 | 0.00% | ||
| 188 | BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN | 11,200 | 199,000 | 0.00% | ||
| 189 | O REILLY AUTOMOTIVE INC NEW | 1,327 | 200,000 | 0.00% | ||
| 190 | ISHARES TR | 3,219 | 200,000 | 0.00% | ||
| 191 | BLACKSTONE GSO LNG SHRT CR I | 11,360 | 201,000 | 0.00% | ||
| 192 | PENNEY J C | 22,267 | 202,000 | 0.00% | ||
| 193 | PHI INC COM STK | 4,927 | 202,000 | 0.00% | ||
| 194 | MANULIFE FINL CORP | 10,161 | 202,000 | 0.00% | ||
| 195 | AEGON N V | 23,115 | 203,000 | 0.00% | ||
| 196 | BLACKROCK MUNIYIELD FD INC | 14,104 | 203,000 | 0.00% | ||
| 197 | TARGA RES CORP | 1,453 | 203,000 | 0.00% | ||
| 198 | PALL CORP | 2,380 | 203,000 | 0.00% | ||
| 199 | MONTGOMERY STR INCOME SECS I | 12,200 | 203,000 | 0.00% | ||
| 200 | TOLL BROTHERS INC | 5,521 | 204,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-14-001690, filed 2014.08.13).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
