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ALLIANZGI CONV INCOME FD I
ALLIANZGI CONV INCOME FD I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 44 Institutional holders with a total value of $54,310,571.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 776,038 7,760,000 14.29%
2 Investors Capital Advisory Services 571,505 5,715,000 10.52%
3 BANK OF AMERICA CORP /DE/ 566,303 5,664,000 10.43%
4 GUGGENHEIM CAPITAL LLC 543,840 5,437,000 10.01%
5 LPL Financial LLC 513,778 5,138,000 9.46%
6 COHEN & STEERS, INC. 354,773 3,548,000 6.53%
7 UBS AG 339,657 3,397,000 6.25%
8 BB&T SECURITIES, LLC 33,059 3,305,000 6.09%
9 MSI Financial Services Inc 254,443 2,544,000 4.68%
10 JANE STREET GROUP, LLC 221,720 2,217,000 4.08%
11 Invesco Ltd. 178,814 1,788,000 3.29%
12 RAYMOND JAMES & ASSOCIATES 177,148 1,771,000 3.26%
13 KMS FINANCIAL SERVICES, INC 136,548 1,365,000 2.51%
14 NATIONAL PLANNING CORP 93,154 932,000 1.72%
15 WELLS FARGO & COMPANY/MN 61,849 618,000 1.14%
16 Cetera Advisors LLC 54,925 554,000 1.02%
17 NEXT Financial Group, Inc 35,734 327,000 0.60%
18 INVESTMENT CENTERS OF AMERICA INC 31,161 309,000 0.57%
19 Cambridge Investment Research Advisors, Inc. 24,152 242,000 0.45%
20 Commonwealth Equity Services, Inc 21,159 212,000 0.39%
21 DEUTSCHE BANK AG\ 18,392 183,000 0.34%
22 WFG Advisors, LP 16,750 168,000 0.31%
23 HighTower Advisors, LLC 15,986 160,000 0.29%
24 IFC Holdings Incorporated/FL 15,679 157,000 0.29%
25 WEDBUSH SECURITIES INC 13,843 138,000 0.25%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,214 132,000 0.24%
27 Virtu KCG Holdings LLC 12,018 120,000 0.22%
28 ROYAL BANK OF CANADA 8,579 86,000 0.16%
29 AMERICAN INTERNATIONAL GROUP, INC. 8,406 84,060 0.15%
30 Creative Planning 6,482 65,000 0.12%
31 CITIGROUP INC 2,865 29,000 0.05%
32 MYCIO WEALTH PARTNERS, LLC 2,712 27,000 0.05%
33 B. Riley Wealth Management, Inc. 2,000 20,000 0.04%
34 ENVESTNET ASSET MANAGEMENT INC 2,040 20,000 0.04%
35 Pinnacle Summer Investments, Inc. 2,051 20,000 0.04%
36 Crosspoint Capital Strategies, LLC 2,100 20,000 0.04%
37 FIRST MANHATTAN CO. LLC. 1,540 15,000 0.03%
38 FIFTH THIRD BANCORP 660 7,000 0.01%
39 Financial Architects, Inc 604 6,000 0.01%
40 D.A. DAVIDSON & CO. 502 5,000 0.01%
41 Sandy Spring Bank 281 3,000 0.01%
42 Focused Wealth Management, Inc 190 2,000 0.00%
43 B. Riley Wealth Advisors, Inc. 51,070 511 0.00%
44 PNC FINANCIAL SERVICES GROUP, INC. 4 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.