| # | % | |||||
|---|---|---|---|---|---|---|
| 101 | PORTFOLIO RECOVERY ASSOCS IN | 23,000 | 19,000 | 0.00% | PRN | |
| 102 | ENCORE CAP GROUP INC | 26,000 | 20,000 | 0.00% | PRN | |
| 103 | SANDISK CORP | 19,000 | 20,000 | 0.00% | PRN | |
| 104 | HELIX ENERGY SOLUTIONS GRP INC SR GLBL CV NT 32 | 25,000 | 20,000 | 0.00% | PRN | |
| 105 | NEWPARK RES INC SR NT CV 4 17 | 23,000 | 20,000 | 0.00% | PRN | |
| 106 | ATLAS AIR WORLDWIDE HLDGS INC 2.25 06/01/2022 | 26,000 | 21,000 | 0.00% | PRN | |
| 107 | PARKER DRILLING COMPANY | 11,600 | 21,000 | 0.00% | ||
| 108 | ENVESTNET INC | 24,000 | 21,000 | 0.00% | PRN | |
| 109 | GS/GOOG | 19,000 | 21,000 | 0.00% | PRN | |
| 110 | PENGROWTH ENERGY CORP | 30,000 | 22,000 | 0.00% | ||
| 111 | PROVECTUS | 55,450 | 22,000 | 0.00% | ||
| 112 | FINISAR CORP | 25,000 | 23,000 | 0.00% | PRN | |
| 113 | Biocept Inc. (BIOC) | 16,400 | 23,000 | 0.00% | ||
| 114 | MERITAGE HOMES CORP | 24,000 | 24,000 | 0.00% | PRN | |
| 115 | BLACKSTONE MTG TR INC | 24,000 | 24,000 | 0.00% | PRN | |
| 116 | SEACOR HOLDINGS INC | 30,000 | 24,000 | 0.00% | PRN | |
| 117 | APOLLO COML REAL EST FIN INC | 25,000 | 25,000 | 0.00% | PRN | |
| 118 | CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR | 18,341 | 25,000 | 0.00% | ||
| 119 | COLONY CAP INC | 27,000 | 25,000 | 0.00% | PRN | |
| 120 | REDWOOD TR INC | 28,000 | 26,000 | 0.00% | PRN | |
| 121 | INUVO INC | 10,000 | 27,000 | 0.00% | ||
| 122 | RESOURCE CAP CORP | 28,000 | 27,000 | 0.00% | PRN | |
| 123 | GLOBALSTAR INC | 20,425 | 29,000 | 0.00% | ||
| 124 | POWERSHARES QQQ TRUST | 5,200 | 30,000 | 0.00% | Put | |
| 125 | INTERNATIONAL BUSINESS MACHS | 13,500 | 30,000 | 0.00% | Call | |
| 126 | MCCLATCHY CO | 25,374 | 30,000 | 0.00% | ||
| 127 | RIGEL PHARMACEUTICAL INC | 10,000 | 30,000 | 0.00% | ||
| 128 | LIQTECH INTL INC | 30,000 | 30,000 | 0.00% | ||
| 129 | CREDIT SUISSE NASSAU BRH | 13,000 | 30,000 | 0.00% | ||
| 130 | GIGA TRONICS INC | 18,500 | 30,000 | 0.00% | ||
| 131 | EV Energy Partners, L.P. | 11,353 | 30,000 | 0.00% | ||
| 132 | JEFFERIES GROUP INC NEW SR DB CV3.875 29 | 31,000 | 31,000 | 0.00% | PRN | |
| 133 | LINCOLN EDL SVCS CORP | 15,500 | 31,000 | 0.00% | ||
| 134 | KINROSS GOLD CORP | 18,903 | 33,000 | 0.00% | ||
| 135 | Star Bulk Carriers Corp. | 56,872 | 33,000 | 0.00% | ||
| 136 | ISHARES SILVER TR | 117,200 | 34,000 | 0.00% | Call | |
| 137 | AMERICAN LORAIN CORP | 27,540 | 34,000 | 0.00% | ||
| 138 | Pieris Pharmaceuticals | 15,000 | 34,000 | 0.00% | ||
| 139 | ELDORADO GOLD CORP NEW | 11,688 | 35,000 | 0.00% | ||
| 140 | ALPHATEC HOLDINGS INC | 118,375 | 36,000 | 0.00% | ||
| 141 | CAS MED SYS INC | 19,600 | 37,000 | 0.00% | ||
| 142 | Sizmek Inc | 10,000 | 37,000 | 0.00% | ||
| 143 | MILESTONE SCIENTIFIC INC | 15,666 | 37,000 | 0.00% | ||
| 144 | THRESHOLD PHARMACEUTICAL INC | 78,477 | 38,000 | 0.00% | ||
| 145 | California Resources Corp | 19,569 | 39,000 | 0.00% | ||
| 146 | HARRIS & HARRIS GROUP INC | 17,859 | 39,000 | 0.00% | ||
| 147 | NORTHERN OIL & GAS INC NEV | 10,211 | 40,000 | 0.00% | ||
| 148 | TURQUOISE HILL RES LTD | 16,246 | 41,000 | 0.00% | ||
| 149 | TEVA PHARMACEUTICAL FIN LLC SR EXC DB0.25 26 | 26,000 | 41,000 | 0.00% | PRN | |
| 150 | CORMEDIX INCORPORATED | 20,002 | 41,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001085146-16-003865, filed 2016.05.18).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
