| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 67,736,000 | 67,397,000 | 25.62% | PRN | |
| 2 | ADVENT CAPITAL MANAGEMENT /DE/ | 53,060,000 | 52,665,000 | 20.02% | PRN | |
| 3 | VICTORY CAPITAL MANAGEMENT INC | 31,181,500 | 31,025,000 | 11.80% | PRN | |
| 4 | INCOME RESEARCH & MANAGEMENT | 22,838,000 | 22,724,000 | 8.64% | PRN | |
| 5 | OAKTREE CAPITAL MANAGEMENT LP | 12,290,000 | 12,282,000 | 4.67% | PRN | |
| 6 | THRIVENT FINANCIAL FOR LUTHERANS | 6,125,000 | 6,117,000 | 2.33% | ||
| 7 | Apollo Management Holdings, L.P. | 6,100,000 | 6,092,000 | 2.32% | PRN | |
| 8 | Lombard Odier Asset Management (Europe) Ltd | 5,900,000 | 5,899,000 | 2.24% | PRN | |
| 9 | LOOMIS SAYLES & CO L P | 332,145 | 5,776,000 | 2.20% | ||
| 10 | GW CAPITAL INC | 5,695,000 | 5,667,000 | 2.15% | PRN | |
| 11 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 5,400,000 | 5,376,000 | 2.04% | PRN | |
| 12 | LORD, ABBETT & CO. LLC | 5,241,000 | 5,234,000 | 1.99% | PRN | |
| 13 | MORGAN STANLEY | 4,412,500 | 4,374,000 | 1.66% | PRN | |
| 14 | CONNING INC. | 3,000,000 | 2,987,000 | 1.14% | PRN | |
| 15 | PRIVATE MANAGEMENT GROUP INC | 2,932,000 | 2,919,000 | 1.11% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 2,334,000 | 2,322,000 | 0.88% | PRN | |
| 17 | Calamos Advisors LLC | 2,288,000 | 2,282,000 | 0.87% | PRN | |
| 18 | NOMURA HOLDINGS INC | 2,250,000 | 2,239,000 | 0.85% | PRN | |
| 19 | EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC | 2,040,000 | 2,030,000 | 0.77% | PRN | |
| 20 | JPMORGAN CHASE & CO | 1,888,000 | 1,879,000 | 0.71% | PRN | |
| 21 | DEUTSCHE BANK AG\ | 1,772,000 | 1,763,000 | 0.67% | PRN | |
| 22 | BESSEMER GROUP INC | 1,628,000 | 1,630,000 | 0.62% | PRN | |
| 23 | RAYMOND JAMES & ASSOCIATES | 1,604,000 | 1,596,000 | 0.61% | PRN | |
| 24 | KEYBANK NATIONAL ASSOCIATION/OH | 1,565,000 | 1,557,000 | 0.59% | ||
| 25 | FIRST MANHATTAN CO. LLC. | 1,519,000 | 1,511,000 | 0.57% | PRN | |
| 26 | PNC FINANCIAL SERVICES GROUP, INC. | 15,000 | 1,493,000 | 0.57% | PRN | |
| 27 | BRAVE ASSET MANAGEMENT INC | 1,414,000 | 1,407,000 | 0.53% | ||
| 28 | CREDIT SUISSE AG/ | 1,045,000 | 1,040,000 | 0.40% | PRN | |
| 29 | Cutler Capital Management, LLC | 890,000 | 885,000 | 0.34% | PRN | |
| 30 | DEUTSCHE BANK AG\ | 875,000 | 870,000 | 0.33% | Call | PRN |
| 31 | GOLDMAN SACHS GROUP INC | 631,000 | 628,000 | 0.24% | PRN | |
| 32 | CITIGROUP INC | 295,000 | 294,000 | 0.11% | PRN | |
| 33 | SUNTRUST BANKS INC | 233,000 | 231,000 | 0.09% | ||
| 34 | Raymond James Financial Services Advisors, Inc. | 205,000 | 204,000 | 0.08% | PRN | |
| 35 | WELLS FARGO & COMPANY/MN | 127,000 | 126,000 | 0.05% | PRN | |
| 36 | SEI INVESTMENTS CO | 93,000 | 93,000 | 0.04% | ||
| 37 | GREAT AMERICAN GROUP, INC. | 82,000 | 82,000 | 0.03% | PRN | |
| 38 | UBS Group AG | 64,000 | 64,000 | 0.02% | PRN | |
| 39 | ROYAL BANK OF CANADA | 52,000 | 52,000 | 0.02% | PRN | |
| 40 | SSI INVESTMENT MANAGEMENT LLC | 50,000 | 50,000 | 0.02% | PRN | |
| 41 | AMERIPRISE FINANCIAL INC | 42,000 | 42,000 | 0.02% | PRN | |
| 42 | HighTower Advisors, LLC | 31,000 | 31,000 | 0.01% | PRN | |
| 43 | Commonwealth Equity Services, Inc | 30,000 | 30,000 | 0.01% | ||
| 44 | Mariner, LLC | 20,000 | 20,000 | 0.01% | PRN | |
| 45 | LPL Financial LLC | 18,000 | 18,000 | 0.01% | ||
| 46 | AMERICAN NATIONAL BANK & TRUST | 7,000 | 7,000 | 0.00% | ||
| 47 | Creative Planning | 2,000 | 2,000 | 0.00% | PRN | |
| 48 | INTEGRATED WEALTH MANAGEMENT | 2,000 | 2,000 | 0.00% | ||
| 49 | MSI Financial Services Inc | 1,000 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
