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HARRIS & HARRIS GROUP INC
HARRIS & HARRIS GROUP INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 43 Institutional holders with a total value of $23,528,465.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ARIEL INVESTMENTS, LLC 3,508,644 7,719,000 32.81%
2 Granahan Investment Management, LLC 1,933,936 4,255,000 18.08%
3 FINANCIAL CONSULATE, INC 1,515,438 3,334,000 14.17%
4 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 1,272,388 2,799,000 11.90%
5 UBS Group AG 576,948 1,269,000 5.39%
6 Ancora Advisors LLC 514,021 1,131,000 4.81%
7 NEW YORK STATE COMMON RETIREMENT FUND 447,757 985,000 4.19%
8 UNITED SERVICES AUTOMOBILE ASSOCIATION 257,886 567,000 2.41%
9 ROYCE & ASSOCIATES LP 122,785 270,000 1.15%
10 SHUFRO ROSE & CO LLC 85,500 188,000 0.80%
11 MORGAN STANLEY 49,349 108,000 0.46%
12 PRINCETON CAPITAL MANAGEMENT INC 48,200 106,000 0.45%
13 Legal & General Group Plc 46,310 101,000 0.43%
14 CLIFFORD SWAN INVESTMENT COUNSEL LLC 40,000 88,000 0.37%
15 Round Table Services, LLC 39,141 86,000 0.37%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,478 74,000 0.31%
17 GOLDMAN SACHS GROUP INC 28,297 62,000 0.26%
18 PEAK6 Group LLC 23,444 52,000 0.22%
19 Janney Montgomery Scott LLC 21,200 47,000 0.20%
20 CITIGROUP INC 18,614 41,000 0.17%
21 HighTower Advisors, LLC 17,859 39,000 0.17%
22 CUTLER GROUP LLC / CA 16,704 36,000 0.15%
23 LONE STAR VALUE MANAGEMENT LLC 15,000 33,000 0.14%
24 GEODE CAPITAL MANAGEMENT, LLC 14,806 32,000 0.14%
25 Virtu KCG Holdings LLC 12,654 28,000 0.12%
26 CITADEL ADVISORS LLC 12,600 28,000 0.12%
27 TWO SIGMA SECURITIES, LLC 11,073 24,000 0.10%
28 GROUP ONE TRADING LLC 2,853 6,000 0.03%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,490 5,000 0.02%
30 Hartford Financial Management Inc. 2,200 4,000 0.02%
31 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,803 4,000 0.02%
32 Tower Research Capital LLC (TRC) 831 2,000 0.01%
33 Simplicity Solutions, LLC 666 1,465 0.01%
34 ASSET DEDICATION, LLC 500 1,000 0.00%
35 Blume Capital Management, Inc. 600 1,000 0.00%
36 US BANCORP \DE\ 300 1,000 0.00%
37 Creative Planning 550 1,000 0.00%
38 BANK OF AMERICA CORP /DE/ 100 0 0.00%
39 SIMPLEX TRADING, LLC 185 0 0.00%
40 CUTLER GROUP LLC / CA 2,100 0 0.00% Call
41 People's United Financial, Inc. 100 0 0.00%
42 WELLS FARGO & COMPANY/MN 121 0 0.00%
43 MSI Financial Services Inc 35 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.