| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MICRON TECHNOLOGY INC | 12,300 | 1,000 | 0.00% | Put | |
| 2 | ISHARES TR | 15,300 | 1,000 | 0.00% | Call | |
| 3 | COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 | 47,917 | 1,000 | 0.00% | ||
| 4 | JPMORGAN CHASE & CO | 23,400 | 1,000 | 0.00% | Call | |
| 5 | AT&T INC | 15,500 | 2,000 | 0.00% | Put | |
| 6 | DAKOTA PLAINS HOLDINGS INC | 15,000 | 2,000 | 0.00% | ||
| 7 | SHIRE PLC | 30,400 | 2,000 | 0.00% | Put | |
| 8 | POWERSHARES QQQ TRUST | 30,600 | 2,000 | 0.00% | Call | |
| 9 | BOFI HLDG INC | 10,600 | 2,000 | 0.00% | Call | |
| 10 | ZIOPHARM ONCOLOGY INC | 11,000 | 3,000 | 0.00% | Put | |
| 11 | GILEAD SCIENCES INC | 16,900 | 3,000 | 0.00% | Call | |
| 12 | ISHARES TR | 50,400 | 3,000 | 0.00% | Call | |
| 13 | CUMULUS MEDIA INC | 15,000 | 5,000 | 0.00% | ||
| 14 | CELGENE CORP | 67,100 | 6,000 | 0.00% | Call | |
| 15 | ALEXION PHARMACEUTIC | 36,900 | 6,000 | 0.00% | Call | |
| 16 | iShares MSCI Japan ETF | 154,100 | 6,000 | 0.00% | Call | |
| 17 | ISHARES TR | 49,800 | 6,000 | 0.00% | Call | |
| 18 | BANK AMER CORP | 15,000 | 7,000 | 0.00% | Put | |
| 19 | PALATIN TECHNOLOGIES INC COM | 14,805 | 7,000 | 0.00% | ||
| 20 | TASEKO MINES LTD | 13,800 | 7,000 | 0.00% | ||
| 21 | SKYWORKS SOLUTIONS INC | 19,700 | 8,000 | 0.00% | Call | |
| 22 | TORCHLIGHT ENERGY RES INC | 14,000 | 8,000 | 0.00% | ||
| 23 | Key Energy Services Inc | 32,800 | 8,000 | 0.00% | ||
| 24 | SEABRIDGE GOLD INC | 10,400 | 8,000 | 0.00% | Call | |
| 25 | U.S. GEOTHERMAL INC | 10,200 | 8,000 | 0.00% | ||
| 26 | ENCORE CAP GROUP INC | 13,000 | 10,000 | 0.00% | PRN | |
| 27 | XOMA CORP DEL | 20,692 | 11,000 | 0.00% | ||
| 28 | CATALYST PHARMACEUTICALS INC | 15,500 | 11,000 | 0.00% | ||
| 29 | GOLDEN OCEAN GRP LTD | 17,028 | 12,000 | 0.00% | ||
| 30 | HORNBECK OFFSHORE SVCS INC N | 21,000 | 12,000 | 0.00% | PRN | |
| 31 | MEDIVATION INC | 18,500 | 12,000 | 0.00% | Put | |
| 32 | PEREGRINE PHARMACEUTICALS IN | 36,400 | 13,000 | 0.00% | ||
| 33 | PETROLEO BRASILEIRO SA PETRO | 20,000 | 13,000 | 0.00% | Call | |
| 34 | VERINT SYS INC | 14,000 | 13,000 | 0.00% | PRN | |
| 35 | SYNCHRONOSS TECHNOLOGIES INC NOTE 0.750 8/1 | 14,000 | 14,000 | 0.00% | PRN | |
| 36 | M/I HOMES INC | 14,000 | 14,000 | 0.00% | PRN | |
| 37 | RESOURCE CAP CORP | 14,000 | 14,000 | 0.00% | PRN | |
| 38 | BGC PARTNERS INC | 14,000 | 14,000 | 0.00% | PRN | |
| 39 | ZION OIL & GAS INC | 10,577 | 15,000 | 0.00% | ||
| 40 | TRANSENTERIX INC | 12,423 | 15,000 | 0.00% | ||
| 41 | AVIRAGEN THERAPEUTICS INC | 10,516 | 15,000 | 0.00% | ||
| 42 | NAVISTAR INTL CORP NEW | 24,000 | 16,000 | 0.00% | Call | |
| 43 | TICC CAPITAL CORP | 16,000 | 16,000 | 0.00% | PRN | |
| 44 | ECHO GLOBAL LOGISTICS INC | 17,000 | 16,000 | 0.00% | PRN | |
| 45 | PROSPECT CAP 5 375 17 | 16,000 | 16,000 | 0.00% | PRN | |
| 46 | BLACKROCK CAPITAL INVESTMENT | 16,000 | 16,000 | 0.00% | PRN | |
| 47 | PENNYMAC CORP | 17,000 | 16,000 | 0.00% | PRN | |
| 48 | LIBERTY MEDIA CORP | 27,000 | 16,000 | 0.00% | PRN | |
| 49 | ATLAS AIR WORLDWIDE HLDGS INC | 16,000 | 16,000 | 0.00% | PRN | |
| 50 | FORESTAR GROUP INC | 17,000 | 16,000 | 0.00% | PRN |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001462284-16-000016, filed 2016.08.12).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
