| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Pine River Capital Management L.P. | 29,733,000 | 29,863,000 | 37.75% | PRN | |
| 2 | Radcliffe Capital Management, L.P. | 25,098,000 | 25,259,000 | 31.93% | PRN | |
| 3 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 9,188,000 | 9,194,000 | 11.62% | ||
| 4 | OAKTREE CAPITAL MANAGEMENT LP | 6,096,000 | 6,151,000 | 7.78% | PRN | |
| 5 | TD ASSET MANAGEMENT INC | 4,992,000 | 5,020,000 | 6.35% | ||
| 6 | JPMORGAN CHASE & CO | 1,805,000 | 1,841,000 | 2.33% | PRN | |
| 7 | CREDIT SUISSE AG/ | 41,092 | 471,000 | 0.60% | PRN | |
| 8 | DEUTSCHE BANK AG\ | 362,000 | 362,000 | 0.46% | PRN | |
| 9 | STIFEL FINANCIAL CORP | 304,192 | 304,000 | 0.38% | PRN | |
| 10 | Investors Capital Advisory Services | 242,000 | 242,000 | 0.31% | ||
| 11 | BARCLAYS PLC | 102,000 | 102,000 | 0.13% | PRN | |
| 12 | D.A. DAVIDSON & CO. | 100,000 | 100,000 | 0.13% | ||
| 13 | GOLDMAN SACHS GROUP INC | 71,000 | 71,000 | 0.09% | PRN | |
| 14 | ADVISOR GROUP, INC. | 43 | 43,000 | 0.05% | PRN | |
| 15 | Cambridge Investment Research Advisors, Inc. | 25,000 | 25,000 | 0.03% | ||
| 16 | Wellesley Asset Management | 21,716 | 21,730 | 0.03% | PRN | |
| 17 | Raymond James Financial Services Advisors, Inc. | 16,000 | 16,000 | 0.02% | PRN | |
| 18 | WELLS FARGO & COMPANY/MN | 9,000 | 9,000 | 0.01% | PRN | |
| 19 | Creative Planning | 7,000 | 7,000 | 0.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
