| # | % | |||||
|---|---|---|---|---|---|---|
| 2201 | IMMUNOMEDICS INCORPORATED | 16,776 | 55,000 | 0.00% | ||
| 2202 | BIOTIME INC | 14,000 | 55,000 | 0.00% | ||
| 2203 | TCW STRATEGIC INCOME FD INC | 10,323 | 55,000 | 0.00% | ||
| 2204 | SANDSTORM GOLD LTD | 10,589 | 53,000 | 0.00% | ||
| 2205 | ALEXCO RESOURCE CORP | 29,100 | 52,000 | 0.00% | ||
| 2206 | PHILLIPS 66 | 11,600 | 51,000 | 0.00% | Call | |
| 2207 | ORGANOVO HLDGS INC | 12,910 | 49,000 | 0.00% | ||
| 2208 | ROYAL BK SCOTLAND GROUP PLC | 10,225 | 48,000 | 0.00% | ||
| 2209 | YAMANA GOLD INC | 10,585 | 46,000 | 0.00% | ||
| 2210 | Arena Pharmaceuticals, Inc | 26,450 | 46,000 | 0.00% | ||
| 2211 | SANDRIDGE PERMIAN TR | 15,429 | 44,000 | 0.00% | ||
| 2212 | BAYTEX ENERGY CORP | 10,273 | 44,000 | 0.00% | ||
| 2213 | CORMEDIX INCORPORATED | 17,490 | 44,000 | 0.00% | ||
| 2214 | IAMGOLD CORP | 10,626 | 43,000 | 0.00% | ||
| 2215 | MICRON TECHNOLOGY INC | 10,500 | 43,000 | 0.00% | Call | |
| 2216 | ENCANA CORP | 26,400 | 42,000 | 0.00% | Call | |
| 2217 | MITCHAM INDS | 12,333 | 41,000 | 0.00% | ||
| 2218 | WESTPORT FUEL SYSTEMS INC | 24,966 | 40,000 | 0.00% | ||
| 2219 | TURQUOISE HILL RES LTD | 13,200 | 39,000 | 0.00% | ||
| 2220 | PDL BIOPHARMA INC | 11,667 | 39,000 | 0.00% | ||
| 2221 | ACADIA PHARMACEUTICALS INC COM | 45,000 | 38,000 | 0.00% | Call | |
| 2222 | CHINA CERAMICS CO LTD | 11,875 | 37,000 | 0.00% | ||
| 2223 | APPROACH RESOURCES INC | 10,300 | 35,000 | 0.00% | ||
| 2224 | PARKER DRILLING COMPANY | 15,160 | 33,000 | 0.00% | ||
| 2225 | SYNTHESIS ENERGY SYS INC | 26,500 | 32,000 | 0.00% | ||
| 2226 | MANNKIND CORP. | 52,288 | 32,000 | 0.00% | ||
| 2227 | BIOMARIN PHARMACEUTICAL INC | 22,700 | 32,000 | 0.00% | Put | |
| 2228 | SELECT SECTOR SPDR TR | 63,300 | 31,000 | 0.00% | Call | |
| 2229 | NQ MOBILE INC | 73,400 | 29,000 | 0.00% | Call | |
| 2230 | OASIS PETE INC NEW | 26,000 | 29,000 | 0.00% | Call | |
| 2231 | CELGENE CORP | 85,800 | 29,000 | 0.00% | Call | |
| 2232 | Lloyds Banking Group Plc | 10,073 | 29,000 | 0.00% | ||
| 2233 | DRYSHIPS INC | 62,221 | 28,000 | 0.00% | ||
| 2234 | ATHERSYS INC NEW | 13,000 | 28,000 | 0.00% | ||
| 2235 | Curis, Inc | 10,610 | 28,000 | 0.00% | ||
| 2236 | ORION ENERGY SYSTEMS INC | 20,300 | 27,000 | 0.00% | ||
| 2237 | LEGACY RESVS LP | 20,221 | 27,000 | 0.00% | ||
| 2238 | TRANSATLANTIC PETROLEUM LTD | 22,220 | 27,000 | 0.00% | ||
| 2239 | CASCADIAN THERAPEUTICS INC | 15,250 | 25,000 | 0.00% | ||
| 2240 | REX ENERGY CORPORATION | 42,090 | 25,000 | 0.00% | ||
| 2241 | BON-TON STORES INC | 14,500 | 25,000 | 0.00% | ||
| 2242 | FITBIT INC | 21,000 | 25,000 | 0.00% | Call | |
| 2243 | ACTINIUM PHARMACEUTICALS INC | 17,200 | 23,000 | 0.00% | ||
| 2244 | FEMALE HEALTH CO | 18,500 | 23,000 | 0.00% | ||
| 2245 | AVIRAGEN THERAPEUTICS INC | 11,516 | 22,000 | 0.00% | ||
| 2246 | TTM TECHNOLOGIES INC | 17,000 | 22,000 | 0.00% | PRN | |
| 2247 | Isoray Inc | 30,000 | 22,000 | 0.00% | ||
| 2248 | POWERSHARES QQQ TRUST | 29,300 | 21,000 | 0.00% | Call | |
| 2249 | TRANSENTERIX INC | 12,423 | 21,000 | 0.00% | ||
| 2250 | SKYWORKS SOLUTIONS INC | 21,100 | 21,000 | 0.00% | Call |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001462284-16-000019, filed 2016.11.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
