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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
451 Bank Of America Corp 15,000 15 0.01%
452 PROVECTUS 14,000 14 0.01%
453 Orlando & Orange Cnty Expwy Au 12,500 13 0.00%
454 RELIV INTL INC COM NEW 10,562 13 0.00%
455 Salt Verde Finl Corp Sr Gas Re 10,000 12 0.00%
456 Ohio St 11,000 12 0.00%
457 Miami-Dade Cnty Fla Aviation R Aviation 10,000 11 0.00%
458 Commercial Metals Co 10,000 11 0.00%
459 Ba Mtg Trust 2006-2 20,000 11 0.00%
460 New York N Y City Mun Wtr Fin 10,000 11 0.00%
461 National Holdings Corp 23,526 11 0.00%
462 Ulster Cnty N Y 10,000 11 0.00%
463 HOUSTON AMERN ENERGY CORP 34,306 10 0.00%
464 New York St Environmental Facs 10,000 10 0.00%
465 Suffolk Cnty N Y 10,000 10 0.00%
466 Butler Cnty Ohio Hosp Facs Rev Hosp Fac 10,000 10 0.00%
467 Bmc Software Inc 10,000 10 0.00%
468 AMERICAN APPAREL INC 12,500 10 0.00%
469 Dell Inc 10,000 10 0.00%
470 Dade Cnty Fla Hsg Fin Auth Mul 10,000 10 0.00%
471 New York N Y City Mun Wtr Fin 10,000 10 0.00%
472 PALATIN TECHNOLOGIES INC COM 10,000 9 0.00%
473 ATLATSA RES CORP 10,651 3 0.00%
474 App Fin II Mauritius Ltd 35,000 0 0.00%
475 WAFERGEN BIO-SYSTEMS INC 52,500 0 0.00%
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New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
251 DELTA AIRLINES INC DEL 11,535 417 0.11%
252 SELECT SECTOR SPDR TR 7,809 415 0.11%
253 Ivy Fds Science Tech Fd Cl A 7,733 414 0.11%
254 EATON VANCE TAX-MANAGED GLOBAL COM 41,320 414 0.11%
255 QUALCOMM INC 5,525 413 0.11%
256 CORNING INC 21,265 411 0.11%
257 STATE STR CORP 5,552 408 0.11%
258 GUGGENHEIM 1:1 EXC 4/9/18 739371839 4,190 408 0.11%
259 POWERSHARES ETF TRUST 7,330 405 0.11%
260 Rcs Capital Corp 17,944 404 0.11%
261 ISHARES TR 4,403 403 0.10%
262 WAL-MART STORES INC 5,262 402 0.10%
263 UNITEDHEALTH GROUP INC 4,599 397 0.10%
264 PALO ALTO NETWORKS INC 4,020 394 0.10%
265 MARKET VECTORS ETF TR 6,110 394 0.10%
266 HARTFORD FINL SVCS GROUP INC 10,492 391 0.10%
267 HINES GLOBAL REIT INC COM 37,602 391 0.10%
268 DOMINION ENERGY INC 5,649 390 0.10%
269 ISHARES TR 2,579 390 0.10%
270 Ivy Fds High Income Cl A 45,914 390 0.10%
271 MASCO CORP 16,178 387 0.10%
272 FAIRHOLME FUND 9,623 387 0.10%
273 JNL/NEUBERGER STRAT INCOME 36,839 387 0.10%
274 ISHARES TR 3,338 384 0.10%
275 CORNERSTONE STRATEGIC VALUE FD INC COM NEW 65,797 384 0.10%
276 WILLIAMS COS INC DEL 6,931 384 0.10%
277 LINN ENERGY LLC UNIT LTD LIAB 12,690 382 0.10%
278 ANNALY CAP MGMT INC 35,719 381 0.10%
279 ORACLE CORP 9,952 381 0.10%
280 ACCESS MIDSTREAM PARTNERS LP 5,926 377 0.10%
281 ISHARES TR 4,439 375 0.10%
282 CANADIAN PAC RY LTD 1,802 374 0.10%
283 DIREXION DAILY GOLD MINERS BUL 15,900 373 0.10%
284 VANGUARD INDEX FDS 3,080 371 0.10%
285 TRINITY INDS INC 7,936 371 0.10%
286 OXFORD LANE CAP CORP 23,978 368 0.10%
287 Archer-Daniels-Midland 7,191 367 0.10%
288 Allstate Corp 5,953 365 0.09%
289 HCA HOLDINGS INC 5,147 363 0.09%
290 DANAHER CORP DEL 4,771 363 0.09%
291 SAREPTA THERAPEUTICS INC 16,320 363 0.09%
292 FIRST SOLAR INC 5,500 362 0.09%
293 Alcoa Inc 22,431 361 0.09%
294 E M C CORP MASS COM 12,348 361 0.09%
295 PUTNAM MANAGED MUN INCOME TR 50,870 360 0.09%
296 AMERICAN ELECTRIC POWER 6,862 358 0.09%
297 WEATHERFORD INTL PLC 17,182 357 0.09%
298 VODAFONE GROUP PLC NEW 10,866 357 0.09%
299 Templeton Global Bond 26,754 355 0.09%
300 LORD ABBETT INVT TR SH DURA IN 78,994 355 0.09%
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