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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
201 JNL/Neuberger Strat Income 324,067 3,443 1.26%
202 JNL/PPM AMERICA FL RATE INCOME 63,642 690 0.25%
203 JNL/PPM AMERICA HIGH YLD BOND 23,002 463 0.17%
204 JNL/PPM America Fl Rate Income 109,874 1,186 0.43%
205 JNL/PPM America Fl Rate Income 235,316 2,550 0.94%
206 JNL/PPM America Fl Rate Income 27,067 287 0.11%
207 JNL/PPM America High Yield Bond Fund 42,097 827 0.30%
208 JNL/PPM America High Yield Bond Fund 10,367 192 0.07%
209 JNL/PPM America High Yld Bond 83,549 1,697 0.62%
210 JNL/S&P INTRINSIC VAL 20,267 427 0.16%
211 JNL/S&P Intrinsic Val 67,588 1,417 0.52%
212 JNL/S&P Intrinsic Value 31,351 656 0.24%
213 JNL/WMC BALANCED 28,337 1,099 0.40%
214 JNL/WMC Balanced 103,413 4,088 1.50%
215 JNL/WMC Balanced Fund 13,047 457 0.17%
216 JNL/WMC Balanced Fund 51,390 1,954 0.72%
217 JOHNSON & JOHNSON 37,560 4,003 1.47%
218 JPMORGAN CHASE & CO 29,580 1,782 0.65%
219 John Hancock Funds II Global Absolute A 172,589 1,971 0.72%
220 Jpmorgan NY Tax Free Bd Sel 26,581 195 0.07%
221 KAYNE ANDERSON MLP INVT CO 7,839 320 0.12%
222 KBS REAL ESTATE 10,000 61 0.02%
223 KELLOGG CO 3,296 203 0.07%
224 KIMBERLY CLARK CORP 2,092 225 0.08%
225 KINDER MORGAN INC DEL 11,311 434 0.16%
226 KKR & Co. LP 21,652 483 0.18%
227 KODIAK OIL & GAS CORP 37,200 505 0.19%
228 KRATOS DEFENSE & SECURITY 10,738 70 0.03%
229 KROGER CO 4,218 219 0.08%
230 Kinder Morgan Inc. 7,547 732 0.27%
231 Kraft Heinz Company 11,580 653 0.24%
232 LILIS ENERGY INC 196,500 442 0.16%
233 LILLY ELI & CO 22,939 1,487 0.55%
234 LINN ENERGY LLC UNIT LTD LIAB 12,690 382 0.14%
235 LLOYDS BANKING GROUP PLC-ADR 18,575 94 0.03%
236 LOCAL CORP COM 40,000 80 0.03%
237 LOCKHEED MARTIN 1,779 325 0.12%
238 LOOMIS SAYLES BOND RETAIL SHARES 52,556 810 0.30%
239 LORD ABBETT INVT TR SH DURA IN 78,994 355 0.13%
240 LORILLARD 4,087 245 0.09%
241 LULULEMON ATHLETICA INC 14,700 516 0.19%
242 LYONDELLBASELL INDU-CL A 4,408 479 0.18%
243 MAGELLAN MIDSTREAM PRTNRS LP 8,552 720 0.26%
244 MAGNA INTERNATIONAL INC 2,941 279 0.10%
245 MANAGED HIGH YIELD PLUS FUND INC 30,142 60 0.02%
246 MANHATTAN ASSOCIATES INC 8,774 293 0.11%
247 MANNKIND CORP. 619,440 3,661 1.34%
248 MARKET VECTORS ETF TR 6,110 394 0.14%
249 MARKWEST ENERGY PARTNERS LP 3,222 247 0.09%
250 MASCO CORP 16,178 387 0.14%
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New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE COMPUTER INC 102,550 10,016 2.61%
2 PROCTER & GAMBLE 65,914 5,520 1.44%
3 AT&T INC 120,552 4,284 1.11%
4 CHEVRON CORPORATION 35,890 4,282 1.11%
5 GENERAL ELECTRIC CO 159,980 4,098 1.07%
6 JNL/WMC Balanced 103,413 4,088 1.06%
7 JOHNSON & JOHNSON 37,560 4,003 1.04%
8 ISHARES TR 28,743 3,930 1.02%
9 FIRST EAGLE GLOBAL CL A 71,115 3,921 1.02%
10 GUARANTEED ACCOUNT - 1 YR 3,752,115 3,752 0.98%
11 MANNKIND CORP. 619,440 3,661 0.95%
12 BERKSHIRE HATHAWAY INC DE CL B NEW 25,172 3,477 0.90%
13 JNL/Neuberger Strat Income 324,067 3,443 0.90%
14 Oppenheimer Sr Float Rate-A 413,644 3,425 0.89%
15 MICROSOFT CORPORATION 69,705 3,311 0.86%
16 EXXON MOBIL CORP 35,165 3,307 0.86%
17 ISHARES TR 44,551 3,290 0.86%
18 FACEBOOK INC 38,473 3,172 0.83%
19 GUGGENHEIM BULLETSHARES 2018 110,350 2,945 0.77%
20 CIA DE MINAS BUENAVENTUR-ADR 247,323 2,864 0.75%
21 VERIZON COMMUNICATIONS INC 56,689 2,833 0.74%
22 Hartford MF Balanced Income Fd Cl A 198,697 2,690 0.70%
23 PFIZER INC 90,402 2,674 0.70%
24 ALTRIA GROUP INC 57,535 2,643 0.69%
25 JNL/GS Core Plus Bond 100,535 2,585 0.67%
26 JNL/PPM America Fl Rate Income 235,316 2,550 0.66%
27 FX ENERGY INC 799,123 2,430 0.63%
28 SPDR S&P 600 SMALL CAP GROWT 12,208 2,077 0.54%
29 ENTERPRISE PRODS PARTNERS L 51,080 2,059 0.54%
30 MERCK & CO INC 34,264 2,031 0.53%
31 ISHARES EDGE MSCI MIN VOL US 52,678 1,985 0.52%
32 John Hancock Funds II Global Absolute A 172,589 1,971 0.51%
33 JNL/WMC Balanced Fund 51,390 1,954 0.51%
34 SPDR S&P 500 ETF TR 28,970 1,924 0.50%
35 ISHARES TIPS BOND ETF 16,079 1,802 0.47%
36 MFS INTER INCOME TR 358,056 1,794 0.47%
37 JPMORGAN CHASE & CO 29,580 1,782 0.46%
38 ISHARES S&P SMALL-CAP 600 GR 15,757 1,774 0.46%
39 CONOCOPHILLIPS 22,367 1,712 0.45%
40 JNL/PPM America High Yld Bond 83,549 1,697 0.44%
41 INTERNATIONAL BUSINESS MACHS 7,744 1,694 0.44%
42 ISHARES TR 8,351 1,656 0.43%
43 JNL/Neuberger Strat Income 156,620 1,656 0.43%
44 PHILIP MORRIS INTL INC 19,728 1,645 0.43%
45 SSGA ACTIVE ETF TR 33,256 1,634 0.43%
46 VANGUARD TELECOM SERVICE ETF 18,566 1,621 0.42%
47 Saratoga Resources Inc 1,356,161 1,600 0.42%
48 BRISTOL MYERS SQUIBB 30,549 1,563 0.41%
49 First Tr Exchange Traded Fd 25,613 1,560 0.41%
50 ISHARES TR 30,365 1,552 0.40%
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