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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 116 Institutional holders with a total value of $1,002,779,047.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,296,869 200,780,000 20.02%
2 WELLS FARGO & COMPANY/MN 2,296,957 139,885,000 13.95%
3 BANK OF AMERICA CORP /DE/ 1,995,559 121,530,000 12.12%
4 FIRST TRUST ADVISORS LP 1,832,001 111,569,000 11.13%
5 UBS AG 1,031,649 62,828,000 6.27%
6 MANAGED ACCOUNT ADVISORS LLC 716,504 43,635,000 4.35%
7 CITIGROUP INC 436,639 26,596,000 2.65%
8 RAYMOND JAMES & ASSOCIATES 403,777 24,590,000 2.45%
9 BB&T SECURITIES, LLC 36,152 22,016,000 2.20%
10 CREDIT SUISSE AG/ 317,796 19,354,000 1.93%
11 BBVA USA Bancshares, Inc. 301,800 18,380,000 1.83%
12 GOLDMAN SACHS GROUP INC 255,321 15,549,000 1.55%
13 ROYAL BANK OF CANADA 251,479 15,314,000 1.53%
14 LPL Financial LLC 242,130 14,472,000 1.44%
15 Hoxton Financial, Inc. 169,473 10,321,000 1.03%
16 JPMORGAN CHASE & CO 134,050 8,163,000 0.81%
17 AMERIPRISE FINANCIAL INC 132,043 8,041,000 0.80%
18 MURPHY CAPITAL MANAGEMENT INC 106,097 6,461,000 0.64%
19 Robert W. Baird & Co. Inc 97,832 5,958,000 0.59% SH
20 STIFEL FINANCIAL CORP 89,154 5,429,000 0.54%
21 IMA Advisory Services, Inc. 86,080 5,242,000 0.52%
22 CWM, LLC 84,233 5,130,000 0.51%
23 Bouchey Financial Group Ltd 83,073 5,059,000 0.50%
24 DEUTSCHE BANK AG\ 81,569 4,967,000 0.50%
25 NewSquare Capital LLC 78,360 4,772,000 0.48%
26 Janney Montgomery Scott LLC 76,834 4,679,191 0.47%
27 HL FINANCIAL SERVICES LLC 70,243 4,278,000 0.43%
28 BANQUE PICTET & CIE SA 64,966 3,957,000 0.39%
29 STEPHENS INC /AR/ 64,369 3,920,000 0.39%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 57,351 3,493,000 0.35%
31 New England Investment & Retirement Group, Inc. 52,834 3,218,000 0.32%
32 Commonwealth Equity Services, Inc 52,799 3,215,000 0.32%
33 HighTower Advisors, LLC 52,351 3,188,000 0.32%
34 Eagle Capital Management, LLC 51,647 3,145,000 0.31%
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 50,400 3,070,000 0.31% Call
36 BENJAMIN F. EDWARDS & COMPANY, INC. 49,040 2,987,000 0.30%
37 STERNE AGEE GROUP, INC. 46,917 2,848,000 0.28%
38 Raymond James Financial Services Advisors, Inc. 45,300 2,759,000 0.28%
39 SUNTRUST BANKS INC 44,268 2,695,000 0.27%
40 Mathes Company, Inc. 44,170 2,690,000 0.27%
41 NTV ASSET MANAGEMENT LLC 38,650 2,353,000 0.23%
42 AMERICAN INTERNATIONAL GROUP, INC. 37,823 2,303,421 0.23%
43 Somerset Group LLC 35,114 2,138,000 0.21%
44 MSI Financial Services Inc 33,736 2,055,000 0.20%
45 TOTH FINANCIAL ADVISORY CORP 33,720 2,054,000 0.20%
46 FLPUTNAM INVESTMENT MANAGEMENT CO 29,280 1,783,000 0.18%
47 Tower Research Capital LLC (TRC) 25,871 1,576,000 0.16%
48 B. Riley Wealth Advisors, Inc. 25,613 1,560,000 0.16%
49 BAROMETER CAPITAL MANAGEMENT INC. 25,300 1,541,000 0.15%
50 Regal Investment Advisors LLC 24,990 1,522,000 0.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.