| 1 |
Saba Capital Management, L.P. |
5,846,800 |
11,635,000 |
53.47% |
|
|
| 2 |
Advisors Asset Management, Inc. |
1,981,739 |
3,944,000 |
18.13% |
|
|
| 3 |
Invesco Ltd. |
490,919 |
977,000 |
4.49% |
|
PRN |
| 4 |
Pine River Capital Management L.P. |
447,022 |
889,000 |
4.09% |
|
|
| 5 |
STIFEL FINANCIAL CORP |
388,822 |
774,000 |
3.56% |
|
|
| 6 |
INVESTMENT CENTERS OF AMERICA INC |
285,436 |
568,000 |
2.61% |
|
|
| 7 |
Yorktown Management & Research Co Inc |
259,000 |
515,000 |
2.37% |
|
|
| 8 |
Shaker Financial Services, LLC |
230,999 |
460,000 |
2.11% |
|
|
| 9 |
Kamunting Street Capital Management, L.P. |
211,848 |
422,000 |
1.94% |
|
|
| 10 |
Peregrine Asset Advisers, Inc. |
98,854 |
197,000 |
0.91% |
|
|
| 11 |
WOLVERINE ASSET MANAGEMENT LLC |
98,408 |
195,000 |
0.90% |
|
|
| 12 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
84,052 |
167,000 |
0.77% |
|
|
| 13 |
LPL Financial LLC |
71,619 |
143,000 |
0.66% |
|
|
| 14 |
Cambridge Investment Research Advisors, Inc. |
48,684 |
97,000 |
0.45% |
|
|
| 15 |
MERIDIAN INVESTMENT COUNSEL INC. |
47,102 |
94,000 |
0.43% |
|
|
| 16 |
GOLDMAN SACHS GROUP INC |
43,049 |
86,000 |
0.40% |
|
|
| 17 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
40,287 |
80,000 |
0.37% |
|
|
| 18 |
DOLIVER ADVISORS, LP |
35,320 |
70,000 |
0.32% |
|
|
| 19 |
B. Riley Wealth Advisors, Inc. |
30,142 |
60,000 |
0.28% |
|
|
| 20 |
MORGAN STANLEY |
23,471 |
47,000 |
0.22% |
|
|
| 21 |
BANK OF AMERICA CORP /DE/ |
24,013 |
47,000 |
0.22% |
|
|
| 22 |
Texas Yale Capital Corp. |
22,800 |
45,000 |
0.21% |
|
|
| 23 |
Cetera Advisors LLC |
18,468 |
37,000 |
0.17% |
|
|
| 24 |
Prospera Financial Services Inc |
17,500 |
35,000 |
0.16% |
|
|
| 25 |
WELLS FARGO & COMPANY/MN |
15,787 |
31,000 |
0.14% |
|
|
| 26 |
Concert Wealth Management Inc. |
13,805 |
28,000 |
0.13% |
|
|
| 27 |
Creative Planning |
12,385 |
25,000 |
0.11% |
|
|
| 28 |
GOODWIN DANIEL L |
12,200 |
24,000 |
0.11% |
|
|
| 29 |
HIGHLAND CAPITAL MANAGEMENT LP |
11,290 |
22,000 |
0.10% |
|
|
| 30 |
AMERICAN FINANCIAL GROUP INC |
10,000 |
20,000 |
0.09% |
|
|
| 31 |
AMERICAN INTERNATIONAL GROUP, INC. |
5,000 |
9,950 |
0.05% |
|
|
| 32 |
ROYAL BANK OF CANADA |
2,900 |
6,000 |
0.03% |
|
|
| 33 |
UBS AG |
2,141 |
4,000 |
0.02% |
|
|
| 34 |
MSI Financial Services Inc |
1,199 |
2,000 |
0.01% |
|
|
| 35 |
1919 Investment Counsel, LLC |
517 |
2,000 |
0.01% |
|
|
| 36 |
WFG Advisors, LP |
2 |
0 |
0.00% |
|
|
| 37 |
NEW ENGLAND SECURITIES CORP /MA/ |
186 |
0 |
0.00% |
|
|
