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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 43 Institutional holders with a total value of $100,474,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 590,740 15,767,000 15.69%
2 MORGAN STANLEY 589,556 15,735,000 15.66%
3 BANK OF AMERICA CORP /DE/ 537,997 14,359,000 14.29%
4 SII INVESTMENTS INC/WI 260,602 6,955,000 6.92%
5 UBS AG 235,075 6,274,000 6.24%
6 WELLS FARGO & COMPANY/MN 208,977 5,577,000 5.55%
7 Linscomb Wealth, Inc. 200,994 5,364,000 5.34%
8 BCWM, LLC 12,410 3,313,000 3.30%
9 B. Riley Wealth Advisors, Inc. 110,350 2,945,000 2.93%
10 ATWOOD & PALMER INC 106,350 2,838,000 2.82%
11 Commonwealth Equity Services, Inc 100,130 2,672,000 2.66%
12 Carroll Financial Associates, Inc. 85,120 2,271,000 2.26%
13 Ashfield Capital Partners, LLC 72,854 1,944,000 1.93%
14 UNITED CAPITAL FINANCIAL ADVISORS, LLC 67,718 1,807,000 1.80%
15 ENVESTNET ASSET MANAGEMENT INC 66,302 1,770,000 1.76%
16 NATIONAL PLANNING CORP 65,347 1,743,000 1.73%
17 Gradient Investments LLC 45,598 1,217,000 1.21%
18 Cetera Advisor Networks LLC 35,920 957,000 0.95%
19 Confluence Wealth Management LLC 28,913 772,000 0.77%
20 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 27,119 724,000 0.72%
21 AMERIPRISE FINANCIAL INC 25,554 682,000 0.68%
22 ACG Wealth 23,263 621,000 0.62%
23 HighTower Advisors, LLC 17,773 474,000 0.47%
24 CITY NATIONAL BANK 16,132 430,000 0.43%
25 Madden Advisory Services, Inc. 14,630 390,000 0.39%
26 STIFEL FINANCIAL CORP 13,614 363,000 0.36%
27 LPL Financial LLC 12,780 340,000 0.34%
28 Freedom Investment Management, Inc. 11,236 300,000 0.30%
29 Prospera Financial Services Inc 10,457 279,000 0.28%
30 Parasol Investment Management, LLC 8,585 229,000 0.23%
31 Segment Wealth Management, LLC 7,900 211,000 0.21%
32 COLONY GROUP LLC 7,570 202,000 0.20%
33 Carnegie Investment Counsel 7,500 200,000 0.20%
34 ROYAL BANK OF CANADA 7,522 200,000 0.20%
35 PRIVATE TRUST CO NA 6,221 166,000 0.17%
36 Private Ocean, LLC 5,606 150,000 0.15%
37 PNC FINANCIAL SERVICES GROUP, INC. 3,808 102,000 0.10%
38 Alexandria Capital, LLC 2,635 70,000 0.07%
39 JNBA Financial Advisors 800 21,000 0.02%
40 LADENBURG THALMANN FINANCIAL SERVICES INC. 605 16,000 0.02%
41 Sensible Financial Planning & Management, LLC. 434 12,000 0.01%
42 Capital Advisors, Ltd. LLC 387 10,000 0.01%
43 NEW ENGLAND SECURITIES CORP /MA/ 70 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.