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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
301 BLACKROCK EQUITY DIVIDEND FUND 9,970 251 0.09%
302 MEDLEY CAP CORPORATION 21,233 251 0.09%
303 NUVEEN NJ INVT QUALITY MUN F 18,700 249 0.09%
304 ISHARES SILVER TR 64,619 249 0.09%
305 PROSHARES TR 1,964 247 0.09%
306 MARKWEST ENERGY PARTNERS LP 3,222 247 0.09%
307 Dws Rreef Global Infrastructure Fund 15,974 246 0.09%
308 Proshares Ultra Msci 3,305 245 0.09%
309 TARGA RES CORP 1,800 245 0.09%
310 LORILLARD 4,087 245 0.09%
311 AMERICA MOVIL SAB DE CV 9,629 243 0.09%
312 DEPHEID 5,500 242 0.09%
313 Blackrock Intl Growth Tr 31,985 241 0.09%
314 MCKESSON CORP 1,219 237 0.09%
315 ISHARES TR 1,605 237 0.09%
316 COHEN & STEERS MLP INC & ENR 11,200 237 0.09%
317 WESTERN DIGITAL CORP 2,430 236 0.09%
318 PIONEER NAT RES CO 1,193 235 0.09%
319 Mutual Global Discovery Securities Fund 16,883 234 0.09%
320 VANGUARD WORLD FD 1,990 233 0.09%
321 PIMCO STRATEGIC INCOME FD IN 23,221 229 0.08%
322 VIRNETX HLDG CORP 37,950 228 0.08%
323 WISDOMTREE TR 4,939 228 0.08%
324 KIMBERLY CLARK CORP 2,092 225 0.08%
325 ISHARES TR 2,444 224 0.08%
326 VANGUARD INTL EQUITY INDEX F 5,383 224 0.08%
327 CRH PLC 9,745 223 0.08%
328 VANGUARD WHITEHALL FDS 3,317 220 0.08%
329 KROGER CO 4,218 219 0.08%
330 Ubs Ag Shs New 12,538 218 0.08%
331 BOARDWALK PIPELINE PARTNERS 11,680 218 0.08%
332 AKAMAI TECHNOLOGIES INC 2,003 218 0.08%
333 WYNDHAM WORLDWIDE CORP 2,688 218 0.08%
334 VANGUARD INTL EQUITY INDEX F 3,884 214 0.08%
335 CLAYMORE EXCHANGE TRD FD TR 8,798 214 0.08%
336 BUFFALO WILD WINGS INC 1,585 213 0.08%
337 TEEKAY LNG PARTNERS L P 4,894 213 0.08%
338 SPDR DOW JONES INDL AVRG ETF 1,240 211 0.08%
339 3M CO 1,479 210 0.08%
340 SPDR SER TR S&P 600 SML CAP 2,131 209 0.08%
341 INVESCO V.I. CORE EQUITY FUND 14,312 208 0.08%
342 AMR New World HLS 19,728 204 0.07%
343 AMR International HLS 20,425 204 0.07%
344 PENNEY J C INC 20,330 204 0.07%
345 TOTAL S A 3,150 203 0.07%
346 KELLOGG CO 3,296 203 0.07%
347 Peabody Energy Corp 16,257 201 0.07%
348 Vanguard High-Yield Tax-Exempt Adm 17,943 201 0.07%
349 TRAVELERS COMPANIES INC 2,144 201 0.07%
350 PETROLEO BRASILEIRO SA PETRO 13,392 199 0.07%
Page 7 of 10
New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 Franklin Income Adv 211,244 520 0.14%
2 Lord Abbett Shrt Dur Inc Fd 239,464 1,080 0.28%
3 * ATMEL CORP COM 19,000 129 0.03%
4 * SANDRIDGE ENERGY INC COM 28,800 124 0.03%
5 3M CO 1,479 210 0.05%
6 ABBVIE INC 11,868 685 0.18%
7 ACCESS MIDSTREAM PARTNERS LP 5,926 377 0.10%
8 ACTAVIS PLC 1,773 428 0.11%
9 AFLAC Inc 4,594 267 0.07%
10 AG MTG INVT TR INC 24,345 433 0.11%
11 AIM Invt Fds Invesco Bal Risk Allo Cl A 13,921 170 0.04%
12 AIM Invt Fds Invesco Bal Risk llo Cl Y 70,639 872 0.23%
13 AKAMAI TECHNOLOGIES INC 2,003 218 0.06%
14 ALLIANCEBERNSTEIN INCOME FUN 78,213 587 0.15%
15 ALPINE TTL DYNAMIC NEW 30,689 261 0.07%
16 ALPS ETF TR 48,771 935 0.24%
17 ALTRIA GROUP INC 57,535 2,643 0.69%
18 AMARIN CORP PLC 18,150 20 0.01%
19 AMAZON COM INC 2,746 885 0.23%
20 AMER RLTY CAP HEALTHCAR TR INC 15,000 157 0.04%
21 AMERICA MOVIL SAB DE CV 9,629 243 0.06%
22 AMERICAN APPAREL INC 12,500 10 0.00%
23 AMERICAN ELECTRIC POWER 6,862 358 0.09%
24 AMERICAN EXPRESS CO 6,883 603 0.16%
25 AMERICAN RLTY CAP PPTYS INC 48,689 587 0.15%
26 AMG YACKTMAN FUND CLASS I 18,562 461 0.12%
27 AMGEN INC 16,500 38 0.01%
28 AMR Asset Allocation 11,448 197 0.05%
29 AMR Global Small Capitalization HLS 10,724 119 0.03%
30 AMR International HLS 20,425 204 0.05%
31 AMR New World HLS 19,728 204 0.05%
32 ANADARKO PETROLE 2,622 266 0.07%
33 ANNALY CAP MGMT INC 15,089 161 0.04%
34 ANNALY CAP MGMT INC 35,719 381 0.10%
35 API EFF FRNT INCM I 13,904 167 0.04%
36 APPLE COMPUTER INC 8,371 843 0.22%
37 APPLE COMPUTER INC 102,550 10,016 2.61%
38 ARENA PHARMACEUTICALS INC 10,600 44 0.01%
39 ARMOUR RESIDENTIAL REIT INC 244,953 943 0.25%
40 AT&T INC 120,552 4,284 1.11%
41 ATLATSA RES CORP 10,651 3 0.00%
42 Abbott Labs Common 8,220 342 0.09%
43 Aberdeen Asia-Pacific Income 21,567 127 0.03%
44 Aegon Funding Corp 25,000 29 0.01%
45 Agnico Eagle 12,348 361 0.09%
46 Alcoa Inc 22,431 361 0.09%
47 Alliance Data Systems 1,236 307 0.08%
48 Allianzgi Conv & Income Fund I 46,435 424 0.11%
49 Allstate Corp 5,953 365 0.09%
50 Amerenenergy Generating Co 35,000 33 0.01%
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