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SPDR SER TR S&P 600 SML CAP
SPDR SER TR S&P 600 SML CAP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 49 Institutional holders with a total value of $132,061,961.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 OLD DOMINION CAPITAL MANAGEMENT INC 53,702 52,768,000 39.96%
2 STATE STREET CORP 107,289 10,543,000 7.98%
3 UBS AG 76,780 7,544,000 5.71%
4 BB&T SECURITIES, LLC 6,874 6,754,000 5.11%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 66,927 6,576,000 4.98%
6 Capital Advantage, Inc. 50,446 5,261,000 3.98%
7 BANK OF AMERICA CORP /DE/ 48,734 4,788,000 3.63%
8 ROYAL BANK OF CANADA 41,613 4,089,000 3.10%
9 WELLS FARGO & COMPANY/MN 34,398 3,380,000 2.56%
10 SG Americas Securities, LLC 33,950 3,336,000 2.53%
11 ARS Investment Partners, LLC 32,946 3,237,000 2.45%
12 Asset Management Group, Inc. 29,128 2,862,000 2.17%
13 HighTower Advisors, LLC 28,555 2,806,000 2.12%
14 MORGAN STANLEY 21,926 2,154,000 1.63%
15 Bank of New York Mellon Corp 21,232 2,086,000 1.58%
16 LPL Financial LLC 18,901 1,829,000 1.38%
17 D.A. DAVIDSON & CO. 13,910 1,366,000 1.03%
18 Private Advisor Group, LLC 12,136 1,192,000 0.90%
19 PNC FINANCIAL SERVICES GROUP, INC. 11,196 1,099,000 0.83%
20 JANE STREET GROUP, LLC 10,230 1,005,000 0.76%
21 AMERIPRISE FINANCIAL INC 9,918 975,000 0.74%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,323 720,000 0.55%
23 Commonwealth Equity Services, Inc 6,689 657,000 0.50%
24 Virtu KCG Holdings LLC 5,637 554,000 0.42%
25 FINANCIAL COUNSELORS INC 4,460 438,000 0.33%
26 Legacy Private Trust Co. 4,444 437,000 0.33%
27 HSBC HOLDINGS PLC 3,800 373,000 0.28%
28 ARTHUR M. COHEN & ASSOCIATES, LLC 2,757 359,000 0.27%
29 CITIGROUP INC 3,075 302,000 0.23%
30 Janney Montgomery Scott LLC 3,014 296,156 0.22%
31 Carlson Capital Management 2,796 275,000 0.21%
32 NEXT Financial Group, Inc 2,641 260,000 0.20%
33 NATIONAL PLANNING CORP 2,592 255,000 0.19%
34 Northeast Financial Consultants Inc 2,540 250,000 0.19%
35 EXENCIAL WEALTH ADVISORS, LLC 2,394 235,000 0.18%
36 B. Riley Wealth Advisors, Inc. 2,131 209,000 0.16%
37 AMERICAN INTERNATIONAL GROUP, INC. 1,265 124,299 0.09%
38 WHITTIER TRUST CO 1,105 109,000 0.08%
39 Creative Planning 1,030 101,000 0.08%
40 MSI Financial Services Inc 821 81,000 0.06%
41 Strategic Capital Alternatives LLC 701 69,000 0.05%
42 ARROW FINANCIAL CORP 690 68,000 0.05%
43 NEW ENGLAND SECURITIES CORP /MA/ 602 59,000 0.04%
44 Tower Research Capital LLC (TRC) 558 55,000 0.04%
45 WHITTIER TRUST CO OF NEVADA INC 450 44,000 0.03%
46 Capital Analysts, LLC 341 33,506 0.03%
47 ENVESTNET ASSET MANAGEMENT INC 266 26,000 0.02%
48 Capital Advisors, Ltd. LLC 200 19,000 0.01%
49 Gradient Investments LLC 35 3,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.