| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AMERIPRISE FINANCIAL INC | 2,443,669 | 28,860,000 | 12.80% | ||
| 2 | UBS AG | 1,579,329 | 18,652,000 | 8.27% | ||
| 3 | Advisors Asset Management, Inc. | 1,547,232 | 18,273,000 | 8.11% | ||
| 4 | Invesco Ltd. | 1,303,788 | 15,398,000 | 6.83% | ||
| 5 | Varde Management, L.P. | 855,958 | 10,108,000 | 4.48% | ||
| 6 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 787,755 | 9,303,000 | 4.13% | ||
| 7 | Yorktown Management & Research Co Inc | 680,000 | 8,031,000 | 3.56% | ||
| 8 | Hilton Capital Management, LLC | 644,665 | 7,613,000 | 3.38% | ||
| 9 | BB&T SECURITIES, LLC | 63,525 | 7,502,000 | 3.33% | ||
| 10 | Janney Montgomery Scott LLC | 516,215 | 6,096,504 | 2.70% | ||
| 11 | ALLIANCEBERNSTEIN L.P. | 457,497 | 5,403,000 | 2.40% | ||
| 12 | NWQ INVESTMENT MANAGEMENT COMPANY, LLC | 437,770 | 5,170,000 | 2.29% | ||
| 13 | MORGAN STANLEY | 437,421 | 5,166,000 | 2.29% | ||
| 14 | WELLS FARGO & COMPANY/MN | 372,111 | 4,395,000 | 1.95% | ||
| 15 | PRINCIPAL FINANCIAL GROUP INC | 369,912 | 4,369,000 | 1.94% | ||
| 16 | MILLENNIUM MANAGEMENT LLC | 351,908 | 4,156,000 | 1.84% | ||
| 17 | CREDIT SUISSE AG/ | 340,534 | 4,022,000 | 1.78% | ||
| 18 | TWO SIGMA INVESTMENTS, LP | 324,166 | 3,828,000 | 1.70% | ||
| 19 | BlackRock Group LTD | 283,952 | 3,353,000 | 1.49% | ||
| 20 | GUGGENHEIM CAPITAL LLC | 258,248 | 3,051,000 | 1.35% | ||
| 21 | D. E. Shaw & Co., Inc. | 218,731 | 2,583,000 | 1.15% | ||
| 22 | SHIKIAR ASSET MANAGEMENT INC | 200,950 | 2,373,000 | 1.05% | ||
| 23 | BARCLAYS PLC | 206,195 | 2,266,000 | 1.01% | ||
| 24 | MENTA CAPITAL LLC | 172,609 | 2,039,000 | 0.90% | ||
| 25 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 167,239 | 1,975,000 | 0.88% | ||
| 26 | STATE STREET CORP | 158,073 | 1,867,000 | 0.83% | ||
| 27 | GOLDMAN SACHS GROUP INC | 152,632 | 1,803,000 | 0.80% | ||
| 28 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 148,600 | 1,755,000 | 0.78% | ||
| 29 | AMERICAN INTERNATIONAL GROUP, INC. | 148,506 | 1,753,847 | 0.78% | ||
| 30 | VAN ECK ASSOCIATES CORP | 147,997 | 1,748,000 | 0.78% | ||
| 31 | AMUNDI ASSET MANAGEMENT US, INC. | 144,065 | 1,701,000 | 0.75% | ||
| 32 | KENNEDY CAPITAL MANAGEMENT LLC | 111,470 | 1,316,000 | 0.58% | ||
| 33 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 107,100 | 1,265,000 | 0.56% | Put | |
| 34 | West Family Investments, Inc. | 104,711 | 1,237,000 | 0.55% | ||
| 35 | Crow Point Partners, LLC | 100,000 | 1,184,000 | 0.53% | ||
| 36 | LPL Financial LLC | 89,282 | 1,041,000 | 0.46% | ||
| 37 | Allen Investment Management, LLC | 84,943 | 1,003,000 | 0.44% | ||
| 38 | NWAM LLC | 78,000 | 921,000 | 0.41% | ||
| 39 | Texas Yale Capital Corp. | 75,750 | 895,000 | 0.40% | ||
| 40 | EATON VANCE MANAGEMENT | 74,500 | 880,000 | 0.39% | ||
| 41 | M&T BANK CORP | 72,400 | 854,000 | 0.38% | ||
| 42 | MUFG Securities EMEA plc | 71,752 | 847,391 | 0.38% | ||
| 43 | Greenwich Investment Management, Inc. | 61,730 | 729,000 | 0.32% | ||
| 44 | STIFEL FINANCIAL CORP | 60,670 | 716,000 | 0.32% | ||
| 45 | Nine Chapters Capital Management LLC | 60,600 | 716,000 | 0.32% | ||
| 46 | SALEM INVESTMENT COUNSELORS INC | 60,400 | 713,000 | 0.32% | ||
| 47 | DELPHI MANAGEMENT INC /MA/ | 59,375 | 701,000 | 0.31% | ||
| 48 | WESTPORT RESOURCES MANAGEMENT INC | 56,834 | 671,000 | 0.30% | ||
| 49 | Northeast Financial Consultants Inc | 56,470 | 667,000 | 0.30% | ||
| 50 | VSR Financial Services, Inc. | 56,300 | 665,000 | 0.30% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
