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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 REVOLUTION LIGHTING TECHNOLO COM 356,190 598 0.22%
2 PEABODY ENERGY CORP 16,257 201 0.07%
3 * ATMEL CORP COM 19,000 129 0.05%
4 * SANDRIDGE ENERGY INC COM 28,800 124 0.05%
5 3M CO 1,479 210 0.08%
6 ABBVIE INC 11,868 685 0.25%
7 ACCESS MIDSTREAM PARTNERS LP 5,926 377 0.14%
8 AFLAC Inc 4,594 267 0.10%
9 AG MTG INVT TR INC 24,345 433 0.16%
10 AIM Invt Fds Invesco Bal Risk Allo Cl A 13,921 170 0.06%
11 AIM Invt Fds Invesco Bal Risk llo Cl Y 70,639 872 0.32%
12 AKAMAI TECHNOLOGIES INC 2,003 218 0.08%
13 ALLERGAN PLC 1,773 428 0.16%
14 ALLIANCEBERNSTEIN INCOME FUN 78,213 587 0.22%
15 ALPINE TTL DYNAMIC NEW 30,689 261 0.10%
16 ALPS ETF TR 48,771 935 0.34%
17 ALTRIA GROUP INC 57,535 2,643 0.97%
18 AMARIN CORP PLC 18,150 20 0.01%
19 AMAZON COM INC 2,746 885 0.32%
20 AMER RLTY CAP HEALTHCAR TR INC 15,000 157 0.06%
21 AMERICA MOVIL SAB DE CV 9,629 243 0.09%
22 AMERICAN APPAREL INC 12,500 10 0.00%
23 AMERICAN ELECTRIC POWER 6,862 358 0.13%
24 AMERICAN EXPRESS CO 6,883 603 0.22%
25 AMERICAN RLTY CAP PPTYS INC 48,689 587 0.22%
26 AMG YACKTMAN FUND CLASS I 18,562 461 0.17%
27 AMR Asset Allocation 11,448 197 0.07%
28 AMR Global Small Capitalization HLS 10,724 119 0.04%
29 AMR International HLS 20,425 204 0.07%
30 AMR New World HLS 19,728 204 0.07%
31 ANADARKO PETROLE 2,622 266 0.10%
32 ANNALY CAP MGMT INC 15,089 161 0.06%
33 ANNALY CAP MGMT INC 35,719 381 0.14%
34 API EFF FRNT INCM I 13,904 167 0.06%
35 APPLE COMPUTER INC 8,371 843 0.31%
36 APPLE COMPUTER INC 102,550 10,016 3.67%
37 ARENA PHARMACEUTICALS INC 10,600 44 0.02%
38 ARMOUR RESIDENTIAL REIT INC 244,953 943 0.35%
39 AT&T INC 120,552 4,284 1.57%
40 ATLATSA RES CORP 10,651 3 0.00%
41 Abbott Labs Common 8,220 342 0.13%
42 Aberdeen Asia-Pacific Income 21,567 127 0.05%
43 Aegon Funding Corp 25,000 29 0.01%
44 Alcoa Inc 22,431 361 0.13%
45 Alliance Data Systems 1,236 307 0.11%
46 Allianzgi Conv & Income Fund I 46,435 424 0.16%
47 Allstate Corp 5,953 365 0.13%
48 Amerenenergy Generating Co 35,000 33 0.01%
49 American International Group Inc 5,487 296 0.11%
50 American Water Works, Inc. 9,245 446 0.16%
Page 1 of 10
New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
201 T ROWE PRICE CAPITAL APP 19,059 519 0.14%
202 ENERGY TRANSFER L P 8,393 518 0.13%
203 LULULEMON ATHLETICA INC 14,700 516 0.13%
204 PLAINS ALL AMERN PIPELINE L 8,710 513 0.13%
205 KODIAK OIL & GAS CORP 37,200 505 0.13%
206 PROSHARES TR 4,280 504 0.13%
207 VANGUARD INDEX FDS 4,946 501 0.13%
208 SPDR SERIES TRUST 4,720 500 0.13%
209 GOOGLE INC 865 499 0.13%
210 RYDEX ETF TRUST 6,901 495 0.13%
211 Fidelity Cap Disciplined Equity Fund 14,222 490 0.13%
212 RYDEX ETF TRUST 6,403 485 0.13%
213 KKR & CO LP COMMON UNITS 21,652 483 0.13%
214 FIRST TR EXCHANGE TRADED FD 10,024 482 0.13%
215 ISHARES TR 3,587 482 0.13%
216 TEMPLETON GLOBAL BOND ADV 36,325 480 0.12%
217 LYONDELLBASELL INDUSTRIES N 4,408 479 0.12%
218 CVS HEALTH CORP 6,011 478 0.12%
219 OPPENHEIMER STEELPATH MLP ALPH 34,922 478 0.12%
220 JNL/MCM Hlthcare Sector 20,072 477 0.12%
221 DOUBLELINE TOTAL RETURN BOND FUND CLASS N 43,498 475 0.12%
222 PROSHARES TR 8,380 472 0.12%
223 TWITTER INC 11,740 472 0.12%
224 DOW CHEM CO 8,870 465 0.12%
225 JNL/PPM AMERICA HIGH YLD BOND 23,002 463 0.12%
226 CAPSTEAD MTG CORP COM NO PAR 37,843 463 0.12%
227 JNL/Mellon Capital Nasdaq 25 22,866 463 0.12%
228 AMG YACKTMAN FUND CLASS I 18,562 461 0.12%
229 SELECT SECTOR SPDR TR 9,251 459 0.12%
230 MICRON TECHNOLOGY INC 12,475 458 0.12%
231 JNL/WMC Balanced Fund 13,047 457 0.12%
232 POWERSHARES ETF TRUST 7,130 454 0.12%
233 POWERSHARES ETF TR II 12,080 452 0.12%
234 American Water Works, Inc. 9,245 446 0.12%
235 VANGUARD INDEX FDS 3,774 443 0.12%
236 LILIS ENERGY INC 196,500 442 0.12%
237 FIDELITY SELECT DEFENSE & AEROSPACE 3,819 435 0.11%
238 KINDER MORGAN INC DEL 11,311 434 0.11%
239 Fidelity Select Energy Portfolio 7,791 433 0.11%
240 AG MTG INVT TR INC 24,345 433 0.11%
241 CONSOLIDATED EDISON INC 6,651 432 0.11%
242 ALLERGAN PLC 1,773 428 0.11%
243 JNL/S&P INTRINSIC VAL 20,267 427 0.11%
244 PROSHARES TR 9,586 425 0.11%
245 NIKE INC 4,761 425 0.11%
246 Van Eck Global Hard Assets Fund Cl A 8,692 425 0.11%
247 Allianzgi Conv & Income Fund I 46,435 424 0.11%
248 EDISON INTL 7,532 421 0.11%
249 EMERSON ELEC CO 6,698 419 0.11%
250 POWERSHARES ETF TRUST 9,372 419 0.11%
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