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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 72 Institutional holders with a total value of $282,158,613.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 580,929 61,583,000 21.83%
2 BANK OF AMERICA CORP /DE/ 387,063 41,033,000 14.54%
3 UBS AG 352,319 37,349,000 13.24%
4 GOLDMAN SACHS GROUP INC 154,361 16,364,000 5.80%
5 MATHER GROUP, LLC. 125,170 13,269,000 4.70%
6 Wharton Business Group, LLC 119,650 12,684,000 4.50%
7 WELLS FARGO & COMPANY/MN 102,906 10,909,000 3.87%
8 LPL Financial LLC 101,719 10,667,000 3.78%
9 NIEMANN CAPITAL MANAGEMENT INC 97,061 10,289,000 3.65%
10 Hoxton Financial, Inc. 91,289 9,677,000 3.43%
11 RAYMOND JAMES & ASSOCIATES 64,411 6,829,000 2.42%
12 Robert W. Baird & Co. Inc 59,854 6,345,000 2.25% SH
13 Estate Counselors, LLC 47,200 5,004,000 1.77%
14 ENVESTNET ASSET MANAGEMENT INC 32,726 3,469,000 1.23%
15 HighTower Advisors, LLC 31,576 3,347,000 1.19%
16 SG Americas Securities, LLC 28,757 3,049,000 1.08%
17 UNITED CAPITAL FINANCIAL ADVISORS, LLC 25,088 2,660,000 0.94%
18 ROYAL BANK OF CANADA 23,498 2,492,000 0.88%
19 STEPHENS INC /AR/ 23,385 2,479,000 0.88%
20 CREDIT SUISSE AG/ 23,262 2,466,000 0.87%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,025 1,381,000 0.49%
22 Tower Research Capital LLC (TRC) 12,055 1,278,000 0.45%
23 DAVENPORT & Co LLC 11,054 1,171,835 0.42%
24 Commonwealth Equity Services, Inc 10,371 1,099,000 0.39%
25 DAVIDSON & GARRARD INC 9,729 1,031,000 0.37%
26 Atria Investments, Inc 8,858 939,000 0.33%
27 First Allied Advisory Services, Inc. 8,849 938,000 0.33%
28 BENJAMIN F. EDWARDS & COMPANY, INC. 8,039 852,000 0.30%
29 MSI Financial Services Inc 7,623 808,000 0.29%
30 WEDBUSH SECURITIES INC 6,240 662,000 0.23%
31 AVIANCE CAPITAL MANAGEMENT, LLC 5,792 614,000 0.22%
32 BROWN ADVISORY INC 5,695 604,000 0.21%
33 SUNTRUST BANKS INC 5,362 568,000 0.20%
34 HSBC HOLDINGS PLC 5,000 530,000 0.19%
35 Cambridge Investment Research Advisors, Inc. 4,749 503,000 0.18%
36 B. Riley Wealth Advisors, Inc. 4,720 500,000 0.18%
37 CYPRESS CAPITAL MANAGEMENT LLC 4,340 460,000 0.16%
38 STIFEL FINANCIAL CORP 4,309 457,000 0.16%
39 Investors Capital Advisory Services 4,302 456,000 0.16%
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 4,200 445,000 0.16% Call
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 4,000 424,000 0.15% Put
42 Pinnacle Advisory Group, Inc. 3,997 423,000 0.15%
43 Virtu KCG Holdings LLC 3,504 371,000 0.13%
44 CITIGROUP INC 3,390 359,000 0.13%
45 Advisors Preferred, LLC 3,118 330,539 0.12%
46 Dorsey Wright & Associates 3,125 326,000 0.12%
47 OPPENHEIMER & CO INC 2,600 275,000 0.10%
48 Winslow, Evans & Crocker, Inc. 2,180 231,102 0.08%
49 AMERICAN INTERNATIONAL GROUP, INC. 2,067 219,137 0.08%
50 Creative Planning 2,052 218,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.