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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 23 Institutional holders with a total value of $32,862,996.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 221,605 15,896,000 48.37%
2 BBVA USA Bancshares, Inc. 111,355 7,987,000 24.30%
3 Virtu KCG Holdings LLC 25,649 1,840,000 5.60%
4 BANK OF AMERICA CORP /DE/ 21,985 1,577,000 4.80%
5 Private Advisor Group, LLC 14,845 1,065,000 3.24%
6 LPL Financial LLC 10,268 738,000 2.25%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 8,132 583,000 1.77%
8 Commonwealth Equity Services, Inc 7,750 556,000 1.69%
9 UBS AG 7,564 543,000 1.65%
10 B. Riley Wealth Advisors, Inc. 6,901 495,000 1.51%
11 MORGAN STANLEY 6,475 465,000 1.41%
12 SG Americas Securities, LLC 4,700 337,000 1.03%
13 KEYBANK NATIONAL ASSOCIATION/OH 3,800 273,000 0.83%
14 WELLS FARGO & COMPANY/MN 1,764 126,000 0.38%
15 WFG Advisors, LP 1,270 91,000 0.28%
16 NEW ENGLAND SECURITIES CORP /MA/ 1,250 90,000 0.27%
17 Creative Planning 1,000 72,000 0.22%
18 DEUTSCHE BANK AG\ 500 35,000 0.11%
19 AMERICAN INTERNATIONAL GROUP, INC. 460 32,996 0.10%
20 BARCLAYS PLC 400 28,000 0.09%
21 FARMERS & MERCHANTS INVESTMENTS INC 276 20,000 0.06%
22 CENTRAL TRUST Co 100 7,000 0.02%
23 AMERIPRISE FINANCIAL INC 85 6,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.