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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 REVOLUTION LIGHTING TECHNOLO COM 356,190 598 0.22%
2 PEABODY ENERGY CORP 16,257 201 0.07%
3 * ATMEL CORP COM 19,000 129 0.05%
4 * SANDRIDGE ENERGY INC COM 28,800 124 0.05%
5 3M CO 1,479 210 0.08%
6 ABBVIE INC 11,868 685 0.25%
7 ACCESS MIDSTREAM PARTNERS LP 5,926 377 0.14%
8 AFLAC Inc 4,594 267 0.10%
9 AG MTG INVT TR INC 24,345 433 0.16%
10 AIM Invt Fds Invesco Bal Risk Allo Cl A 13,921 170 0.06%
11 AIM Invt Fds Invesco Bal Risk llo Cl Y 70,639 872 0.32%
12 AKAMAI TECHNOLOGIES INC 2,003 218 0.08%
13 ALLERGAN PLC 1,773 428 0.16%
14 ALLIANCEBERNSTEIN INCOME FUN 78,213 587 0.22%
15 ALPINE TTL DYNAMIC NEW 30,689 261 0.10%
16 ALPS ETF TR 48,771 935 0.34%
17 ALTRIA GROUP INC 57,535 2,643 0.97%
18 AMARIN CORP PLC 18,150 20 0.01%
19 AMAZON COM INC 2,746 885 0.32%
20 AMER RLTY CAP HEALTHCAR TR INC 15,000 157 0.06%
21 AMERICA MOVIL SAB DE CV 9,629 243 0.09%
22 AMERICAN APPAREL INC 12,500 10 0.00%
23 AMERICAN ELECTRIC POWER 6,862 358 0.13%
24 AMERICAN EXPRESS CO 6,883 603 0.22%
25 AMERICAN RLTY CAP PPTYS INC 48,689 587 0.22%
26 AMG YACKTMAN FUND CLASS I 18,562 461 0.17%
27 AMR Asset Allocation 11,448 197 0.07%
28 AMR Global Small Capitalization HLS 10,724 119 0.04%
29 AMR International HLS 20,425 204 0.07%
30 AMR New World HLS 19,728 204 0.07%
31 ANADARKO PETROLE 2,622 266 0.10%
32 ANNALY CAP MGMT INC 15,089 161 0.06%
33 ANNALY CAP MGMT INC 35,719 381 0.14%
34 API EFF FRNT INCM I 13,904 167 0.06%
35 APPLE COMPUTER INC 8,371 843 0.31%
36 APPLE COMPUTER INC 102,550 10,016 3.67%
37 ARENA PHARMACEUTICALS INC 10,600 44 0.02%
38 ARMOUR RESIDENTIAL REIT INC 244,953 943 0.35%
39 AT&T INC 120,552 4,284 1.57%
40 ATLATSA RES CORP 10,651 3 0.00%
41 Abbott Labs Common 8,220 342 0.13%
42 Aberdeen Asia-Pacific Income 21,567 127 0.05%
43 Aegon Funding Corp 25,000 29 0.01%
44 Alcoa Inc 22,431 361 0.13%
45 Alliance Data Systems 1,236 307 0.11%
46 Allianzgi Conv & Income Fund I 46,435 424 0.16%
47 Allstate Corp 5,953 365 0.13%
48 Amerenenergy Generating Co 35,000 33 0.01%
49 American International Group Inc 5,487 296 0.11%
50 American Water Works, Inc. 9,245 446 0.16%
Page 1 of 10
New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
401 ENERGY TRANSFER PRTNRS L P 4,161 266 0.07%
402 ANADARKO PETROLE 2,622 266 0.07%
403 PIMCO TOTAL RETURN CLASS A 24,451 266 0.07%
404 CORNERSTONE TOTAL RETURN FD INC COM NEW 48,700 265 0.07%
405 Van Eck 11,300 265 0.07%
406 SCHWAB CHARLES CORP 8,998 264 0.07%
407 PUBLIC SVC ENTERPRISE GRP IN 7,100 264 0.07%
408 NXP SEMICONDUCTORS N V 3,863 264 0.07%
409 POWERSHARES ETF TRUST 10,687 263 0.07%
410 THERMO FISHER SCIENTIFIC INC 2,162 263 0.07%
411 CUMMINS INC 1,996 263 0.07%
412 NUVEEN N C PREM INCOME MUN F 19,300 263 0.07%
413 Anthem, Inc. 2,193 262 0.07%
414 ALPINE TTL DYNAMIC NEW 30,689 261 0.07%
415 ILLUMINA INC 1,595 261 0.07%
416 SALIX PHARMACEUTICALS INC 1,659 260 0.07%
417 W P CAREY INC 4,083 260 0.07%
418 EATON VANCE SR FLTNG RTE TR 18,034 260 0.07%
419 PROSHARES TR 4,517 260 0.07%
420 JNL/MELLON CAPITAL HLTHCARE SECTOR 10,750 259 0.07%
421 MOSAIC CO NEW 5,828 259 0.07%
422 FRANKLIN CUSTODIAN FDS INC 104,120 258 0.07%
423 WASTE MGMT INC DEL 5,436 258 0.07%
424 METLIFE INC 4,798 258 0.07%
425 VANGUARD WORLD FD 2,817 257 0.07%
426 GOLDMAN SACHS MLP ENERGY RENAI 12,750 257 0.07%
427 Fidelity Short Intermediate Mu 23,880 256 0.07%
428 Targa Resources Partners LP 3,535 256 0.07%
429 JNL/Mellon Capital Nasdaq 25 12,310 252 0.07%
430 BLACKROCK EQUITY DIVIDEND FUND 9,970 251 0.07%
431 MEDLEY CAP CORPORATION 21,233 251 0.07%
432 NUVEEN NJ INVT QUALITY MUN F 18,700 249 0.06%
433 ISHARES SILVER TR 64,619 249 0.06%
434 JHancock Bond A 15,398 248 0.06%
435 PROSHARES TR 1,964 247 0.06%
436 MARKWEST ENERGY PARTNERS LP 3,222 247 0.06%
437 DEUTSCHE GLOBAL INFRASTRUCTURE A 15,974 246 0.06%
438 UNITED PARCEL SERVICE INC 2,499 246 0.06%
439 TARGA RES CORP 1,800 245 0.06%
440 PROSHARES TR MSCI EMRG 3,305 245 0.06%
441 LORILLARD 4,087 245 0.06%
442 GANNETT CO. 8,234 244 0.06%
443 AMERICA MOVIL SAB DE CV 9,629 243 0.06%
444 DEPHEID 5,500 242 0.06%
445 CHICAGO BRIDGE & IRON CO N V 4,176 242 0.06%
446 Blackrock Intl Growth Tr 31,985 241 0.06%
447 UNDER ARMOUR INC 3,472 240 0.06%
448 RAYTHEON CO 2,347 239 0.06%
449 MCKESSON CORP 1,219 237 0.06%
450 CEF Cohen & Steers Ml 11,200 237 0.06%
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