| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RESTRUCTURING CAPITAL ASSOCIATES LP | 902,070 | 13,143,000 | 14.60% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 691,036 | 9,944,000 | 11.04% | ||
| 3 | MORGAN STANLEY | 535,083 | 7,700,000 | 8.55% | ||
| 4 | Invesco Ltd. | 341,725 | 4,918,000 | 5.46% | ||
| 5 | CREDIT SUISSE AG/ | 289,859 | 4,171,000 | 4.63% | ||
| 6 | Bain Capital Credit, LP | 276,806 | 3,983,000 | 4.42% | ||
| 7 | UBS AG | 238,523 | 3,432,000 | 3.81% | ||
| 8 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 195,848 | 2,818,000 | 3.13% | ||
| 9 | ENVESTNET ASSET MANAGEMENT INC | 187,110 | 2,693,000 | 2.99% | ||
| 10 | AMERIPRISE FINANCIAL INC | 167,747 | 2,414,000 | 2.68% | ||
| 11 | ROBINSON CAPITAL MANAGEMENT, LLC | 165,107 | 2,376,000 | 2.64% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 164,204 | 2,363,000 | 2.62% | ||
| 13 | Horizon Kinetics LLC | 158,426 | 2,280,000 | 2.53% | ||
| 14 | PRUDENTIAL PLC | 150,000 | 2,159,000 | 2.40% | ||
| 15 | Trust Asset Management LLC | 142,194 | 2,114,000 | 2.35% | ||
| 16 | WELLS FARGO & COMPANY/MN | 134,387 | 1,934,000 | 2.15% | ||
| 17 | CPWM, LLC | 118,923 | 1,711,000 | 1.90% | ||
| 18 | LPL Financial LLC | 116,686 | 1,680,000 | 1.87% | ||
| 19 | CORNERSTONE ADVISORS INC | 105,632 | 1,520,000 | 1.69% | ||
| 20 | OAK HILL ADVISORS LP | 103,344 | 1,487,000 | 1.65% | ||
| 21 | BNP PARIBAS FINANCIAL MARKETS | 98,518 | 1,417,674 | 1.57% | ||
| 22 | RAYMOND JAMES & ASSOCIATES | 80,666 | 1,161,000 | 1.29% | ||
| 23 | WHITE PINE CAPITAL LLC | 68,902 | 991,000 | 1.10% | ||
| 24 | MARINER INVESTMENT GROUP LLC | 63,122 | 908,000 | 1.01% | ||
| 25 | HUNTINGTON NATIONAL BANK | 58,781 | 846,000 | 0.94% | PRN | |
| 26 | DAVENPORT & Co LLC | 52,512 | 755,648 | 0.84% | ||
| 27 | Capital Investment Advisors, LLC | 52,171 | 751,000 | 0.83% | ||
| 28 | Cambridge Investment Research Advisors, Inc. | 51,499 | 741,000 | 0.82% | ||
| 29 | M&T BANK CORP | 43,566 | 627,000 | 0.70% | ||
| 30 | DEUTSCHE BANK AG\ | 43,495 | 624,000 | 0.69% | ||
| 31 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 40,220 | 579,000 | 0.64% | ||
| 32 | BANK OF MONTREAL /CAN/ | 33,250 | 478,000 | 0.53% | ||
| 33 | Robert W. Baird & Co. Inc | 30,388 | 437,000 | 0.49% | SH | |
| 34 | COHEN & STEERS, INC. | 26,739 | 385,000 | 0.43% | ||
| 35 | Steinberg Global Asset Management | 24,554 | 353,000 | 0.39% | ||
| 36 | SHEPHERD KAPLAN KROCHUK, LLC | 24,340 | 350,000 | 0.39% | ||
| 37 | Private Advisor Group, LLC | 23,570 | 339,000 | 0.38% | ||
| 38 | 10-15 ASSOCIATES, INC. | 23,200 | 333,000 | 0.37% | ||
| 39 | Commonwealth Equity Services, Inc | 22,347 | 322,000 | 0.36% | ||
| 40 | B. Riley Wealth Advisors, Inc. | 18,034 | 260,000 | 0.29% | ||
| 41 | BEESE FULMER INVESTMENT MANAGEMENT, INC. | 16,890 | 243,000 | 0.27% | ||
| 42 | ROYAL BANK OF CANADA | 16,665 | 240,000 | 0.27% | ||
| 43 | Yellowstone Partners, LLC | 14,771 | 213,000 | 0.24% | ||
| 44 | Rock Point Advisors, LLC | 14,360 | 207,000 | 0.23% | ||
| 45 | Financial Advantage, Inc. | 12,367 | 178,000 | 0.20% | ||
| 46 | Virtu KCG Holdings LLC | 11,735 | 169,000 | 0.19% | ||
| 47 | WFG Advisors, LP | 11,700 | 168,000 | 0.19% | ||
| 48 | SHUFRO ROSE & CO LLC | 11,300 | 162,000 | 0.18% | ||
| 49 | SCOTIA CAPITAL INC. | 10,978 | 158,000 | 0.18% | ||
| 50 | WEDBUSH SECURITIES INC | 10,900 | 157,000 | 0.17% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
