| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Yakira Capital Management, Inc. | 248,937 | 1,354,000 | 22.35% | ||
| 2 | NATIONAL PLANNING CORP | 226,578 | 1,196,000 | 19.75% | ||
| 3 | Weiss Asset Management LP | 138,704 | 755,000 | 12.46% | ||
| 4 | RAYMOND JAMES & ASSOCIATES | 120,972 | 658,000 | 10.86% | ||
| 5 | LPL Financial LLC | 107,439 | 578,000 | 9.54% | ||
| 6 | WEDBUSH SECURITIES INC | 85,700 | 466,000 | 7.69% | ||
| 7 | B. Riley Wealth Advisors, Inc. | 48,700 | 265,000 | 4.38% | ||
| 8 | Virtu KCG Holdings LLC | 33,285 | 181,000 | 2.99% | ||
| 9 | CSS LLC/IL | 29,616 | 161,000 | 2.66% | ||
| 10 | UBS AG | 26,765 | 146,000 | 2.41% | ||
| 11 | CREDIT SUISSE AG/ | 20,800 | 113,000 | 1.87% | ||
| 12 | Cetera Advisors LLC | 17,703 | 97,000 | 1.60% | ||
| 13 | MORGAN STANLEY | 8,350 | 45,000 | 0.74% | ||
| 14 | Creative Planning | 5,932 | 32,000 | 0.53% | ||
| 15 | NEXT Financial Group, Inc | 1,300 | 7,000 | 0.12% | ||
| 16 | CITIGROUP INC | 633 | 3,000 | 0.05% | ||
| 17 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
