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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 iShares Mortgage Real Estate C 22,700 268 0.10%
2 ZYNGA INC 17,767 48 0.02%
3 ZBB ENERGY CORPORATION 40,000 22 0.01%
4 YAHOO INC 7,210 288 0.11%
5 XEROX CORP 11,744 155 0.06%
6 XCEL ENERGY INC 11,612 353 0.13%
7 Winter Garden Fla Sales Tax Re 15,000 16 0.01%
8 Welltower Inc. 20,127 1,255 0.46%
9 WYNDHAM WORLDWIDE CORP 2,688 218 0.08%
10 WISDOMTREE TR 13,979 829 0.30%
11 WISDOMTREE TR 4,939 228 0.08%
12 WISDOMTREE TR 4,052 354 0.13%
13 WILLIAMS COS INC DEL 6,931 384 0.14%
14 WHOLE FOODS MKT INC 7,122 310 0.11%
15 WESTERN DIGITAL CORP 2,430 236 0.09%
16 WELLS FARGO & CO NEW 24,022 1,246 0.46%
17 WELLS FARGO & CO NEW 250 301 0.11%
18 WEATHERFORD INTL PLC 17,182 357 0.13%
19 WASTE MGMT INC DEL 5,436 258 0.09%
20 WALTER ENERGY INC COM 35,520 83 0.03%
21 WAL-MART STORES INC 5,262 402 0.15%
22 WAFERGEN BIO-SYSTEMS INC 52,500 0 0.00%
23 W P CAREY INC 4,083 260 0.10%
24 Vaneck Vectors Gold 13,225 282 0.10%
25 Van Eck 11,300 265 0.10%
26 VOYA GLBL EQTY DIV & PREM OP 118,768 1,113 0.41%
27 VODAFONE GROUP PLC NEW 10,866 357 0.13%
28 VISA INC 4,476 955 0.35%
29 VIRNETX HLDG CORP 37,950 228 0.08%
30 VERIZON COMMUNICATIONS INC 56,689 2,833 1.04%
31 VENTAS INC 9,023 559 0.20%
32 VANGUARD WORLD FDS 2,802 329 0.12%
33 VANGUARD WORLD FDS 18,566 1,621 0.59%
34 VANGUARD WORLD FD 3,201 320 0.12%
35 VANGUARD WORLD FD 1,990 233 0.09%
36 VANGUARD WORLD FD 2,564 336 0.12%
37 VANGUARD WORLD FD 2,817 257 0.09%
38 VANGUARD WHITEHALL FDS 3,317 220 0.08%
39 VANGUARD INTL EQUITY INDEX F 5,383 224 0.08%
40 VANGUARD INTL EQUITY INDEX F 3,884 214 0.08%
41 VANGUARD INFLATION PROTECTED SECURITIES FUND 11,486 153 0.06%
42 VANGUARD INDEX FDS 4,696 337 0.12%
43 VANGUARD INDEX FDS 3,080 371 0.14%
44 VANGUARD INDEX FDS 3,697 314 0.12%
45 VANGUARD INDEX FDS 6,966 771 0.28%
46 VANGUARD INDEX FDS 7,938 791 0.29%
47 VANGUARD INDEX FDS 3,774 443 0.16%
48 VANGUARD INDEX FDS 4,946 501 0.18%
49 VANGUARD HIGH YIELD TAX EXEMPT ADMIRAL SHARES 17,943 201 0.07%
50 VALEANT PHARMACEUTICALS INTL 2,407 316 0.12%
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New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE COMPUTER INC 102,550 10,016 2.61%
2 PROCTER AND GAMBLE CO 65,914 5,520 1.44%
3 AT&T INC 120,552 4,284 1.11%
4 CHEVRON CORP NEW 35,890 4,282 1.11%
5 GENERAL ELECTRIC CO 159,980 4,098 1.07%
6 JNL/WMC Balanced 103,413 4,088 1.06%
7 JOHNSON & JOHNSON 37,560 4,003 1.04%
8 ISHARES TR 28,743 3,930 1.02%
9 FIRST EAGLE GLOBAL FUND CLASS A 71,115 3,921 1.02%
10 GUARANTEED ACCOUNT - 1 YR 3,752,115 3,752 0.98%
11 MANNKIND CORP. 619,440 3,661 0.95%
12 BERKSHIRE HATHAWAY INC DE CL B NEW 25,172 3,477 0.90%
13 JNL/Neuberger Strat Income 324,067 3,443 0.90%
14 OPPENHEIMER SR FLOATING RATE C 413,644 3,425 0.89%
15 MICROSOFT CORP 69,705 3,311 0.86%
16 EXXON MOBIL CORP 35,165 3,307 0.86%
17 ISHARES TR 44,551 3,290 0.86%
18 FACEBOOK INC 38,473 3,172 0.83%
19 CLAYMORE EXCHANGE TRD FD TR 110,350 2,945 0.77%
20 COMPANIA DE MINAS BUENAVENTU 247,323 2,864 0.75%
21 VERIZON COMMUNICATIONS INC 56,689 2,833 0.74%
22 Hartford MF Balanced Income Fd Cl A 198,697 2,690 0.70%
23 PFIZER INC 90,402 2,674 0.70%
24 ALTRIA GROUP INC 57,535 2,643 0.69%
25 JNL/GS Core Plus Bond 100,535 2,585 0.67%
26 JNL/PPM America Fl Rate Income 235,316 2,550 0.66%
27 FX ENERGY INC 799,123 2,430 0.63%
28 SPDR S&P 600 SMALL CAP GROWTH ETF 12,208 2,077 0.54%
29 ENTERPRISE PRODS PARTNERS L 51,080 2,059 0.54%
30 MERCK & CO INC 34,264 2,031 0.53%
31 ISHARES TR 52,678 1,985 0.52%
32 John Hancock Funds II Global Absolute A 172,589 1,971 0.51%
33 JNL/WMC Balanced Fund 51,390 1,954 0.51%
34 SPDR S&P 500 ETF TR 28,970 1,924 0.50%
35 ISHARES TR 16,079 1,802 0.47%
36 MFS INTERMEDIATE INCOME TRUST SH BEN INT 358,056 1,794 0.47%
37 JPMORGAN CHASE & CO 29,580 1,782 0.46%
38 ISHARES TR 15,757 1,774 0.46%
39 CONOCOPHILLIPS 22,367 1,712 0.45%
40 JNL/PPM America High Yld Bond 83,549 1,697 0.44%
41 INTERNATIONAL BUSINESS MACHS 7,744 1,694 0.44%
42 ISHARES TR 8,351 1,656 0.43%
43 JNL/Neuberger Strat Income 156,620 1,656 0.43%
44 PHILIP MORRIS INTL INC 19,728 1,645 0.43%
45 SSGA ACTIVE ETF TR 33,256 1,634 0.43%
46 VANGUARD WORLD FDS 18,566 1,621 0.42%
47 Saratoga Resources Inc 1,356,161 1,600 0.42%
48 BRISTOL MYERS SQUIBB CO 30,549 1,563 0.41%
49 FIRST TR EXCHANGE TRADED FD 25,613 1,560 0.41%
50 ISHARES TR 30,365 1,552 0.40%
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