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VOYA GLBL EQTY DIV PREM OP
VOYA GLBL EQTY DIV PREM OP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 55 Institutional holders with a total value of $107,236,085.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,720,046 25,486,000 23.77%
2 UBS AG 1,743,829 16,340,000 15.24%
3 Cambridge Investment Research Advisors, Inc. 1,618,524 15,165,000 14.14%
4 Invesco Ltd. 1,248,462 11,698,000 10.91%
5 GUGGENHEIM CAPITAL LLC 1,017,850 9,535,000 8.89%
6 PARAMETRIC PORTFOLIO ASSOCIATES LLC 928,311 8,698,000 8.11%
7 LPL Financial LLC 544,267 5,007,000 4.67%
8 Index Management Solutions, LLC 342,802 3,212,000 3.00%
9 WELLS FARGO & COMPANY/MN 135,220 1,267,000 1.18%
10 OPPENHEIMER & CO INC 121,262 1,135,000 1.06%
11 B. Riley Wealth Advisors, Inc. 118,768 1,113,000 1.04%
12 RAYMOND JAMES & ASSOCIATES 96,651 906,000 0.84%
13 BANK OF AMERICA CORP /DE/ 90,985 852,000 0.79%
14 Investors Capital Advisory Services 89,185 835,000 0.78%
15 AMERIPRISE FINANCIAL INC 87,920 824,000 0.77%
16 Cetera Advisor Networks LLC 86,053 802,000 0.75%
17 Commonwealth Equity Services, Inc 67,337 631,000 0.59%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 50,326 472,000 0.44%
19 Creative Planning 44,253 415,000 0.39%
20 First Allied Advisory Services, Inc. 33,815 316,000 0.29%
21 OTA Financial Group L.P. 28,884 280,000 0.26%
22 GOLDMAN SACHS GROUP INC 27,150 254,000 0.24%
23 AMERICAN INTERNATIONAL GROUP, INC. 21,208 198,719 0.19%
24 NATIONAL PLANNING CORP 21,369 197,000 0.18%
25 ROYAL BANK OF CANADA 18,660 175,000 0.16%
26 IFC Holdings Incorporated/FL 17,575 165,000 0.15%
27 Janney Montgomery Scott LLC 16,576 155,320 0.14%
28 PNC FINANCIAL SERVICES GROUP, INC. 15,610 146,000 0.14%
29 CREDIT SUISSE AG/ 13,500 126,000 0.12%
30 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 12,740 119,000 0.11%
31 BANK HAPOALIM BM 12,543 118,000 0.11%
32 STIFEL FINANCIAL CORP 11,360 106,000 0.10%
33 Tower Research Capital LLC (TRC) 8,000 75,000 0.07%
34 CITIGROUP INC 7,797 73,000 0.07%
35 BENJAMIN F. EDWARDS & COMPANY, INC. 5,850 55,000 0.05%
36 DEUTSCHE BANK AG\ 4,800 44,000 0.04%
37 MSI Financial Services Inc 3,725 35,000 0.03%
38 Cordasco Financial Network 3,128 29,000 0.03%
39 FIFTH THIRD BANCORP 3,000 28,000 0.03%
40 Carroll Financial Associates, Inc. 3,000 27,000 0.03%
41 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,878 27,000 0.03%
42 MONETARY MANAGEMENT GROUP INC 1,904 18,000 0.02%
43 Pinnacle Summer Investments, Inc. 1,653 15,000 0.01%
44 WFG Advisors, LP 1,150 11,000 0.01%
45 Barrett Asset Management, LLC 1,000 9,000 0.01%
46 D.A. DAVIDSON & CO. 1,063 9,000 0.01%
47 B. Riley Wealth Management, Inc. 900 8,000 0.01%
48 NEXT Financial Group, Inc 716 7,000 0.01%
49 MUFG Americas Holdings Corp 749 7,000 0.01%
50 DELTA ASSET MANAGEMENT LLC/TN 410 4,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.