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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 615 holdings with a total value of $499,470,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 WHITEWAVE FOODS CO 13,636 642,000 0.13%
202 DOMINION ENERGY INC 8,210 640,000 0.13%
203 SELECT SECTOR SPDR TR 16,539 637,000 0.13%
204 SYSCO CORP 22,126 636,000 0.13%
205 VANGUARD INTL EQUITY INDEX F 14,816 636,000 0.13%
206 WALGREENS BOOTS ALLIANCE INC 7,602 633,000 0.13%
207 EXPRESS SCRIPTS HLDG CO 8,273 629,000 0.13%
208 FIRST TR EXCHANGE TRADED FD 12,345 624,000 0.12%
209 AMERISOURCEBERGEN CORP 7,787 619,000 0.12%
210 TESLA INC 2,901 616,000 0.12%
211 ISHARES TR 9,720 615,000 0.12%
212 WAL-MART STORES INC 8,398 615,000 0.12%
213 SCHWAB U.S. SMALL-CAP ETF 11,186 605,000 0.12%
214 BLACKROCK MUNI NJ FUND INC COM 34,901 604,000 0.12%
215 NUVEEN COM 38,981 600,000 0.12%
216 CONSTELLATION BRANDS INC 3,620 599,000 0.12%
217 ISHARES TR 7,716 590,000 0.12%
218 GENERAL DYNAMICS CORP 4,194 584,000 0.12%
219 PRUDENTIAL FINL INC 12,084 580,000 0.12%
220 NETFLIX INC 6,337 580,000 0.12%
221 ALEXION PHARMACEUTIC 4,796 560,000 0.11%
222 POWERSHARES ETF DYNAMIC BIOTECHNOLOGY & GENOME 15,128 560,000 0.11%
223 BEMIS INC 10,810 557,000 0.11%
224 New York REIT Inc 59,945 555,000 0.11%
225 AMERICAN ELEC PWR INC 11,846 554,000 0.11%
226 KRAFT HEINZ CO 9,331 551,000 0.11%
227 ISHARES TR 8,926 551,000 0.11%
228 POWERSHARES ETF TR II 13,006 548,000 0.11%
229 SOUTHERN CO 10,171 547,000 0.11%
230 ISHARES TR 7,995 545,000 0.11%
231 ISHARES TR 8,237 544,000 0.11%
232 RYDEX ETF TRUST 16,738 543,000 0.11%
233 TJX COS INC NEW 6,958 539,000 0.11%
234 BANK NEW YORK MELLON CORP 19,983 538,000 0.11%
235 BLACKROCK MUNIHLDGS NY QLTY 35,070 538,000 0.11%
236 FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF 23,140 536,000 0.11%
237 VANGUARD WORLD FD 8,473 536,000 0.11%
238 BIOGEN INC 2,187 530,000 0.11%
239 QUALCOMM INC 9,845 528,000 0.11%
240 VAIL RESORTS INC 3,807 527,000 0.11%
241 VANGUARD SPECIALIZED FUNDS 6,310 526,000 0.11%
242 POWERSHARES ETF TRUST II 51,219 525,000 0.11%
243 SANOFI 24,369 524,000 0.10%
244 ISHARES 10,010 517,000 0.10%
245 POWERSHARES ETF TRUST II 14,577 516,000 0.10%
246 SPDR S&P MIDCAP 400 ETF TR 1,895 516,000 0.10%
247 3M CO 2,873 504,000 0.10%
248 VEREIT 63,897 503,000 0.10%
249 VULCAN MATLS CO 4,160 501,000 0.10%
250 AFLAC INC 6,900 499,000 0.10%
Page 5 of 13

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-16-010256, filed 2016.08.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.