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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 615 holdings with a total value of $499,470,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 DOW CHEM CO 23,487 896,000 0.18%
152 NORFOLK SOUTHN CORP 10,352 883,000 0.18%
153 FIRST TR MID CAP CORE ALPHAD 17,243 872,000 0.17%
154 BARD C R INC 7,287 863,000 0.17%
155 ISHARES TR 11,455 855,000 0.17%
156 VANGUARD WORLD FDS 32,368 853,000 0.17%
157 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 9,866 838,000 0.17%
158 OCCIDENTAL PETE CORP DEL 10,928 827,000 0.17%
159 ISHARES TR 8,873 826,000 0.17%
160 Powershares DB Oil ETF 87,800 805,000 0.16%
161 POWERSHARES N/C 6/4/18 46137V530 10,446 800,000 0.16%
162 FORD MTR CO DEL 63,422 799,000 0.16%
163 VANGUARD INDEX FDS 8,946 795,000 0.16%
164 ISHARES TR 6,186 793,000 0.16%
165 TARGET CORP 11,282 788,000 0.16%
166 SELECT SECTOR SPDR TR 14,083 779,000 0.16%
167 PROSHARES TR 15,127 774,000 0.15%
168 ISHARES TR 6,819 769,000 0.15%
169 GOLDCORP INC NEW 39,978 765,000 0.15%
170 ISHARES TR 22,201 763,000 0.15%
171 ISHARES TR 6,233 756,000 0.15%
172 WISDOMTREE TR 11,846 742,000 0.15%
173 SPDR SER TR 17,711 741,000 0.15%
174 POWERSHARES ETF TR II 66,954 739,000 0.15%
175 TWITTER INC 43,514 737,000 0.15%
176 EDISON INTL 9,435 733,000 0.15%
177 FIRST TR EXCHANGE TRADED FD 19,510 722,000 0.14%
178 AUTOMATIC DATA PROCESSING IN 7,812 718,000 0.14%
179 POWERSHARES ETF TRUST 15,745 712,000 0.14%
180 VANGUARD BD INDEX FDS 8,394 709,000 0.14%
181 O REILLY AUTOMOTIVE INC NEW 2,578 700,000 0.14%
182 VANGUARD INDEX FDS 7,839 699,000 0.14%
183 CME GROUP INC 7,136 696,000 0.14%
184 AMERICAN WTR WKS CO INC NEW 13,054 691,000 0.14%
185 ISHARES TR 12,490 688,000 0.14%
186 SELECT SECTOR SPDR TR 13,085 688,000 0.14%
187 ALPS ETF TR 67,859 678,000 0.14%
188 REYNOLDS AMERICAN INC 12,569 678,000 0.14%
189 PREFERRED APT CMNTYS INC COM 45,925 677,000 0.14%
190 SALESFORCE COM INC 8,479 674,000 0.13%
191 EMERSON ELEC CO 12,744 666,000 0.13%
192 POWERSHARES N/C 6/4/18 46137V662 10,458 663,000 0.13%
193 AMGEN INC 4,321 658,000 0.13%
194 CORNING INC 31,998 656,000 0.13%
195 SPDR SER TR 12,106 655,000 0.13%
196 HCP INC 18,449 654,000 0.13%
197 VANGUARD INDEX FDS 5,278 653,000 0.13%
198 BLACKSTONE GROUP L P 26,388 648,000 0.13%
199 APPLE HOSPITALITY REIT INC 34,409 648,000 0.13%
200 EXELON CORP 28,803 644,000 0.13%
Page 4 of 13

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-16-010256, filed 2016.08.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.