| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 637,477 | 9,778,000 | 33.81% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 324,158 | 4,973,000 | 17.20% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 137,735 | 2,113,000 | 7.31% | ||
| 4 | Invesco Ltd. | 130,352 | 2,000,000 | 6.92% | ||
| 5 | ROYAL BANK OF CANADA | 129,151 | 1,981,000 | 6.85% | ||
| 6 | WELLS FARGO & COMPANY/MN | 105,580 | 1,620,000 | 5.60% | ||
| 7 | UBS Group AG | 84,553 | 1,297,000 | 4.49% | ||
| 8 | DOLIVER ADVISORS, LP | 47,257 | 730,000 | 2.52% | ||
| 9 | B. Riley Wealth Advisors, Inc. | 35,070 | 538,000 | 1.86% | ||
| 10 | LPL Financial LLC | 22,751 | 353,000 | 1.22% | ||
| 11 | Raymond James Financial Services Advisors, Inc. | 22,559 | 346,000 | 1.20% | ||
| 12 | DEUTSCHE BANK AG\ | 21,386 | 327,000 | 1.13% | ||
| 13 | CITIGROUP INC | 18,407 | 282,000 | 0.98% | ||
| 14 | Private Advisor Group, LLC | 11,110 | 272,000 | 0.94% | ||
| 15 | SIT INVESTMENT ASSOCIATES INC | 17,000 | 261,000 | 0.90% | ||
| 16 | AMERIPRISE FINANCIAL INC | 16,509 | 253,000 | 0.87% | ||
| 17 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 14,445 | 222,000 | 0.77% | ||
| 18 | CREDIT SUISSE AG/ | 14,000 | 215,000 | 0.74% | ||
| 19 | RAYMOND JAMES & ASSOCIATES | 14,000 | 215,000 | 0.74% | ||
| 20 | USCA RIA LLC | 13,935 | 214,000 | 0.74% | ||
| 21 | WOLVERINE ASSET MANAGEMENT LLC | 12,425 | 190,000 | 0.66% | ||
| 22 | Horizon Kinetics LLC | 12,240 | 188,000 | 0.65% | ||
| 23 | SHUFRO ROSE & CO LLC | 11,800 | 181,000 | 0.63% | PRN | |
| 24 | Klingman & Associates, LLC | 7,285 | 112,000 | 0.39% | ||
| 25 | ADVISOR GROUP, INC. | 5,000 | 76,000 | 0.26% | ||
| 26 | Financial Architects, Inc | 4,000 | 61,000 | 0.21% | ||
| 27 | Community Bank, N.A. | 3,835 | 59,000 | 0.20% | ||
| 28 | FIRST MANHATTAN CO. LLC. | 1,350 | 20,000 | 0.07% | ||
| 29 | MSI Financial Services Inc | 1,200 | 18,000 | 0.06% | ||
| 30 | PNC FINANCIAL SERVICES GROUP, INC. | 975 | 15,000 | 0.05% | ||
| 31 | Tower Research Capital LLC (TRC) | 300 | 5,000 | 0.02% | ||
| 32 | NORTHERN TRUST CORP | 14,172 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
