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Institutional Investment Manager
COWEN INC.
COWEN INC. (CIK: 0001466538) incorporated in Delaware, registered under Security Brokers, Dealers & Flotation Companies, located at 599 Lexington Avenue, 20th Floor, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001085146-15-000623) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
201 ANADARKO PETE CORP 105,000 9 0.00% Put
202 ANADARKO PETE CORP 105,018 9 0.00%
203 Real Goods Solar Cl A Class A 19,200 9 0.00%
204 LOCKHEED MARTIN CORP 36,000 7 0.00% Call
205 PFIZER INC 200,000 6 0.00% Call
206 HOUSTON AMERN ENERGY CORP 38,000 6 0.00%
207 SEADRILL LIMITED 430,000 5 0.00% Call
208 VALE S A 500,000 4 0.00% Put
209 REPLIGEN CORP COM 160,500 4 0.00% Call
210 VALE S A 500,000 4 0.00%
211 LEVEL 3 COMM 80,000 4 0.00% Call
212 PAYCHEX INC 45,000 3 0.00% Call
213 MERCK & CO INC 56,600 3 0.00% Call
214 R H 20,000 2 0.00% Put
215 SunEdison Inc 93,500 2 0.00%
216 SunEdison Inc 103,900 2 0.00% Put
217 KRAFT HEINZ CO COM 25,000 2 0.00% Put
218 TIVO INC 99,100 1 0.00% Call
219 QLIK TECHNOLOGIES INC COM 22,000 1 0.00% Put
220 CLOUD PEAK ENERGY INC COM 50,000 1 0.00% Call
221 CHIPMOS TECH BERMUDA LTD 53,598 1 0.00%
222 PAYCHEX INC 12,700 1 0.00% Put
223 DREAMWORKS ANIMATION SKG INC 50,000 1 0.00% Call
224 CareFusion 11,457 1 0.00%
225 SPDR S&P 500 ETF TR 5,000 1 0.00% Put
226 NRG ENERGY INC 27,500 1 0.00% Call
227 NOVO-NORDISK A S 20,000 1 0.00% Call
228 NOBLE CORP PLC 37,500 1 0.00% Call
229 BARNES & NOBLE INC 30,000 1 0.00% Put
230 MCDONALDS CORP 10,000 1 0.00% Put
231 QLIK TECHNOLOGIES INC COM 18,400 1 0.00%
232 ASTRAZENECA PLC 10,000 1 0.00% Put
233 LILLY ELI & CO 12,500 1 0.00% Put
234 Allergan plc 3,700 1 0.00% Put
235 VANDA PHARMACEUTICALS INC COM 52,100 1 0.00% Put
236 VIPSHOP HLDGS LTD 50,000 1 0.00% Call
237 Allergan plc 3,700 1 0.00% Call
238 Allergan plc 2,500 1 0.00%
239 HUNTSMAN CORP 33,800 1 0.00% Call
240 HUNTSMAN CORP 26,500 1 0.00%
241 BARNES & NOBLE INC 1,000 0 0.00%
242 VOLCANO CORP 22,200 0 0.00% Call
243 AT&T INC 5,100 0 0.00% Call
244 TIVO INC 37,700 0 0.00% Put
245 REPROS THERAPEUTICS INC 40,300 0 0.00% Call
246 TIVO INC 27,000 0 0.00%
247 REGULUS THERAPEUTICS INC COM 12,600 0 0.00% Put
248 ASTRAZENECA PLC 6,300 0 0.00%
249 MCDONALDS CORP 3,000 0 0.00%
250 TRIQUINT SEMICONDU 10,000 0 0.00%
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