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REGULUS THERAPEUTICS INC
REGULUS THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 93 Institutional holders with a total value of $496,972,778.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 7,290,574 116,941,000 23.53%
2 RA CAPITAL MANAGEMENT, L.P. 4,742,911 76,076,000 15.31%
3 WELLINGTON MANAGEMENT GROUP LLP 3,779,174 60,618,000 12.20%
4 Capital World Investors 2,448,400 46,887,000 9.43%
5 STATE STREET CORP 1,219,814 19,566,000 3.94%
6 Cormorant Asset Management, LP 1,100,000 17,644,000 3.55%
7 BlackRock Fund Advisors 998,306 16,013,000 3.22%
8 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 968,816 15,538,000 3.13%
9 AMERIPRISE FINANCIAL INC 838,403 13,447,000 2.71%
10 VANGUARD GROUP INC 763,562 12,247,000 2.46%
11 GOLDMAN SACHS GROUP INC 550,024 8,822,000 1.78%
12 JENNISON ASSOCIATES LLC 402,075 6,449,000 1.30%
13 ORBIMED ADVISORS LLC 400,000 6,416,000 1.29%
14 SABBY MANAGEMENT, LLC 352,278 5,651,000 1.14%
15 Abingworth LLP 327,350 5,247,000 1.06%
16 BlackRock Institutional Trust Company, N.A. 319,113 5,119,000 1.03%
17 ROYAL LONDON ASSET MANAGEMENT LTD 30,000 4,815,000 0.97%
18 Candriam S.C.A. 200,000 3,208,000 0.65%
19 GUGGENHEIM CAPITAL LLC 187,555 3,008,000 0.61%
20 WELLS FARGO & COMPANY/MN 172,345 2,764,000 0.56%
21 NORTHERN TRUST CORP 170,334 2,732,000 0.55%
22 LORD, ABBETT & CO. LLC 169,864 2,725,000 0.55%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 158,500 2,542,000 0.51% Call
24 AWM Investment Company, Inc. 152,100 2,440,000 0.49%
25 CREDIT SUISSE AG/ 148,143 2,377,000 0.48%
26 ROYAL BANK OF CANADA 144,274 2,314,000 0.47%
27 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 144,200 2,313,000 0.47%
28 GEODE CAPITAL MANAGEMENT, LLC 141,632 2,271,000 0.46%
29 Tourbillon Capital Partners, L.P. 100,000 1,604,000 0.32% Put
30 UBS Group AG 90,000 1,444,000 0.29% Put
31 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 80,000 1,283,000 0.26%
32 Callan Capital, LLC 80,000 1,283,000 0.26%
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 76,800 1,232,000 0.25% Put
34 Bank of New York Mellon Corp 72,971 1,170,000 0.24%
35 UNITED SERVICES AUTOMOBILE ASSOCIATION 68,310 1,096,000 0.22%
36 SCHRODER INVESTMENT MANAGEMENT GROUP 66,594 1,068,000 0.21%
37 RUSSELL FRANK CO/ 62,844 1,008,000 0.20%
38 DEUTSCHE BANK AG\ 62,359 999,000 0.20%
39 EVENTIDE ASSET MANAGEMENT, LLC 60,000 962,000 0.19%
40 Informed Momentum Co LLC 59,887 961,000 0.19%
41 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 47,600 900,000 0.18%
42 GROUP ONE TRADING LLC 53,901 865,000 0.17%
43 PRUDENTIAL FINANCIAL INC 51,200 821,000 0.17%
44 ARROWGRASS CAPITAL PARTNERS (US) LP 50,000 802,000 0.16%
45 BRIDGEWAY CAPITAL MANAGEMENT, LLC 50,000 802,000 0.16%
46 Numeric Investors LLC 47,200 757,000 0.15%
47 BlackRock Investment Management, LLC 43,651 700,000 0.14%
48 HAP Trading, LLC 43,055 691,000 0.14%
49 TIAA CREF INVESTMENT MANAGEMENT LLC 42,609 683,000 0.14%
50 HAP Trading, LLC 300,000 682,000 0.14% Call
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.